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Holding(s) in Company

RNS Announcement

RNS Number : 5429H

Carillion PLC

01 December 2015

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESⁱ


1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ⁱⁱ		CARILLION PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights			x
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments			x
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation: ⁱⁱⁱ	Deutsche Bank AG
4. Full name of shareholder(s) (if different from 3.):^iv	Deutsche Bank AG, London Branch
5. Date of the transaction and date on which the threshold is crossed or reached: ^v	26/11/2015
6. Date on which issuer notified:	30/11/2015
7. Threshold(s) that is/are crossed or reached: ^{vi, vii}	5%,6%,7%,8%,9%

8. Notified details:

A: Voting rights attached to shares ^{viii, ix}

Class/type of
shares

if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of voting rights ^x

Direct

Direct ^xi

Indirect ^xii

Direct

Indirect

GB0007365546

Below Notifiable Threshold

25,809,474

6.00%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date ^xiii

Exercise/
Conversion Period ^xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments ^{xv, xvi}

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date ^xvii

Exercise/
Conversion period ^xviii

Number of voting rights instrument refers to

% of voting rights ^{xix, xx}

CFD

17,008,555

Nominal

Delta

3.95%

Total (A+B+C)

Number of voting rights

Percentage of voting rights

42,818,029

9.95%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: ^xxi
Deutsche Bank AG, London Branch - 9.95%

Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:	Total CFD Holding - See appendix.
14. Contact name:	Stacy Otieno
15. Contact telephone number:	02075476268

Appendix

Type of financial Instrument	Maturity Date	Number of voting rights instrument refers to
CFD	17-Mar-16	7,324,020
CFD	14-Mar-16	587,052
CFD	02-Jun-16	600,000
CFD	26-Oct-16	100,000
CFD	31-Aug-16	175,143
CFD	02-Mar-16	17,841
CFD	02-Nov-16	63,662
CFD	12-May-16	7,790
CFD	13-Jan-16	360,145
CFD	14-Sep-16	279,417
CFD	14-Dec-15	67,675
CFD	14-Nov-16	111,243
CFD	17-Mar-16	143,789
CFD	11-Jan-16	246,496
CFD	19-Oct-16	92,436
CFD	20-Apr-16	1,057,879
CFD	19-Apr-16	249,057
CFD	10-Mar-16	2,635,111
CFD	17-Mar-16	2,889,799

This information is provided by RNS

The company news service from the London Stock Exchange

END

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RNS metadata

Title: Holding(s) in Company
Time: 10:47:05
Date: 1 Dec 2015
Category: Holding(s) in company
ID: 5429H