Form 8.5 (EPT/RI) | RNS | Ticker

Form 8.5 (EPT/RI)

RNS Announcement

RNS Number : 1415M

GoldmanSachs International

12 September 2019

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	LONDON STOCK EXCHANGE GROUP PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	LONDON STOCK EXCHANGE GROUP PLC
(d) Date dealing undertaken:	11 September 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	YES - disclosing today for HONG KONG EXCHANGES AND CLEARING LIMITED

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

6 79/86 p ordinary

Purchases

2,111,148

78.9600 GBP

67.0000 GBP

6 79/86 p ordinary

Sales

1,271,646

79.0000 GBP

66.9800 GBP

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
6 79/86 p ordinary	CFD	Reducing a short position	270	67.0978 GBP
6 79/86 p ordinary	CFD	Opening a short position	15,000	67.2400 GBP
6 79/86 p ordinary	CFD	Reducing a long position	118	67.2601 GBP
6 79/86 p ordinary	CFD	Reducing a short position	77	67.3825 GBP
6 79/86 p ordinary	CFD	Increasing a long position	300	68.0605 GBP
6 79/86 p ordinary	CFD	Reducing a short position	881	68.1704 GBP
6 79/86 p ordinary	CFD	Opening a short position	97	68.1800 GBP
6 79/86 p ordinary	CFD	Reducing a long position	141	68.1800 GBP
6 79/86 p ordinary	CFD	Increasing a long position	400	69.0333 GBP
6 79/86 p ordinary	CFD	Reducing a short position	988	69.2315 GBP
6 79/86 p ordinary	CFD	Reducing a long position	759	69.7494 GBP
6 79/86 p ordinary	CFD	Reducing a short position	1,394	70.8560 GBP
6 79/86 p ordinary	CFD	Opening a short position	27,456	70.9196 GBP
6 79/86 p ordinary	CFD	Opening a short position	2,544	70.9196 GBP
6 79/86 p ordinary	CFD	Reducing a short position	2,831	70.9378 GBP
6 79/86 p ordinary	CFD	Reducing a long position	1	71.1310 GBP
6 79/86 p ordinary	CFD	Reducing a long position	3	71.1991 GBP
6 79/86 p ordinary	CFD	Reducing a long position	258	71.2148 GBP
6 79/86 p ordinary	CFD	Reducing a long position	2	71.2183 GBP
6 79/86 p ordinary	CFD	Reducing a long position	8,497	71.3290 GBP
6 79/86 p ordinary	CFD	Reducing a long position	1,040	71.3290 GBP
6 79/86 p ordinary	CFD	Reducing a long position	2,866	71.3290 GBP
6 79/86 p ordinary	CFD	Reducing a long position	4,921	71.3290 GBP
6 79/86 p ordinary	CFD	Reducing a long position	11,649	71.3290 GBP
6 79/86 p ordinary	CFD	Reducing a long position	2,329	71.3290 GBP
6 79/86 p ordinary	CFD	Reducing a long position	507	71.3804 GBP
6 79/86 p ordinary	CFD	Reducing a long position	61	71.3804 GBP
6 79/86 p ordinary	CFD	Reducing a long position	170	71.3804 GBP
6 79/86 p ordinary	CFD	Reducing a long position	294	71.3804 GBP
6 79/86 p ordinary	CFD	Reducing a long position	695	71.3804 GBP
6 79/86 p ordinary	CFD	Reducing a long position	138	71.3804 GBP
6 79/86 p ordinary	CFD	Reducing a long position	543	71.3909 GBP
6 79/86 p ordinary	CFD	Reducing a long position	500	71.5920 GBP
6 79/86 p ordinary	CFD	Reducing a long position	11	71.6476 GBP
6 79/86 p ordinary	CFD	Increasing a short position	21	71.6740 GBP
6 79/86 p ordinary	CFD	Increasing a short position	25	71.6740 GBP
6 79/86 p ordinary	CFD	Increasing a short position	16	71.6740 GBP
6 79/86 p ordinary	CFD	Opening a short position	4,250	71.7243 GBP
6 79/86 p ordinary	CFD	Reducing a long position	47	71.7509 GBP
6 79/86 p ordinary	CFD	Reducing a long position	150	71.7535 GBP
6 79/86 p ordinary	CFD	Reducing a long position	172	71.7572 GBP
6 79/86 p ordinary	CFD	Opening a short position	2,400	71.7659 GBP
6 79/86 p ordinary	CFD	Opening a short position	4,500	71.7659 GBP
6 79/86 p ordinary	CFD	Opening a short position	10,000	71.7763 GBP
6 79/86 p ordinary	CFD	Reducing a long position	15,219	71.7905 GBP
6 79/86 p ordinary	CFD	Reducing a long position	2,276	71.7905 GBP
6 79/86 p ordinary	CFD	Reducing a long position	5,136	71.7905 GBP
6 79/86 p ordinary	CFD	Reducing a long position	8,820	71.7905 GBP
6 79/86 p ordinary	CFD	Reducing a long position	20,869	71.7905 GBP
6 79/86 p ordinary	CFD	Reducing a long position	4,174	71.7905 GBP
6 79/86 p ordinary	CFD	Reducing a long position	590	71.8133 GBP
6 79/86 p ordinary	CFD	Opening a short position	50,000	71.8274 GBP
6 79/86 p ordinary	CFD	Reducing a long position	20	71.8313 GBP
6 79/86 p ordinary	CFD	Opening a short position	50,000	71.8455 GBP
6 79/86 p ordinary	CFD	Opening a short position	2,000	71.8550 GBP
6 79/86 p ordinary	CFD	Reducing a long position	3	71.9272 GBP
6 79/86 p ordinary	CFD	Reducing a long position	52	71.9537 GBP
6 79/86 p ordinary	CFD	Reducing a long position	15	71.9540 GBP
6 79/86 p ordinary	CFD	Reducing a long position	817	71.9574 GBP
6 79/86 p ordinary	CFD	Reducing a long position	11,178	71.9586 GBP
6 79/86 p ordinary	CFD	Opening a short position	200,000	71.9589 GBP
6 79/86 p ordinary	CFD	Reducing a long position	217	71.9616 GBP
6 79/86 p ordinary	CFD	Opening a short position	252	71.9708 GBP
6 79/86 p ordinary	CFD	Reducing a long position	37	71.9840 GBP
6 79/86 p ordinary	CFD	Reducing a long position	38	71.9921 GBP
6 79/86 p ordinary	CFD	Reducing a long position	7	72.0220 GBP
6 79/86 p ordinary	CFD	Increasing a short position	27,456	72.0504 GBP
6 79/86 p ordinary	CFD	Increasing a short position	2,544	72.0504 GBP
6 79/86 p ordinary	CFD	Reducing a short position	35,000	72.0600 GBP
6 79/86 p ordinary	CFD	Increasing a long position	2	72.0600 GBP
6 79/86 p ordinary	CFD	Opening a short position	2,555	72.0600 GBP
6 79/86 p ordinary	CFD	Increasing a long position	1	72.0600 GBP
6 79/86 p ordinary	CFD	Opening a short position	138	72.0600 GBP
6 79/86 p ordinary	CFD	Reducing a short position	78	72.0600 GBP
6 79/86 p ordinary	CFD	Reducing a short position	24	72.0600 GBP
6 79/86 p ordinary	CFD	Increasing a short position	116	72.0912 GBP
6 79/86 p ordinary	CFD	Reducing a long position	15	72.1188 GBP
6 79/86 p ordinary	CFD	Reducing a short position	10,000	72.1347 GBP
6 79/86 p ordinary	CFD	Opening a short position	140,000	72.1634 GBP
6 79/86 p ordinary	CFD	Increasing a short position	25,000	72.1800 GBP
6 79/86 p ordinary	CFD	Increasing a short position	45,760	72.2005 GBP
6 79/86 p ordinary	CFD	Increasing a short position	4,240	72.2005 GBP
6 79/86 p ordinary	CFD	Opening a short position	135,000	72.2167 GBP
6 79/86 p ordinary	CFD	Reducing a long position	621	72.2466 GBP
6 79/86 p ordinary	CFD	Increasing a short position	14,295	72.3117 GBP
6 79/86 p ordinary	CFD	Reducing a long position	33	72.3730 GBP
6 79/86 p ordinary	CFD	Increasing a short position	6,596	72.4320 GBP
6 79/86 p ordinary	CFD	Reducing a long position	93,087	72.4958 GBP
6 79/86 p ordinary	CFD	Reducing a long position	11	72.5115 GBP
6 79/86 p ordinary	CFD	Reducing a short position	29,753	72.7987 GBP
6 79/86 p ordinary	CFD	Opening a long position	3,000	73.0280 GBP
6 79/86 p ordinary	CFD	Increasing a short position	14,000	73.2008 GBP
6 79/86 p ordinary	CFD	Opening a long position	93,087	73.3295 GBP
6 79/86 p ordinary	CFD	Reducing a long position	3,000	73.6867 GBP
6 79/86 p ordinary	CFD	Reducing a short position	2,500	73.7702 GBP
6 79/86 p ordinary	CFD	Reducing a short position	17,500	73.7702 GBP
6 79/86 p ordinary	CFD	Reducing a short position	6,596	73.9411 GBP
6 79/86 p ordinary	CFD	Reducing a short position	83,991	73.9924 GBP
6 79/86 p ordinary	CFD	Reducing a long position	12	74.0133 GBP
6 79/86 p ordinary	CFD	Opening a long position	25,317	74.1030 GBP
6 79/86 p ordinary	CFD	Increasing a long position	258	74.2552 GBP
6 79/86 p ordinary	CFD	Reducing a short position	10,000	74.5054 GBP
6 79/86 p ordinary	CFD	Reducing a short position	15,000	74.5054 GBP
6 79/86 p ordinary	CFD	Reducing a short position	5,000	74.5054 GBP
6 79/86 p ordinary	CFD	Reducing a short position	10,000	74.5054 GBP
6 79/86 p ordinary	CFD	Reducing a short position	10,000	74.5054 GBP
6 79/86 p ordinary	CFD	Reducing a short position	10,000	74.5054 GBP
6 79/86 p ordinary	CFD	Reducing a long position	14,152	74.8477 GBP
6 79/86 p ordinary	CFD	Reducing a long position	1,733	74.8477 GBP
6 79/86 p ordinary	CFD	Reducing a long position	4,766	74.8477 GBP
6 79/86 p ordinary	CFD	Reducing a long position	8,051	74.8477 GBP
6 79/86 p ordinary	CFD	Reducing a long position	19,435	74.8477 GBP
6 79/86 p ordinary	CFD	Reducing a long position	3,877	74.8477 GBP
6 79/86 p ordinary	CFD	Opening a short position	25,000	75.0200 GBP
6 79/86 p ordinary	CFD	Reducing a short position	10,000	75.0958 GBP
6 79/86 p ordinary	CFD	Reducing a long position	10,075	75.3089 GBP
6 79/86 p ordinary	CFD	Reducing a long position	1,232	75.3089 GBP
6 79/86 p ordinary	CFD	Reducing a long position	3,394	75.3089 GBP
6 79/86 p ordinary	CFD	Reducing a long position	5,864	75.3089 GBP
6 79/86 p ordinary	CFD	Reducing a long position	13,833	75.3089 GBP
6 79/86 p ordinary	CFD	Reducing a long position	2,765	75.3089 GBP
6 79/86 p ordinary	CFD	Opening a long position	515	75.8349 GBP
6 79/86 p ordinary	CFD	Opening a long position	500	78.0000 GBP
6 79/86 p ordinary	CFD	Opening a short position	15,000	78.0624 GBP
6 79/86 p ordinary	CFD	Increasing a short position	10,000	78.1077 GBP
6 79/86 p ordinary	CFD	Reducing a long position	6,000	78.3404 GBP
6 79/86 p ordinary	CFD	Reducing a long position	26,100	78.3404 GBP
6 79/86 p ordinary	CFD	Reducing a long position	13,100	78.3404 GBP
6 79/86 p ordinary	CFD	Opening a short position	25,000	78.8121 GBP
6 79/86 p ordinary	CFD	Opening a short position	25,000	78.8679 GBP
6 79/86 p ordinary	SWAP	Opening a short position	786	71.1504 GBP
6 79/86 p ordinary	SWAP	Opening a short position	4,914	71.1504 GBP
6 79/86 p ordinary	SWAP	Opening a short position	5,500	71.4071 GBP
6 79/86 p ordinary	SWAP	Opening a short position	6,000	71.4618 GBP
6 79/86 p ordinary	SWAP	Opening a short position	4,741	71.5125 GBP
6 79/86 p ordinary	SWAP	Opening a short position	759	71.5125 GBP
6 79/86 p ordinary	SWAP	Opening a short position	1,214	71.5988 GBP
6 79/86 p ordinary	SWAP	Opening a short position	7,586	71.5988 GBP
6 79/86 p ordinary	SWAP	Opening a short position	9,655	71.7760 GBP
6 79/86 p ordinary	SWAP	Opening a short position	1,545	71.7760 GBP
6 79/86 p ordinary	SWAP	Opening a short position	11,207	71.7993 GBP
6 79/86 p ordinary	SWAP	Opening a short position	1,793	71.7993 GBP

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	12 September 2019
Contact name:	Kashif Rafiq and Papa Lette
Telephone number:	+44(20) 7051 0547 / +44(20) 7774 7442

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

END

FERBGGDCCBBBGCD

RNS metadata

Title: Form 8.5 (EPT/RI)
Time: 12:22:28
Date: 12 Sept 2019
Category: Holding(s) in company
ID: 1415M

Date of disclosure:

Contact name:

Telephone number: