Form 8.5 (EPT/RI) Hammerson plc

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hammerson plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Intu Properties plc
(d) Date dealing undertaken:	22 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES Intu Properties PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
25p ordinary	Buy	2318522	5.467479        GBP	5.46901        GBP
25p ordinary	Sell	1897087	5.467479        GBP	5.46901        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
25p ordinary	CFD	Long	3940	5.52439593908629        GBP
25p ordinary	CFD	Long	73716	5.52439497531065        GBP
25p ordinary	CFD	Long	7928	5.55889757820383        GBP
25p ordinary	CFD	Long	9969	5.55270739291805        GBP
25p ordinary	CFD	Long	21608	5.58819048500555        GBP
25p ordinary	CFD	Long	2819	5.62173111032281        GBP
25p ordinary	CFD	Long	3903	5.54889059697668        GBP
25p ordinary	CFD	Long	9670	5.57187590486039        GBP
25p ordinary	CFD	Long	459	5.57668845315904        GBP
25p ordinary	CFD	Long	243968	5.53177010919465        GBP
25p ordinary	CFD	Long	346	5.5335        GBP
25p ordinary	CFD	Long	380	5.55        GBP
25p ordinary	CFD	Long	54166	5.467479        GBP
25p ordinary	CFD	Long	2976	5.540529        GBP
25p ordinary	CFD	Long	9103	5.55461386356146        GBP
25p ordinary	CFD	Short	123237	5.574        GBP
25p ordinary	CFD	Short	26	5.541108        GBP
25p ordinary	CFD	Short	963	5.543106        GBP
25p ordinary	CFD	Short	195	5.549392        GBP
25p ordinary	CFD	Short	126	5.552133        GBP
25p ordinary	CFD	Short	50	5.546965        GBP
25p ordinary	CFD	Short	5175	5.547361        GBP
25p ordinary	CFD	Short	403	5.543089        GBP
25p ordinary	CFD	Short	125624	5.50385        GBP
25p ordinary	CFD	Short	418744	5.5259        GBP
25p ordinary	CFD	Short	30000	5.49        GBP
25p ordinary	CFD	Short	39235	5.5795741        GBP
25p ordinary	CFD	Short	41000	5.516        GBP
25p ordinary	CFD	Short	54166	5.467479        GBP
25p ordinary	CFD	Short	6906	5.525901        GBP
25p ordinary	CFD	Short	2072	5.503851        GBP
25p ordinary	CFD	Short	1500	5.51        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

Date of disclosure:	23 March 2018
Contact name:	Wendy Dent
Telephone number:	+44 (0)207 568 1245

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.