/Equities/XLON/BARC/RNS

Form 8.5 (EPT/NON-RI) CLINIGEN GROUP PLC

RNS Number : 1863E

Barclays PLC

09 March 2022

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

CLINIGEN GROUP PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Triley Bidco Limited (a newly-formed company indirectly owned by Triton Funds)

principal trader is connected

(d)

Date position held/dealing undertaken:

08 March 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

trader making disclosures in respect of any other party to the offer?

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,104,923

0.83%

219,272

0.16%

(2)

Cash-settled derivatives:

76,021

0.06%

411,410

0.31%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0.00%

TOTAL:

1,180,944

0.89%

630,682

0.47%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
0.1p ordinary		Purchase		29,449		9.2200 GBP	9.1945 GBP
0.1p ordinary		Sale		96,549		9.1954 GBP	9.1918 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
0.1p ordinary		CFD		Decreasing Short		1,851	9.1934 GBP
0.1p ordinary		CFD		Decreasing Short		15,898	9.1926 GBP
0.1p ordinary		SWAP		Increasing Long		906	9.1931 GBP
0.1p ordinary		SWAP		Increasing Long		4,040	9.1942 GBP
0.1p ordinary		SWAP		Increasing Long		14,054	9.1915 GBP
0.1p ordinary		SWAP		Increasing Long		18,269	9.1912 GBP
0.1p ordinary		SWAP		Increasing Long		21,272	9.2021 GBP
0.1p ordinary		SWAP		Increasing Long		33,354	9.1925 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				9 Mar 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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END

FEOBKCBPCBKKKNK

RNS Number : 1863E

Barclays PLC

09 March 2022

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

CLINIGEN GROUP PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Triley Bidco Limited (a newly-formed company indirectly owned by Triton Funds)

principal trader is connected

(d)

Date position held/dealing undertaken:

08 March 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

trader making disclosures in respect of any other party to the offer?

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,104,923

0.83%

219,272

0.16%

(2)

Cash-settled derivatives:

76,021

0.06%

411,410

0.31%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0.00%

TOTAL:

1,180,944

0.89%

630,682

0.47%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
0.1p ordinary		Purchase		29,449		9.2200 GBP	9.1945 GBP
0.1p ordinary		Sale		96,549		9.1954 GBP	9.1918 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
0.1p ordinary		CFD		Decreasing Short		1,851	9.1934 GBP
0.1p ordinary		CFD		Decreasing Short		15,898	9.1926 GBP
0.1p ordinary		SWAP		Increasing Long		906	9.1931 GBP
0.1p ordinary		SWAP		Increasing Long		4,040	9.1942 GBP
0.1p ordinary		SWAP		Increasing Long		14,054	9.1915 GBP
0.1p ordinary		SWAP		Increasing Long		18,269	9.1912 GBP
0.1p ordinary		SWAP		Increasing Long		21,272	9.2021 GBP
0.1p ordinary		SWAP		Increasing Long		33,354	9.1925 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				9 Mar 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

END

FEOBKCBPCBKKKNK

TIDM	BARC
Share Price	GBX 471.705.02%
Market Cap	£63.90bn

Date	9 Mar 2022
Time	09:54:18
Category	Holding(s) in company
ID	1863E

TIDM	BARC
Share Price	GBX 471.705.02%
Market Cap	£63.90bn

Date	9 Mar 2022
Time	09:54:18
Category	Holding(s) in company
ID	1863E

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Form 8.5 (EPT/NON-RI) CLINIGEN GROUP PLC

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