Schedule One | RNS | Ticker

Schedule One

RNS Announcement

RNS Number : 7501Y

Open Orphan PLC

06 January 2020

Pre-Admission Announcement
Euronext Growth Schedule 1

Announcement to be made by the Applicant prior to admission in accordance with the Euronext Growth Markets Rule Book
All Applicants must complete the following
Company name Open Orphan plc ("Open Orphan" or the "Company", and together with its subsidiaries the "Group")
Company registered address and if different, company trading address (including postcodes)
Registered Office: PO Box W1J 6BD, Berkley Square House, 2nd Floor, Mayfair, London, W1J 8DJ Trading Offices: 19 Railway Road, Dalkey, Dublin, Ireland Queen Mary BioEnterprises (QMB) Innovation Centre, 42 New Road, London, E1 2AX
Country of incorporation England and Wales
Company website address containing all information required by rule 26 (5.26) of the Euronext Growth Markets Rule Books
www.openorphan.com
Company business (including main country of operation) or, in the case of an investing company, details of its investing strategy. If the admission is sought as a result of a reverse takeover under rule 5.19 of the Euronext Growth Markets Rule Books, this should be stated This is a reverse takeover under Rule 5.19. of the Euronext Open Orphan is a Clinical Research Organisation that specialises in rare and orphan drugs. The headquarters are in Dublin, Ireland and the company also has offices in the UK, France, the Netherlands and Germany.

Details of securities to be admitted including any restrictions as to transfer of securities (i.e. where known, number of shares, nominal value and issue price to which it seeks admission and the number and type to be held as treasury shares): Number of ordinary shares of 0.1 pence each in nominal value ("Ordinary Shares") for which Admission will be sought: TBC There are no restrictions as to the transferability of the Ordinary Shares and no Ordinary Shares will be held in treasury.

Capital to be raised on admission (if applicable) and anticipated market capitalisation on admission:

Anticipated market capitalisation on Admission: TBC

Percentage of Euronext Growth securities not in public hands on admission

TBC%

Details of any other exchange or trading platform to which the ex securities (or other securities of the company) are or will be admitted or traded:

AIM

Full names and functions of directors and proposed directors (underlining the first name by which each is known or including any other name by which each is known):

Directors:

Cathal Friel, Executive Chairman

Brendan Buckley, Non-executive Director

Proposed Directors:

Dr Trevor Phillips, Chief Executive Officer

Dr Mark Warne, Non-executive Director

Michael Meade, Non-executive Director

Full names and holdings of significant shareholders, expressed as a percentage of the issued share capital, before or after admission (underlining the first name by which each is known or including any other name by which each is known):

Before Admission:

Name	Number of Ordinary Shares	Percentage of issued share capital
Cathal Friel	41,046,981	16.1%
Anthony (Tony) Richardson	16,313,388	6.4%
Gresham House Asset Management	13,081,337	5.1%
Crux Asset Management	11,928,571	4.7%
Brendan Buckley	7,845,860	3.1%

After Admission:

Name	Number of Ordinary Shares	Percentage of issued share capital
Cathal Friel	41,046,981	TBC
Anthony (Tony) Richardson	16,313,388	TBC
Gresham House Asset Management	13,081,337	TBC
Crux Asset Management	11,928,571	TBC
Brendan Buckley	7,845,860	TBC
Invesco Ltd	52,485,973	TBC
Link Fund Solutions Ltd	38,618,608	TBC
IP Group plc	32,267,791	TBC
Jupiter Asset Management Ltd	22,819,579	TBC

Names of all persons to be disclosed in accordance with Chapter 5: Schedule Two, paragraph (h) of the Euronext Growth Markets Rule Book:

n/a

i anticipated accounting reference date: 31 December

ii date to which the main financial information in the admission document has been prepared: 31 December 2019

iii. dates by which it must publish its first three reports pursuant to Rules 5.14 and 5.15 in the Euronext Growth Markets Rule Book:

31 December 2019 due 30 June 2020, 30 June 2020 due September 2020, 31 December 2020 due 30 June 2021

Expected admission date: 20 January 2020

Name and address of Euronext Growth Advisor

Davy Corporate Finance, Davy House, 49 Dawson Street, Dublin 2, Ireland

Name and address of broker

Arden Partners plc., 125 Old Broad Street, London, EC2N 1AR

Davy Corporate Finance, Davy House, 49 Dawson Street, Dublin 2, Ireland

Other than in the case of a Quoted Applicant, details of where (postal or internet address) the admission document will be available from, with a statement that this will contain full details about the Applicant and the admission of its securities

A copy of the admission document containing full details about the applicant and the admission of its securities is available on the Company's website, www.openorphan.com

Date of notification

6 January 2020

New/update: New

This announcement has been issued through the Companies Announcement Service of Euronext Dublin.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

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RNS metadata

Title: Schedule One
Time: 08:00:01
Date: 6 Jan 2020
Category: Miscellaneous
ID: 7501Y