Form 8.5 (EPT/RI) | RNS | Ticker

Form 8.5 (EPT/RI)

RNS Announcement

RNS Number : 1496I

Bank of America Merrill Lynch

19 March 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")

1.	KEY INFORMATION

(a)	Name of exempt principal trader:

Bank of America Merrill Lynch

(b)	Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree

NEX Group PLC

(c)	Name of the party to the offer with which exempt principal trader is connected:

NEX Group PLC

(d)	Date dealing undertaken:

16/03/2018

(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"

YES

If YES, specify which:

(CME Group Inc)

2.	DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)	Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Common - ISIN GB00BZ02MH16	Purchase	1,056,959	9.025 GBP	8.67 GBP
Common - ISIN GB00BZ02MH16	Sale	1,504,876	9.03 GBP	8.655 GBP

(b)	Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Common - ISIN GB00BZ02MH16	Swaps	Short	20,243	8.809 GBP
Common - ISIN GB00BZ02MH16	Swaps	Short	5,832	8.67 GBP
Common - ISIN GB00BZ02MH16	Swaps	Short	111,002	8.819 GBP
Common - ISIN GB00BZ02MH16	Swaps	Short	1,118	8.741 GBP
Common - ISIN GB00BZ02MH16	Swaps	Short	1,938	8.809 GBP
Common - ISIN GB00BZ02MH16	Swaps	Short	5,500	8.915 GBP
Common - ISIN GB00BZ02MH16	Swaps	Short	1,866	8.809 GBP
Common - ISIN GB00BZ02MH16	Swaps	Short	516	8.809 GBP
Common - ISIN GB00BZ02MH16	Swaps	Short	4,700	8.935 GBP
Common - ISIN GB00BZ02MH16	Swaps	Short	2,074	8.745 GBP
Common - ISIN GB00BZ02MH16	Swaps	Short	4,683	8.807 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	40,848	8.799 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	13,343	8.883 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	19,966	8.883 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	4	8.883 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	818	8.874 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	1,939	8.874 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	21,557	8.874 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	20,634	8.778 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	499	8.85 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	4,991	8.883 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	667	8.874 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	41,785	8.891 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	70,832	8.759 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	5,519	8.813 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	245	8.883 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	516	8.805 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	92	8.9 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	1,015	8.883 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	7,836	8.883 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	17,421	9 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	5,000	8.934 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	17,327	8.813 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	17,733	8.813 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	13,047	8.883 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	1,407	8.883 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	20,344	8.883 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	3,785	8.887 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	17,525	8.813 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	1,012	8.813 GBP
Common - ISIN GB00BZ02MH16	Swaps	Long	8,341	8.805 GBP

(c)	Stock-settled derivative transactions (including options)

(i)	Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)

Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise Price per unit
N/A	N/A	N/A	N/A	N/A

(d)	Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.	OTHER INFORMATION

(a)	Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b)	Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	19/03/2018
Contact name:	Harshini Gopa
Telephone number:	+44207 996 3410

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

FERBBGDXRXBBGIC

RNS metadata

Title: Form 8.5 (EPT/RI)
Time: 11:37:53
Date: 19 Mar 2018
Category: Holding(s) in company
ID: 1496I