Form 8.5 (EPT/RI) Hammerson

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hammerson plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Intu Properties PLC
(d) Date dealing undertaken:	07 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES Intu Properties PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
25p ordinary	Buy	1974644	4.6500 GBP	4.57250       GBP
25p ordinary	Sell	428926	4.616598 GBP	4.57250        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
25p ordinary	CFD	Long	599	4.678        GBP
25p ordinary	CFD	Long	542	4.643738        GBP
25p ordinary	CFD	Long	1626	4.625159        GBP
25p ordinary	CFD	Long	45	4.581306        GBP
25p ordinary	CFD	Long	7448	4.66967        GBP
25p ordinary	CFD	Long	784	4.662317        GBP
25p ordinary	CFD	Long	773	4.624775        GBP
25p ordinary	CFD	Long	2586	4.663373        GBP
25p ordinary	CFD	Long	4461	4.616598        GBP
25p ordinary	CFD	Long	59	4.612305        GBP
25p ordinary	CFD	Long	64	4.633684        GBP
25p ordinary	CFD	Long	67	4.610164        GBP
25p ordinary	CFD	Long	13285	4.65265487391795        GBP
25p ordinary	CFD	Long	4315	4.64914484356895        GBP
25p ordinary	CFD	Long	14400	4.64817152777778        GBP
25p ordinary	CFD	Long	16877	4.663062        GBP
25p ordinary	CFD	Long	264	4.631027        GBP
25p ordinary	CFD	Long	9489	4.65853409        GBP
25p ordinary	CFD	Long	18551	4.670525        GBP
25p ordinary	CFD	Long	35055	4.677        GBP
25p ordinary	CFD	Long	30000	4.641387        GBP
25p ordinary	CFD	Long	388	4.607985        GBP
25p ordinary	CFD	Long	568	4.6294        GBP
25p ordinary	CFD	Long	290	4.67631034482759        GBP
25p ordinary	CFD	Short	4428	4.642844 GBP
25p ordinary	CFD	Short	1660000	4.59        GBP
25p ordinary	CFD	Short	22100	4.62681        GBP
25p ordinary	CFD	Short	3967	4.62616335        GBP
25p ordinary	CFD	Short	15000	4.59780466666667        GBP
25p ordinary	CFD	Short	1615	4.60964        GBP
25p ordinary	CFD	Short	400	4.573        GBP
25p ordinary	CFD	Short	2268	4.618764        GBP
25p ordinary	CFD	Short	3966	4.64913010590015        GBP
25p ordinary	CFD	Short	4461	4.616598        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

Date of disclosure:	08 February 2018
Contact name:	Wendy Dent
Telephone number:	+44 (0)207 568 1245

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.