Schedule One - PH Capital Limited

COMPANY NAME:

PH Capital Limited (to be renamed Peel Hunt Limited prior to Admission)

COMPANY REGISTERED OFFICE ADDRESS AND IF DIFFERENT, COMPANY TRADING ADDRESS (INCLUDING POSTCODES):

Registered office address: Ground Floor, Dorey Court, Admiral Park, St Peter Port, Guernsey GY1 2HT

Principal trading address: 100 Liverpool Street, London, EC2M 2AT, United Kingdom

COUNTRY OF INCORPORATION:

Guernsey

https://www.peelhunt.com/

COMPANY BUSINESS (INCLUDING MAIN COUNTRY OF OPERATION) OR, IN THE CASE OF AN INVESTING COMPANY, DETAILS OF ITS INVESTING POLICY).  IF THE ADMISSION IS SOUGHT AS A RESULT OF A REVERSE TAKE-OVER UNDER RULE 14, THIS SHOULD BE STATED:

PH Capital Limited, to be renamed Peel Hunt Limited prior to Admission, is the Guernsey incorporated holding company of Peel Hunt LLP ("Peel Hunt").  Peel Hunt is a leading UK, mid- and small-cap focused investment bank, operating across three divisions: Investment Banking, Research & Distribution and Execution & Trading. The main country of operation of the group is the UK.

DETAILS OF SECURITIES TO BE ADMITTED INCLUDING ANY RESTRICTIONS AS TO TRANSFER OF THE SECURITIES (i.e. where known, number and type of shares, nominal value and issue price to which it seeks admission and the number and type to be held as treasury shares):

TBC ordinary shares of nil par value at a placing price of TBC per ordinary share.

There will be no restrictions as to the transfer of the ordinary shares and no ordinary shares will be held in treasury at Admission.

CAPITAL TO BE RAISED ON ADMISSION (AND/OR SECONDARY OFFERING) AND ANTICIPATED MARKET CAPITALISATION ON ADMISSION:

Capital to be raised: TBC

Anticipated market capitalisation on Admission: TBC

TBC%

N/A

FULL NAMES AND FUNCTIONS OF DIRECTORS AND PROPOSED DIRECTORS (underlining the first name by which each is known or including any other name by which each is known):

Simon Hayes (Non-executive Chairman)

Steven Harvey Fine (Chief Executive Officer)

Sunil Dhall (Chief Financial & Operations Officer)

Lucinda Jane Riches (Deputy Chair and Senior Independent Director)

Elizabeth Anne Blythe (Independent Non-executive Director)

Richard Gregg Brearley (Independent Non-executive Director)

Darren Carter (Non-executive Director)

FULL NAMES AND HOLDINGS OF SIGNIFICANT SHAREHOLDERS EXPRESSED AS A PERCENTAGE OF THE ISSUED SHARE CAPITAL, BEFORE AND AFTER ADMISSION (underlining the first name by which each is known or including any other name by which each is known):

NAMES OF ALL PERSONS TO BE DISCLOSED IN ACCORDANCE WITH SCHEDULE 2, PARAGRAPH (H) OF THE AIM RULES:

MHP Communications

Rawlinson & Hunter LLP

KPMG LLP

Deloitte LLP

(i)         31 March

(ii)        31 March 2021 

(iii)       Interim accounts to 30 September 2021 (by 31 December 2021), Audited accounts to 31 March 2022 (by 30 September 2022), Interim accounts to 30 September 2022 (by 31 December 2022)

EXPECTED ADMISSION DATE:

Late September 2021

NAME AND ADDRESS OF NOMINATED ADVISER:

Grant Thornton UK LLP

30 Finsbury Square

London EC2A 1AG

NAME AND ADDRESS OF BROKER:

Stifel Nicolaus Europe Limited (trading as Keefe, Bruyette & Woods) 
150 Cheapside 
London EC2V 6ET

OTHER THAN IN THE CASE OF A QUOTED APPLICANT, DETAILS OF WHERE (POSTAL OR INTERNET ADDRESS) THE ADMISSION DOCUMENT WILL BE AVAILABLE FROM, WITH A STATEMENT THAT THIS WILL CONTAIN FULL DETAILS ABOUT THE APPLICANT AND THE ADMISSION OF ITS SECURITIES:

DATE OF NOTIFICATION:

15 September 2021

NEW/ UPDATE:

New