Director/PDMR Shareholding | RNS | Ticker

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Director/PDMR Shareholding

RNS Announcement

RNS Number : 7761S

Standard Chartered PLC

13 March 2019

Standard Chartered PLC - Director/PDMR Shareholding

Details of the person discharging managerial responsibilities / person closely associated

Name

Andy Halford (allocated shares held through Computershare Investor Services PLC)

Reason for the notification

Position/status

Group Chief Financial Officer

Initial notification /Amendment

Initial

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Name

Standard Chartered PLC

LEI

U4LOSYZ7YG4W3S5F2G91

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2018 Annual Report and Accounts

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

Price(s) and volume(s)

	Price £	Volume
i)	6.105	36,895
ii)	6.105	15,881
iii)	6.105	425,472

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.105	36,895
ii)	6.105	15,881
iii)	6.105	425,472

Date of the transaction

11 March 2019

Place of the transaction

XLON London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

Name

Ben Hung

Reason for the notification

Position/status

Regional CEO, Greater China & North Asia and CEO, Retail Banking, and Wealth Management

Initial notification /Amendment

Initial

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Name

Standard Chartered PLC

LEI

U4LOSYZ7YG4W3S5F2G91

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

Price(s) and volume(s)

	Price £	Volume
i)	6.105	63,466
ii)	6.105	77,111
iii)	6.105	120,487

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.105	63,466
ii)	6.105	77,111
iii)	6.105	120,487

Date of the transaction

11 March 2019

Place of the transaction

XLON London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

Name

Bill Winters (allocated shares held through Computershare Investor Services PLC)

Reason for the notification

Position/status

Group Chief Executive Officer

Initial notification /Amendment

Initial

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Name

Standard Chartered PLC

LEI

U4LOSYZ7YG4W3S5F2G91

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

Price(s) and volume(s)

	Price £	Volume
i)	6.105	60,380
ii)	6.105	102,129
iii)	6.105	665,327

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.105	60,380
ii)	6.105	102,129
iii)	6.105	665,327

Date of the transaction

11 March 2019

Place of the transaction

XLON London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

Name

David Whiteing

Reason for the notification

Position/status

Group Chief Operating Officer

Initial notification /Amendment

Initial

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Name

Standard Chartered PLC

LEI

U4LOSYZ7YG4W3S5F2G91

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

Nature of the transaction

i) Grant of upfront shares under the 2011 Standard Chartered Share Plan

ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

Price(s) and volume(s)

	Price £	Volume
i)	6.105	24,590
ii)	6.105	111,309

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.105	24,590
ii)	6.105	111,309

Date of the transaction

11 March 2019

Place of the transaction

XLON London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

Name

Judy Hsu

Reason for the notification

Position/status

Regional CEO, ASEAN & South Asia

Initial notification /Amendment

Initial

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Name

Standard Chartered PLC

LEI

U4LOSYZ7YG4W3S5F2G91

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

Nature of the transaction

i) Grant of upfront shares under the 2011 Standard Chartered Share Plan

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

iv) Exercise of upfront shares granted in March 2018 under the 2011 Standard Chartered Share Plan

Price(s) and volume(s)

	Price £	Volume
i)	6.105	60,420
ii)	6.105	41,567
iii)	6.105	139,136
iv)	6.094	49,405

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.105	60,420
ii)	6.105	41,567
iii)	6.105	139,136
iv)	6.094	49,405

Date of the transaction

11 March 2019

Place of the transaction

XLON London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

Name

Mark Smith

Reason for the notification

Position/status

Group Chief Risk Officer

Initial notification /Amendment

Initial

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Name

Standard Chartered PLC

LEI

U4LOSYZ7YG4W3S5F2G91

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

iv) Application of notional dividend shares to deferred shares granted in March 2016 under the 2011 Standard Chartered Share Plan

v) Exercise of deferred shares granted in March 2016 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above

vi) Exercise of restricted shares granted in March 2016 under the 2011 Standard Chartered Share Plan

vii) Sale of shares to cover tax in relation to the transactions described in v) above

viii) Sale of shares to cover tax in relation to the transactions described in vi) above

Price(s) and volume(s)

	Price £	Volume
i)	6.105	33,823
ii)	6.105	50,505
iii)	6.105	133,788
iv)	N/A	314
v)	6.094	9,238
vi)	6.094	22,554
vii)	6.094	4,351
viii)	6.094	10,622

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.105	33,823
ii)	6.105	50,505
iii)	6.105	133,788
iv)	N/A	314
v)	6.094	9,238
vi)	6.094	22,554
vii)	6.094	4,351
viii)	6.094	10,622

Date of the transaction

11 March 2019

Place of the transaction

XLON London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

Name

Michael Gorriz

Reason for the notification

Position/status

Group Chief Information Officer

Initial notification /Amendment

Initial

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Name

Standard Chartered PLC

LEI

U4LOSYZ7YG4W3S5F2G91

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

Nature of the transaction

i) Grant of upfront shares under the 2011 Standard Chartered Share Plan

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

iv) Exercise of upfront shares granted in March 2018 under the 2011 Standard Chartered Share Plan

Price(s) and volume(s)

	Price £	Volume
i)	6.105	51,276
ii)	6.105	33,270
iii)	6.105	122,092
iv)	6.094	43,032

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.105	51,276
ii)	6.105	33,270
iii)	6.105	122,092
iv)	6.094	43,032

Date of the transaction

11 March 2019

Place of the transaction

XLON London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

Name

Sunil Kaushal

Reason for the notification

Position/status

Regional CEO, Africa & Middle East

Initial notification /Amendment

Initial

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Name

Standard Chartered PLC

LEI

U4LOSYZ7YG4W3S5F2G91

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

Price(s) and volume(s)

	Price £	Volume
i)	6.105	41,054
ii)	6.105	29,751
iii)	6.105	91,543

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.105	41,054
ii)	6.105	29,751
iii)	6.105	91,543

Date of the transaction

11 March 2019

Place of the transaction

XLON London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

Name

Simon Cooper

Reason for the notification

Position/status

CEO, Corporate, Commercial and Institutional Banking

Initial notification /Amendment

Initial

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Name

Standard Chartered PLC

LEI

U4LOSYZ7YG4W3S5F2G91

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

Nature of the transaction

i) Grant of upfront shares under the 2011 Standard Chartered Share Plan

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

iv) Exercise of restricted shares granted in May 2016 under the 2011 Standard Chartered Share Plan

v) Exercise of upfront shares granted in March 2018 under the 2011 Standard Chartered Share Plan

Price(s) and volume(s)

	Price £	Volume
i)	6.105	145,973
ii)	6.105	124,144
iii)	6.105	288,709
iv)	6.094	82,253
v)	6.094	112,119

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.105	145,973
ii)	6.105	124,144
iii)	6.105	288,709
iv)	6.094	82,253
v)	6.094	112,119

Date of the transaction

11 March 2019

Place of the transaction

XLON London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

Name

Tanuj Kapilashrami

Reason for the notification

Position/status

Group Head, Human Resources

Initial notification /Amendment

Initial

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Name

Standard Chartered PLC

LEI

U4LOSYZ7YG4W3S5F2G91

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

iv) Exercise of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan

v) Sale of shares to cover tax in relation to the transaction described in iv) above

Price(s) and volume(s)

	Price £	Volume
i)	6.105	22,001
ii)	6.105	24,912
iii)	6.105	96,424
iv)	6.094	9,239
v)	6.094	4,352

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.105	22,001
ii)	6.105	24,912
iii)	6.105	96,424
iv)	6.094	9,239
v)	6.094	4,352

Date of the transaction

11 March 2019

Place of the transaction

XLON London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

Name

Tracey McDermott

Reason for the notification

Position/status

Group Head, Corporate Affairs, Brand & Marketing and Group Head, Compliance

Initial notification /Amendment

Initial

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Name

Standard Chartered PLC

LEI

U4LOSYZ7YG4W3S5F2G91

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

Price(s) and volume(s)

	Price £	Volume
i)	6.105	21,522
ii)	6.105	32,516
iii)	6.105	84,371

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.105	21,522
ii)	6.105	32,516
iii)	6.105	84,371

Date of the transaction

11 March 2019

Place of the transaction

XLON London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

Name

Tracy Clarke

Reason for the notification

Position/status

Regional CEO, Europe & Americas and CEO, Private Banking

Initial notification /Amendment

Initial

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Name

Standard Chartered PLC

LEI

U4LOSYZ7YG4W3S5F2G91

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

Price(s) and volume(s)

	Price £	Volume
i)	6.105	29,709
ii)	6.105	44,362
iii)	6.105	117,517

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.105	29,709
ii)	6.105	44,362
iii)	6.105	117,517

Date of the transaction

11 March 2019

Place of the transaction

XLON London Stock Exchange

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RNS metadata

Title: Director/PDMR Shareholding
Time: 13:45:01
Date: 13 Mar 2019
Category: Director/PDMR dealings
ID: 7761S