TR-1 Major Shareholder Notification

TR-1: Standard form for notification of major holdings

 

1.  Issuer Details

 

ISIN

 

GB00BD2B4L05

 

Issuer Name

 

PANTHERA RESOURCES PLC

 

UK or Non-UK Issuer

 

Non-UK

 

2.  Reason for Notification

 

Other

 

Comments

 

A client made an in specie transfer of this position into their AB account.

 

3.  Details of person subject to the notification obligation

 

 

Name

 

ALLIANCE BERNSTEIN LIMITED

 

City of registered office (if applicable)

 

 

 

Country of registered office (if applicable)

 

GB

 

Name	City of registered office	Country of registered office
AllianceBernstein L.P.	New York	US

 

4.  Details of the shareholder

 

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

 

 

 

City of registered office (if applicable)

 

 

Country of registered office (if applicable)

 

 

5.  Date on which the threshold was crossed or reached

 

15-Jun-2021

 

6.  Date on which Issuer notified

 

17-Jun-2021

 

7.  Total positions of person(s) subject to the notification obligation

 

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	5.200000	0.000000	5.200000	4723118
Position of previous notification (if applicable)

 

 

8.  Notified details of the resulting situation on the date on which the threshold was crossed or reached

 

8A. Voting rights attached to shares

 

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BD2B4L05		4723118		5.200000
Sub Total 8.A	4723118		5.200000%

 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

 

8B2.  Financial Instruments with similar economic effect according to  (DTR5.3.1R.(1) (b))

 

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Sub Total 8.B2

 

9.  Information in relation to the person subject to the notification   obligation

 

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
AllianceBernstein L.P.	AllianceBernstein L.P.	5.200000	5.200000	10.400000

 

10.  In case of proxy voting

 

Name of the proxy holder

 

 

The number and % of voting rights held

 

 

The date until which the voting rights will be held

 

 

 

 

11.  Additional Information

 

 

 

12.  Date of Completion

 

17-Jun-2021

 

13.  Place Of Completion

 

London

 

 

 

Contacts

 

Panthera Resources PLC

Mark Bolton (Managing Director)                                                                              +61 411 220 942

                                                                                                            [email protected]

 

Allenby Capital Limited (Nominated Adviser & Broker)                        +44 (0) 20 3328 5656

John Depasquale (Corporate Finance)

 

Financial Public Relations

Vigo Communications Ltd                                                                                      +44 (0)20 7390 0230

Simon Woods / Chris McMahon

 

 

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Market Abuse Regulation (MAR) Disclosure

Certain information contained in this announcement would have been deemed inside information for the purposes of Article 7 of Regulation (EU) No 596/2014 until the release of this announcement.