RNS Announcement
RNS : FOR IMMEDIATE RELEASE
21 JULY 2016
ImmuPharma PLC
("ImmuPharma" or the "Company")
TR1 NOTIFICATION OF MAJOR INTEREST BY AVIVA
ImmuPharma PLC (LSE:IMM), the specialist drug discovery and development company, announces that it has received a TR-1 by Aviva plc ("Aviva"). Aviva's holding in ImmuPharma is now confirmed at a total of 11,169,942 Ordinary Shares which equates to a current position in the Company of 9.17%.
Full disclosure of the TR1 is shown below:
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii
ImmuPharma plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
√
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to thenotification obligation: iii
Aviva plc & its subsidiaries
4. Full name of shareholder(s) (if different from 3.):iv
Registered Holder:
BNY Norwich Union Nominees Limited628,858*
Chase (GA Group) Nominees Limited7,696,271*
State Street Nominees Limited1,413,511*
*denotes direct interest
Chase (GA Group) Nominees Limited627,539
Chase Nominees Limited275,292
Vidacos Nominees Limited528,471
5. Date of the transaction and date onwhich the threshold is crossed orreached: v
19 July 2016
6. Date on which issuer notified:
20 July 2016
7. Threshold(s) that is/are crossed or reached: vi, vii
8% to 7% Change at Direct Interest Level
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type ofshares
if possible usingthe ISIN CODE
Situation previousto the triggeringtransaction
Resulting situation after the triggering transaction
NumberofShares
NumberofVotingRights
Numberof shares
Number of votingrights
% of voting rights x
Direct
Direct xi
Indirect xii
Indirect
Ordinary Shares
GB0033711010
11,224,776
11,169,942
9,738,640
1,431,302
7.997%
1.175%
B: Qualifying Financial Instruments
Type of financialinstrument
Expirationdate xiii
Exercise/Conversion Period xiv
Number of votingrights that may beacquired if theinstrument isexercised/ converted.
% of votingrights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Exercise price
Expiration date xvii
Exercise/Conversion period xviii
Number of voting rights instrument refers to
% of voting rights xix, xx
Total (A+B+C)
Number of voting rights
Percentage of voting rights
9.172%
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
· Aviva plc (Parent Company)
· Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
· Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited)
· Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
Proxy Voting:
10. Name of the proxy holder:
See Section 4
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to holdvoting rights:
13. Additional information:
Figures are based the revised total number of voting rights of 121,781,219 as per the recent Confirmation of EIS and VCT Qualifying Status and Issue of Equity announcement of 01 March 2016.
14. Contact name:
James Clark, Aviva plc
15. Contact telephone number:
01603 683853
-Ends-
For further information please contact:
ImmuPharma plc (www.immupharma.org)
+ 44 (0) 20 7152 4080
Tim McCarthy, Chairman
Lisa Baderoon, Head of Investor Relations
Twitter: @immupharma
+ 44 (0) 7721 413496
Panmure, Gordon & Co., (NOMAD & Broker)
+44 (0) 20 7886 2500
Fred Walsh, Duncan Monteith, Corporate Finance
Charles Leigh-Pemberton, Corporate Broking
Northland Capital Partners Limited (Joint Broker)
Patrick Claridge, David Hignell, Corporate Finance
Rob Rees, Corporate Broking
+44 (0)20 3861 6631
Holding(s) in Company
09:32:38
21 Jul 2016
Holding(s) in company
8466E