For filings with the FCA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Vodafone Group Plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: iii |
The Capital Group Companies, Inc. |
4. Full name of shareholder(s) (if different from 3.):iv |
See Schedule A |
5. Date of the transaction and date on which the threshold is crossed or reached: v |
19 March 2014 |
6. Date on which issuer notified: |
20 March 2014 |
7. Threshold(s) that is/are crossed or reached: vi, vii |
Below 3% |
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8. Notified details: |
A: Voting rights attached to shares viii, ix |
Class/type of shares if possible using the ISIN CODE
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Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x |
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
Ordinary Shares (GB00BH4HKS39) |
743,501,146 |
743,501,146 |
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721,803,463 |
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2.730% |
ADRs (US92857W3088) |
5,524,779 |
55,247,790 |
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55,247,790 |
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0.209% |
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B: Qualifying Financial Instruments |
Resulting situation after the triggering transaction |
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
Resulting situation after the triggering transaction |
Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
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Nominal |
Delta |
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Total (A+B+C) |
Number of voting rights |
Percentage of voting rights |
777,051,253 |
2.939% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
See Schedule A |
Proxy Voting: |
10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information:
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14. Contact name: |
Vivien Tan |
15. Contact telephone number: |
+1 (213) 615-0469 |
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As of 19 March 2014
Vodafone Group Plc
Number of Percent of
Shares Outstanding
The Capital Group Companies, Inc. ("CG") holdings 777,051,253 2.939%
Holdings by CG Management Companies and Funds:
• Capital Guardian Trust Company 13,219,191 0.050%
• Capital International Limited 909,053 0.003%
• Capital International SÁrl 838,899 0.003%
• Capital Research and Management Company 762,084,110 2.883%