- Title:
Disclosure Table (POTAM only) - Time:
07:45:08 - Date:
21 Apr 2020 - Category:
Capital structure - ID:
3158K
| THE TAKEOVER PANEL - DISCLOSURE TABLE |
| 21 April 2020 |
| The following are today's changes to the Disclosure Table: |
| ADDITIONS |
| None |
| DELETIONS |
| None |
| OTHER AMENDMENTS |
| OFFEREE: Midatech Pharma plc |
||
| Offer period commenced: 07:00 20-Apr-2020 |
||
| 0.1p ordinary |
ISIN: GB00BKT14T00 |
NSI: 23,494,981 |
| ADR |
ISIN: US59564R2031 |
|
| OFFEROR: No named offeror |
||
| OFFEREE: Pollen Street Secured Lending plc |
||
| Offer period commenced: 07:00 25-Feb-2020 |
||
| 1p ordinary |
ISIN: GB00BLP57Y95 |
NSI: 74,117,289 |
| OFFEROR: Waterfall Asset Management LLC |
||
| Offeror identified: 07:00 25-Feb-2020 |
||
| Rule 2.6 deadline: 17:00 19-May-2020 |
||
| Disclosure of dealings and positions in this offeror is not required |
||
| DISCLOSURE TABLE |
| OFFEREE: Amigo Holdings plc |
||
| Offer period commenced: 07:00 27-Jan-2020 |
||
| 0.25p ordinary |
ISIN: GB00BFFK8T45 |
NSI: 475,333,760 |
| OFFEROR: No named offeror |
||
| OFFEREE: Audioboom Group plc |
||
| Offer period commenced: 07:00 10-Feb-2020 |
||
| ordinary |
ISIN: JE00BJYJFG60 |
NSI: 14,028,077 |
| OFFEROR: No named offeror |
||
| OFFEREE: Avation plc |
||
| Offer period commenced: 07:00 06-Jan-2020 |
||
| 1p ordinary |
ISIN: GB00B196F554 |
NSI: 62,709,942 |
| OFFEROR: No named offeror |
||
| OFFEREE: Big Sofa Technologies Group plc |
||
| Offer period commenced: 15:35 16-Mar-2020 |
||
| 3p ordinary |
ISIN: GB00BZ1B7619 |
NSI: 186,250,692 |
| OFFEROR: No named offeror |
||
| OFFEREE: Castleton Technology plc |
||
| Offer period commenced: 07:00 15-Apr-2020 |
||
| 2p ordinary |
ISIN: GB00BYV2WV72 |
NSI: 81,709,810 |
| OFFEROR: MRI Software Limited (a wholly-owned subsidiary of MRI Software |
||
| LLC) |
||
| Offeror identified: 07:00 15-Apr-2020 |
||
| Rule 2.6 deadline: N/A |
||
| Disclosure of dealings and positions in this offeror is not required |
||
| OFFEREE: Collagen Solutions plc |
||
| Offer period commenced: 07:00 16-Apr-2020 |
||
| 1p ordinary |
ISIN: GB00B94T6Y14 |
NSI: 443,682,981 |
| OFFEROR: No named offeror |
||
| OFFEREE: Daejan Holdings plc |
||
| Offer period commenced: 07:00 21-Feb-2020 |
||
| 25p ordinary |
ISIN: GB0002502036 |
NSI: 16,295,357 |
| OFFEROR: Dock Newco Limited (a newly incorporated company within the |
||
| Freshwater Group) |
||
| Offeror identified: 07:00 21-Feb-2020 |
||
| Rule 2.6 deadline: N/A |
||
| Disclosure of dealings and positions in this offeror is not required |
||
| OFFEREE: Georgia Healthcare Group plc |
||
| Offer period commenced: 07:00 15-Apr-2020 |
||
| 1p ordinary |
ISIN: GB00BYSS4K11 |
NSI: 131,681,820 |
| OFFEROR: Georgia Capital plc |
||
| Offeror identified: 07:00 15-Apr-2020 |
||
| Rule 2.6 deadline: N/A |
||
| 1p ordinary |
ISIN: GB00BF4HYV08 |
NSI: 40,169,775 |
| OFFEREE: Huntsworth plc |
||
| Offer period commenced: 07:08 03-Mar-2020 |
||
| 1p ordinary |
ISIN: GB00B0CRWK29 |
NSI: 371,718,335 |
| OFFEROR: CD&R Artemis UK Bidco Limited (a newly incorporated entity formed |
||
| by Clayton, Dubilier & Rice, LLP in its capacity as adviser to Clayton, Dubilier & Rice, LLC as manager of CD&R Fund X) |
||
| Offeror identified: 07:08 03-Mar-2020 |
||
| Rule 2.6 deadline: N/A |
||
| Disclosure of dealings and positions in this offeror is not required |
||
| OFFEREE: IndigoVision Group plc |
||
| Offer period commenced: 07:00 17-Mar-2020 |
||
| 1p ordinary |
ISIN: GB0032654534 |
NSI: 7,337,940 |
| OFFEROR: Motorola Solutions International Holding Limited (a wholly owned |
||
| subsidiary of Motorola Solutions, Inc.) |
||
| Offeror identified: 07:00 17-Mar-2020 |
||
| Rule 2.6 deadline: N/A |
||
| Disclosure of dealings and positions in this offeror is not required |
||
| OFFEREE: Low & Bonar plc |
||
| Offer period commenced: 17:30 20-Sep-2019 |
||
| 5p ordinary |
ISIN: GB0005363014 |
NSI: 689,756,295 |
| OFFEROR: FV Beteiligungs-GmbH (a wholly-owned subsidiary of Freudenberg SE) |
||
| Offeror identified: 17:30 20-Sep-2019 |
||
| Rule 2.6 deadline: N/A |
||
| Disclosure of dealings and positions in this offeror is not required |
||
| OFFEREE: Midatech Pharma plc |
||
| Offer period commenced: 07:00 20-Apr-2020 |
||
| 0.1p ordinary |
ISIN: GB00BKT14T00 |
NSI: 23,494,981 |
| ADR |
ISIN: US59564R2031 |
|
| OFFEROR: No named offeror |
||
| OFFEREE: Moss Bros Group plc |
||
| Offer period commenced: 07:00 12-Mar-2020 |
||
| 5p ordinary |
ISIN: GB0006056104 |
NSI: 100,799,873 |
| OFFEROR: Brigadier Acquisition Company Limited |
||
| Offeror identified: 07:00 12-Mar-2020 |
||
| Rule 2.6 deadline: N/A |
||
| Disclosure of dealings and positions in this offeror is not required |
||
| OFFEREE: Nanoco Group plc |
||
| Offer period commenced: 07:00 05-Nov-2019 |
||
| 10p ordinary |
ISIN: GB00B01JLR99 |
NSI: 286,207,024 |
| OFFEROR: No named offeror |
||
| OFFEREE: Pollen Street Secured Lending plc |
||
| Offer period commenced: 07:00 25-Feb-2020 |
||
| 1p ordinary |
ISIN: GB00BLP57Y95 |
NSI: 74,117,289 |
| OFFEROR: Waterfall Asset Management LLC |
||
| Offeror identified: 07:00 25-Feb-2020 |
||
| Rule 2.6 deadline: 17:00 19-May-2020 |
||
| Disclosure of dealings and positions in this offeror is not required |
||
| OFFEREE: Redx Pharma plc |
||
| Offer period commenced: 07:00 13-Mar-2020 |
||
| 1p ordinary |
ISIN: GB00BSNB6S51 |
NSI: 190,008,703 |
| OFFEROR: Yesod Bio-Sciences Limited |
||
| Offeror identified: 07:00 13-Mar-2020 |
||
| Rule 2.6 deadline: N/A |
||
| Disclosure of dealings and positions in this offeror is not required |
||
| OFFEROR: RM Special Holdings 3, LLC (a special purpose vehicle wholly-owned |
||
| by funds managed by Redmile Group, LLC) |
||
| Offeror identified: 07:12 13-Mar-2020 |
||
| Rule 2.6 deadline: N/A |
||
| Disclosure of dealings and positions in this offeror is not required |
||
| OFFEREE: Share plc |
||
| Offer period commenced: 07:00 17-Feb-2020 |
||
| 0.5p ordinary |
ISIN: GB0001977866 |
NSI: 143,652,334 |
| OFFEROR: Antler Holdco Limited (the holding company of Interactive Investor |
||
| and the ii Group) (See Note 9 below) |
||
| Offeror identified: 07:00 17-Feb-2020 |
||
| Rule 2.6 deadline: N/A |
||
| 0.01p A ordinary |
|
NSI: 1,528,450 |
| 0.01p B1 ordinary |
|
NSI: 52,500 |
| 10p B2 ordinary |
|
NSI: 15,200 |
| 10p B3 ordinary |
|
NSI: 10,000 |
| 0.01p C1 ordinary |
|
NSI: 6,550 |
| 0.01p D ordinary |
|
NSI: 1 |
| OFFEREE: Volga Gas plc |
||
| Offer period commenced: 07:00 07-Apr-2020 |
||
| 1p ordinary |
ISIN: GB00B1VN4809 |
NSI: 80,818,452 |
| OFFEROR: No named offeror |
||
| Notes: |
| 1. |
Rule 8 of the Takeover Code (the "Code") sets out the circumstances in which Dealing Disclosures and/or Opening Position Disclosures are required to be made by the parties to an offer, persons acting in concert with them, persons with an interest in relevant securities of 1% or more and exempt principal traders ("EPTs") connected with the parties to an offer. |
| 2. |
Where an offeror is marked "Disclosure of dealings and positions in this offeror is not required", dealings and positions in relevant securities of that offeror are not required to be disclosed under Rule 8. This is either because it has been announced that the offer or possible offer is, or is likely to be, solely in cash or because disclosure is not required for some other reason. |
| 3. |
Dealings and positions required to be disclosed under Rule 8 of the Code include dealings and positions in derivatives referenced to, and options in respect of, relevant securities of an offeree company and, where appropriate, an offeror (see Note 2 above). |
| 4. |
The information set out in the Disclosure Table relating to the relevant securities in issue of an offeree company or of an offeror (and any amendments thereto) has been extracted from the relevant announcement made by such company under Rule 2.9 of the Code. Similarly, details of any deadline set under Rule 2.6 by which a potential offeror must announce either a firm intention to make a bid or that it does not intend to make an offer (or, in the case of Rule 2.6(a), by which the Panel must consent to an extension of the deadline) has been extracted from the relevant announcement made by the offeree company. |
| 5. |
Additions and deletions of offeree companies and offerors are reflected in the Disclosure Table throughout the day, following the relevant announcement. Other amendments may also be made throughout the day. In any event, details of the classes of relevant securities issued by an offeree or offeror company, the number of such securities in issue ("NSI") and the International Securities Identification Number ("ISIN") of such securities announced under Rule 2.9 of the Code before 5.00 pm each day will be included in the final version of the Disclosure Table by 5.30 pm that day. The final version of the Disclosure Table issued each day will be marked "Final" and persons required to make Dealing Disclosures and Opening Position Disclosures are advised to use that final version. Any changes to a potential offeror's Rule 2.6 deadline will also be reflected in the "Final" version of the Disclosure Table, although any such changes will not be shown in the "Amendments" section at the top of the Disclosure Table. |
| 6. |
Dealing Disclosures by the parties to an offer, persons acting in concert with them and connected EPTs must be made by no later than 12 noon on the business day (as defined in the Code) following the date of the relevant dealing and Dealing Disclosures by persons with an interest in relevant securities of 1% or more must be made by 3.30 pm on the business day following the date of the relevant dealing. |
| 7. |
Opening Position Disclosures by the parties to an offer and by connected EPTs must be made by no later than 12 noon on the 10th business day after the commencement of the offer period or the announcement that first identifies an offeror (as the case may be). Where required, Opening Position Disclosures by persons with interests in relevant securities of 1% or more must be made by no later than 3.30 pm on the 10th business day after the commencement of the offer period or the announcement that first identifies an offeror (as the case may be). Details of the time and date at which an offer period commenced and at which an offeror was first identified are set out in the Disclosure Table. In order to calculate the deadline for Opening Position Disclosures, it is therefore necessary to count forward 10 business days from the relevant date. |
| 8. |
Opening Position Disclosures and Dealing Disclosures required under Rule 8 of the Code must be made to a Regulatory Information Service ("RIS"). |
| 9. |
This Note is applicable if it says "See Note 9 below" by the name of the company in the Disclosure Table above. The Executive has granted the company a dispensation from the requirements under the Code that announcements must be published via a RIS. The company is instead required to publish all announcements on its website. The Executive has also granted a dispensation from Note 3 on Rule 8 of the Code that disclosures made under Rule 8 of the Code must be made to a RIS. Therefore, Opening Position Disclosures and Dealing Disclosures required under Rule 8 of the Code may be made to the company at the address stated in the announcement that commenced the offer period. |
| 10. |
The following are approved Regulatory Information Services: |
|
| |
Business Wire Regulatory Disclosure provided by Business Wire |
+44 (0)20 7626 1982 |
| |
GlobeNewswire provided by West Digital Media Solutions |
+44 (0)20 3753 2071 |
| |
PR Newswire Disclose provided by PR Newswire |
+44 (0)20 7454 5110 |
| |
RNS provided by the London Stock Exchange |
+44 (0)20 7797 4400 |
| |
EQS IR.COCKPIT provided by EquityStory AG |
+49 89 21 02 98 - 50 |
Disclosure Table (POTAM only)07:45:0821 Apr 2020Capital structure3158K