- Title:
Director/PDMR Shareholding - Time:
09:00:02 - Date:
17 Feb 2021 - Category:
Director/PDMR dealings - ID:
4080P
GlaxoSmithKline plc (the 'Company')
Transaction notification
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Dr H Barron |
|||
| b) |
Position/status |
Chief Scientific Officer and President, R&D |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053 |
|||
| b) |
Nature of the transaction |
The sale of ADSs to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
|
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
$35.6978 |
86,855 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
New York Stock Exchange (XNYS) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Mr R Connor |
|||
| b) |
Position/status |
President, Global Vaccines |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
| b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan. |
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
£12.6107 . |
63,501 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
London Stock Exchange (XLON) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Ms D Conrad |
|||
| b) |
Position/status |
SVP, Human Resources |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
| b) |
Nature of the transaction |
Following the vesting of Ordinary Shares awarded in 2018 under the Company's Performance Share Plan, Ms Conrad received a cash amount of £115,778.84 (less applicable tax withholding) which is equal to the market value of the number of Ordinary Shares which would otherwise have been transferred to her. |
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
£12.6107 |
9,181 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-15 |
|||
| f) |
Place of the transaction
|
N/A |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Mr J Ford |
|||
| b) |
Position/status |
SVP & General Counsel |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053 |
|||
| b) |
Nature of the transaction |
The sale of ADSs to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan. |
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
$35.6978 |
2,458 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
New York Stock Exchange (XNYS) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Mr N Hirons |
|||
| b) |
Position/status |
SVP, Global Ethics and Compliance |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
| b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan. |
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
£12.6107 . |
23,551 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
London Stock Exchange (XLON) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Ms S Jackson |
|||
| b) |
Position/status |
SVP, Global Communications & CEO Office |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
| b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan. |
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
£12.6107 |
4,316 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
London Stock Exchange (XLON) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Mr D Jackson |
|||
| b) |
Position/status |
PCA of Ms S Jackson (SVP, Global Communications & CEO Office) |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
| b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan. |
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
£12.6107 |
2,038 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
London Stock Exchange (XLON) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Mr B McNamara |
|||
| b) |
Position/status |
CEO, GSK Consumer Healthcare |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053 |
|||
| b) |
Nature of the transaction |
The sale of ADSs to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan. |
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
$35.6978 |
43,024 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
New York Stock Exchange (XNYS) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Mr L Miels |
|||
| b) |
Position/status |
President, Global Pharmaceuticals |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
| b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
|
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
£12.6107 . |
29,048 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
London Stock Exchange (XLON) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Mr D Redfern |
|||
| b) |
Position/status |
Chief Strategy Officer |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
| b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
|
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
£12.6107 . |
43,533 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
London Stock Exchange (XLON) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Mr R Simard |
|||
| b) |
Position/status |
President, Pharmaceuticals Supply Chain |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
| b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
|
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
£12.6107 . |
4,316 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
London Stock Exchange (XLON) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Ms K Terrell |
|||
| b) |
Position/status |
Chief Digital & Technology Officer |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053 |
|||
| b) |
Nature of the transaction |
The sale of ADSs to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
|
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
$35.6978 |
27,459 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
New York Stock Exchange (XNYS) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Mr P Thomson |
|||
| b) |
Position/status |
President, Global Affairs |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
| b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
|
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
£12.6107 . |
31,041 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
London Stock Exchange (XLON) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Ms D Waterhouse |
|||
| b) |
Position/status |
CEO of ViiV Healthcare |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
| b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
|
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
£12.6107 . |
5,917 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
London Stock Exchange (XLON) |
|||
| 1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
| a) |
Name |
Ms V Whyte |
|||
| b) |
Position/status |
Company Secretary |
|||
| c) |
Initial notification/ amendment |
Initial notification |
|||
| 2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) |
Name |
GlaxoSmithKline plc |
|||
| b) |
LEI |
5493000HZTVUYLO1D793 |
|||
| 3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
| a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
| b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
|
|||
| c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
|
£12.6107 . |
4,316 |
|
||
|
|
|
|
|
||
| d) |
Aggregated information
|
N/A (single transaction) |
|||
|
Aggregated volume Price |
|
||||
| e) |
Date of the transaction |
2021-02-12 |
|||
| f) |
Place of the transaction
|
London Stock Exchange (XLON) |
|||
Director/PDMR Shareholding09:00:0217 Feb 2021Director/PDMR dealings4080P