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| Date | 8 Mar 2022 |
| Time | 14:15:02 |
| Category | Holding(s) in company |
| ID | 0606E |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
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NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
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07 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,402,821 |
0.24% |
654,758 |
0.11% |
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(2) |
Cash-settled derivatives: |
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230,120 |
0.04% |
3,730,776 |
0.64% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,632,941 |
0.28% |
4,385,534 |
0.75% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
28.6200 USD |
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USD 0.01 common |
Purchase |
1 |
28.6100 USD |
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USD 0.01 common |
Purchase |
1 |
28.4400 USD |
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USD 0.01 common |
Purchase |
6 |
28.5700 USD |
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USD 0.01 common |
Purchase |
8 |
29.0400 USD |
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USD 0.01 common |
Purchase |
38 |
28.8100 USD |
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USD 0.01 common |
Purchase |
52 |
28.5373 USD |
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USD 0.01 common |
Purchase |
54 |
28.4200 USD |
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USD 0.01 common |
Purchase |
56 |
28.5735 USD |
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USD 0.01 common |
Purchase |
70 |
28.6451 USD |
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USD 0.01 common |
Purchase |
84 |
28.6085 USD |
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USD 0.01 common |
Purchase |
98 |
28.5942 USD |
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USD 0.01 common |
Purchase |
106 |
28.6113 USD |
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USD 0.01 common |
Purchase |
110 |
28.6158 USD |
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USD 0.01 common |
Purchase |
166 |
28.8913 USD |
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USD 0.01 common |
Purchase |
192 |
28.4835 USD |
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USD 0.01 common |
Purchase |
195 |
28.5244 USD |
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USD 0.01 common |
Purchase |
254 |
28.5352 USD |
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USD 0.01 common |
Purchase |
700 |
28.4100 USD |
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USD 0.01 common |
Purchase |
1,126 |
28.8840 USD |
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USD 0.01 common |
Purchase |
1,428 |
28.4964 USD |
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USD 0.01 common |
Purchase |
2,358 |
28.8800 USD |
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USD 0.01 common |
Purchase |
3,090 |
28.4937 USD |
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USD 0.01 common |
Purchase |
8,855 |
28.4015 USD |
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USD 0.01 common |
Purchase |
10,412 |
28.6228 USD |
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USD 0.01 common |
Purchase |
12,155 |
28.5304 USD |
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USD 0.01 common |
Purchase |
14,094 |
28.5054 USD |
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USD 0.01 common |
Purchase |
16,653 |
28.3499 USD |
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USD 0.01 common |
Purchase |
20,303 |
28.6239 USD |
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USD 0.01 common |
Purchase |
25,695 |
28.5586 USD |
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USD 0.01 common |
Purchase |
39,645 |
28.4242 USD |
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USD 0.01 common |
Purchase |
42,752 |
28.6151 USD |
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USD 0.01 common |
Purchase |
101,507 |
28.6087 USD |
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USD 0.01 common |
Purchase |
192,235 |
28.3500 USD |
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USD 0.01 common |
Sale |
6 |
28.5700 USD |
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USD 0.01 common |
Sale |
10 |
28.3100 USD |
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USD 0.01 common |
Sale |
10 |
28.3200 USD |
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USD 0.01 common |
Sale |
20 |
28.3950 USD |
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USD 0.01 common |
Sale |
29 |
28.7374 USD |
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USD 0.01 common |
Sale |
30 |
28.4175 USD |
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USD 0.01 common |
Sale |
30 |
28.8400 USD |
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USD 0.01 common |
Sale |
30 |
28.4200 USD |
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USD 0.01 common |
Sale |
36 |
28.3436 USD |
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USD 0.01 common |
Sale |
37 |
28.4324 USD |
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USD 0.01 common |
Sale |
40 |
28.3800 USD |
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USD 0.01 common |
Sale |
41 |
28.4297 USD |
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USD 0.01 common |
Sale |
42 |
28.6579 USD |
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USD 0.01 common |
Sale |
44 |
28.4811 USD |
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USD 0.01 common |
Sale |
48 |
28.4090 USD |
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USD 0.01 common |
Sale |
50 |
28.3780 USD |
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USD 0.01 common |
Sale |
57 |
28.4080 USD |
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USD 0.01 common |
Sale |
61 |
28.3467 USD |
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USD 0.01 common |
Sale |
65 |
28.8976 USD |
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USD 0.01 common |
Sale |
66 |
28.6148 USD |
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USD 0.01 common |
Sale |
67 |
28.3947 USD |
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USD 0.01 common |
Sale |
67 |
28.4241 USD |
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USD 0.01 common |
Sale |
100 |
28.3900 USD |
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USD 0.01 common |
Sale |
100 |
28.4350 USD |
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USD 0.01 common |
Sale |
120 |
28.3750 USD |
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USD 0.01 common |
Sale |
125 |
28.4009 USD |
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USD 0.01 common |
Sale |
132 |
28.8344 USD |
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USD 0.01 common |
Sale |
140 |
28.5805 USD |
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USD 0.01 common |
Sale |
144 |
28.5775 USD |
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USD 0.01 common |
Sale |
146 |
28.8398 USD |
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USD 0.01 common |
Sale |
163 |
28.5615 USD |
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USD 0.01 common |
Sale |
188 |
28.4512 USD |
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USD 0.01 common |
Sale |
200 |
28.4050 USD |
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USD 0.01 common |
Sale |
200 |
28.4000 USD |
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USD 0.01 common |
Sale |
200 |
28.4150 USD |
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USD 0.01 common |
Sale |
204 |
28.4300 USD |
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USD 0.01 common |
Sale |
313 |
28.8565 USD |
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USD 0.01 common |
Sale |
400 |
28.4100 USD |
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USD 0.01 common |
Sale |
500 |
28.8406 USD |
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USD 0.01 common |
Sale |
500 |
28.5444 USD |
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USD 0.01 common |
Sale |
600 |
28.4250 USD |
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USD 0.01 common |
Sale |
800 |
28.3925 USD |
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USD 0.01 common |
Sale |
800 |
28.7475 USD |
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USD 0.01 common |
Sale |
836 |
28.3604 USD |
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USD 0.01 common |
Sale |
2,278 |
29.0997 USD |
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USD 0.01 common |
Sale |
3,745 |
28.7752 USD |
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USD 0.01 common |
Sale |
4,449 |
28.4534 USD |
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USD 0.01 common |
Sale |
6,152 |
28.8872 USD |
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USD 0.01 common |
Sale |
7,662 |
28.5753 USD |
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USD 0.01 common |
Sale |
8,390 |
28.4161 USD |
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USD 0.01 common |
Sale |
9,074 |
28.5788 USD |
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USD 0.01 common |
Sale |
18,215 |
28.4443 USD |
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USD 0.01 common |
Sale |
21,796 |
28.3502 USD |
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USD 0.01 common |
Sale |
28,917 |
28.3600 USD |
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USD 0.01 common |
Sale |
167,052 |
28.3500 USD |
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USD 0.01 common |
Sale |
212,393 |
28.5724 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
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Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
8 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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