Form 8.5 (EPT/RI) - Hammerson plc

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hammerson plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hammerson plc
(d) Date dealing undertaken:	10/04/2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes - Intu Properties plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received GBP	Lowest price per unit paid/received GBP
25p ordinary	Purchase	267,709	5.3067	5.2000
25p ordinary	Sale	403,515	5.3300	5.2020

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
25p ordinary	Swap	Long	20	5.2286 GBP
25p ordinary	Swap	Long	422	5.2636 GBP
25p ordinary	Swap	Long	1,366	5.2285 GBP
25p ordinary	Swap	Long	2,080	5.2328 GBP
25p ordinary	Swap	Long	3,620	5.2160 GBP
25p ordinary	Swap	Long	8,127	5.2395 GBP
25p ordinary	Swap	Long	19,116	5.2370 GBP
25p ordinary	Swap	Long	28,800	5.2345 GBP
25p ordinary	Swap	Long	38,400	5.2345 GBP
25p ordinary	Swap	Long	81,839	5.2370 GBP
25p ordinary	Swap	Long	62	89.0489 ZAR
25p ordinary	Swap	Long	156	89.0475 ZAR
25p ordinary	Swap	Long	474	89.0476 ZAR
25p ordinary	Swap	Long	474	89.0500 ZAR
25p ordinary	Swap	Long	1,006	89.0474 ZAR
25p ordinary	Swap	Short	5	5.2240 GBP
25p ordinary	Swap	Short	25	5.2436 GBP
25p ordinary	Swap	Short	33	5.2545 GBP
25p ordinary	Swap	Short	73	5.2430 GBP
25p ordinary	Swap	Short	92	5.2382 GBP
25p ordinary	Swap	Short	111	5.2536 GBP
25p ordinary	Swap	Short	971	5.2382 GBP
25p ordinary	Swap	Short	1,118	5.2195 GBP
25p ordinary	Swap	Short	1,241	5.2421 GBP
25p ordinary	Swap	Short	1,342	5.2412 GBP
25p ordinary	Swap	Short	5,542	5.2434 GBP
25p ordinary	Swap	Short	11,434	5.2384 GBP
25p ordinary	Swap	Short	21,300	5.2043 GBP
25p ordinary	Swap	Short	21,422	5.2612 GBP
25p ordinary	Swap	Short	474	89.0500 ZAR
25p ordinary	Swap	Short	3,310	89.2000 ZAR

 

 (c)       Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

Date of disclosure:	11/04/2018
Contact name:	Jasim Baloch
Telephone number:	0121 407 9093

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.