Form 8.5 (EPT/RI)- Hammerson PLC

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hammerson plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Intu Properties plc
(d) Date dealing undertaken:	15 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES Intu Properties PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
25p ordinary	Buy	2042913	4.41200 GBP	4.30395      GBP
25p ordinary	Sell	2174003	4.41200 GBP	4.30395 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
25p ordinary	CFD	Long	427500	4.32347        GBP
25p ordinary	CFD	Long	218922	4.33480486200565        GBP
25p ordinary	CFD	Long	7876	4.33634   GBP
25p ordinary	CFD	Long	100	4.33262        GBP
25p ordinary	CFD	Long	4500	4.382        GBP
25p ordinary	CFD	Long	49432	4.34014889140638        GBP
25p ordinary	CFD	Long	2235	4.34233109619687        GBP
25p ordinary	CFD	Long	6367	4.35254594000314        GBP
25p ordinary	CFD	Long	3162	4.34233080328906        GBP
25p ordinary	CFD	Long	20700	4.33948        GBP
25p ordinary	CFD	Long	6588	4.3569        GBP
25p ordinary	CFD	Long	254	4.3396        GBP
25p ordinary	CFD	Long	400	4.33191        GBP
25p ordinary	CFD	Long	11903	4.32985465848946        GBP
25p ordinary	CFD	Long	5619	4.35091475351486        GBP
25p ordinary	CFD	Long	381	4.35068241469816        GBP
25p ordinary	CFD	Long	2114	4.31829706717124        GBP
25p ordinary	CFD	Long	11983	4.38745222398398        GBP
25p ordinary	CFD	Long	36635	4.33443483008052        GBP
25p ordinary	CFD	Long	1593	4.31263653483992        GBP
25p ordinary	CFD	Long	1371	4.344692        GBP
25p ordinary	CFD	Long	265	4.334548        GBP
25p ordinary	CFD	Long	128	4.366313        GBP
25p ordinary	CFD	Long	73	4.332569        GBP
25p ordinary	CFD	Long	36	4.341646        GBP
25p ordinary	CFD	Long	30	4.356422        GBP
25p ordinary	CFD	Long	19	4.346568        GBP
25p ordinary	CFD	Long	201344	4.342549        GBP
25p ordinary	CFD	Long	40591	4.33007        GBP
25p ordinary	CFD	Long	3000	4.345        GBP
25p ordinary	CFD	Long	101850	4.3849027982327        GBP
25p ordinary	CFD	Short	3708	4.3467        GBP
25p ordinary	CFD	Short	56227	4.34318        GBP
25p ordinary	CFD	Short	3000	4.35933333        GBP
25p ordinary	CFD	Short	7876	4.336348      GBP
25p ordinary	CFD	Short	1311	4.3434706331045        GBP
25p ordinary	CFD	Short	565914	4.344        GBP
25p ordinary	CFD	Short	158279	4.347755        GBP
25p ordinary	CFD	Short	158497	4.345006        GBP
25p ordinary	CFD	Short	113527	4.345131        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

Date of disclosure:	16 March 2018
Contact name:	Wendy Dent
Telephone number:	+44 (0)207 568 1245

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.