Form 8.5 (EPT/RI) Cptl & Counites Properties plc

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Capital & Counties Properties plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Capital & Counties Properties plc
(d) Date dealing undertaken:	24 October 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
25p ordinary	Buy	311491	2.71300       GBP	2.65300 GBP
25p ordinary	Sell	253606	2.71300       GBP	2.65200 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
25p ordinary	CFD	Long	24506	2.656        GBP
25p ordinary	CFD	Long	10847	2.665281        GBP
25p ordinary	CFD	Long	204	2.65598        GBP
25p ordinary	CFD	Long	1000	2.7        GBP
25p ordinary	CFD	Long	487	2.6549        GBP
25p ordinary	CFD	Long	13	2.676845        GBP
25p ordinary	CFD	Long	942	2.67444904458599        GBP
25p ordinary	CFD	Long	28939	2.67898890770241        GBP
25p ordinary	CFD	Long	11790	2.67776420695505        GBP
25p ordinary	CFD	Long	10	2.6772        GBP
25p ordinary	CFD	Long	6110	2.658464        GBP
25p ordinary	CFD	Short	40	2.707033        GBP
25p ordinary	CFD	Short	223	2.688698        GBP
25p ordinary	CFD	Short	188	2.68722877404255        GBP
25p ordinary	CFD	Short	147	2.713143        GBP
25p ordinary	CFD	Short	125	2.705271        GBP
25p ordinary	CFD	Short	119	2.690088        GBP
25p ordinary	CFD	Short	120	2.685874        GBP
25p ordinary	CFD	Short	38639	2.656        GBP
25p ordinary	CFD	Short	1508	2.67429708222812        GBP
25p ordinary	CFD	Short	13600	2.664434        GBP
25p ordinary	CFD	Short	2377	2.674659        GBP
25p ordinary	CFD	Short	8630	2.665764        GBP
25p ordinary	CFD	Short	2655	2.67214378664783        GBP
25p ordinary	CFD	Short	1713	2.683887        GBP
25p ordinary	CFD	Short	1522	2.670462        GBP
25p ordinary	CFD	Short	478	2.689425        GBP
25p ordinary	CFD	Short	444	2.654809        GBP
25p ordinary	CFD	Short	340	2.660777        GBP
25p ordinary	CFD	Short	267	2.660868        GBP
25p ordinary	CFD	Short	13	2.676845       GBP
25p ordinary	CFD	Short	5103	2.67430139133843        GBP
25p ordinary	CFD	Short	2439	2.67983599835998        GBP
25p ordinary	CFD	Short	21783	2.6884396088693        GBP
25p ordinary	CFD	Short	1248	2.71286858974359        GBP
25p ordinary	CFD	Short	15461	2.68818317055818        GBP
25p ordinary	CFD	Short	508	2.70423228346457        GBP
25p ordinary	CFD	Short	6020	2.6950780730897        GBP
25p ordinary	CFD	Short	3557	2.69375035141974        GBP
25p ordinary	CFD	Short	3423	2.67687116564417        GBP
25p ordinary	CFD	Short	10847	2.698742      GBP
25p ordinary	CFD	Short	16563	.67829173        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

Date of disclosure:	25 October 2019
Contact name:	Wendy Dent
Telephone number:	+44 (0)207 568 1245

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.