Form 8.5 (EPT/RI)- Hammerson Plc AMENDMENT

AMENDMENT

INCREASED EQUITY PURCHASES BY 2,212 TO 891,867

ADDED EQUITY SWAP SALES OF 809,315

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hammerson Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Corporate Broker & Financial Advisor to Hammerson Plc
(d) Date dealing undertaken:	13 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes Intu Properties Plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received (GBP)	Lowest price per unit paid/received (GBP)
Ordinary Shares	Purchases   Sales	891,867   742,466	4.6150   4.6150	4.5300   4.5209

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary Shares	Equity Swaps	Long                                                                         Short	2,516 547 39,645 1,095 1,138 56 13,125 10,224 1,322 13,397 34,900 5,883 12,005 52,616 15,728 20,450 12,257 427 23,608 10,790 2,476 1,957 10,336 75,131 16,269 1,739 3,354 704 201,644 2,932 1,225 1,077 198,554 2,492 44,445 33,220   19,820 9,498 111,655 76,344 2,125 22,668 28,679 1,707 5,598 70,044 18,636 12,306 2,490 8,634 2,212 50,794 66,737 27,073 4,575 6,710 1,575 1,538 2,438 700 81,051 850 53 896 569 213 1,110 1,098 1,134 1,077 119,771 46,937 112,003	4.5170 GBP 4.5406 GBP 4.5498 GBP 4.5514 GBP 4.5516 GBP 4.5557 GBP 4.5559 GBP 4.5624 GBP 4.5643 GBP 4.5660 GBP 4.5727 GBP 4.5744 GBP 4.5790 GBP 4.5806 GBP 4.5837 GBP 4.5838 GBP 4.5842 GBP 4.5848 GBP 4.5849 GBP 4.5868 GBP 4.5869 GBP 4.5884 GBP 4.5894 GBP 4.5902 GBP 4.5909 GBP 4.5922 GBP 4.5939 GBP 4.5959 GBP 4.5977 GBP 4.6015 GBP 4.6099 GBP 74.8975 ZAR 75.2409 ZAR 75.4050 ZAR 75.5076 ZAR 75.7677 ZAR   4.5562 GBP 4.5572 GBP 4.5633 GBP 4.5639 GBP 4.5659 GBP 4.5662 GBP 4.5687 GBP 4.5693 GBP 4.5724 GBP 4.5758 GBP 4.5778 GBP 4.5799 GBP 4.5800 GBP 4.5824 GBP 4.5826 GBP 4.5831 GBP 4.5833 GBP 4.5834 GBP 4.5835 GBP 4.5837 GBP 4.5839 GBP 4.5840 GBP 4.5848 GBP 4.5861 GBP 4.5862 GBP 4.5870 GBP 4.5881 GBP 4.5890 GBP 4.5940 GBP 4.6000 GBP 4.6020 GBP 4.6095 GBP 4.6115 GBP 74.8975 ZAR 74.9651 ZAR 75.5045 ZAR 75.6967 ZAR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit (GBP)	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit (GBP)

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit (GBP)

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable) (GBP)

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

Date of disclosure:	20 March 2018
Contact name:	Alwyn Basch
Telephone number:	020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.