⌘K

Form 8.5 (EPT/NON-RI) CLIPPER LOGISTICS PLC

RNS Number : 1864E

Barclays PLC

09 March 2022

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.			KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose			CLIPPER LOGISTICS PLC
	relevant securities this form relates:			CLIPPER LOGISTICS PLC
(c)	Name of the party to the offer with which exempt			GXO Logistics, Inc
	principal trader is connected			GXO Logistics, Inc
(d)	Date position held/dealing undertaken:			08 March 2022
(e)	In addition to the company in 1(b) above, is the exempt principal			YES:
	trader making disclosures in respect of any other party to the offer?			GXO LOGISTICS INC
2.			POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:		0.05p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	900,665	0.88%	183,618	0.18%

(2)	Cash-settled derivatives:
		40,207	0.04%	773,210	0.75%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%


	TOTAL:	940,872	0.92%	956,828	0.93%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

0.05p ordinary

Purchase

51,393

8.4823 GBP

8.41 GBP

0.05p ordinary

Sale

55,176

8.4800 GBP

8.33 GBP


(b)	Cash-settled derivative transactions
Class of		Product	Nature of dealing	Number of	Price per
relevant		description		reference	unit
security				securities
0.05p ordinary		SWAP	Decreasing Short	593	8.4200 GBP
0.05p ordinary		CFD	Decreasing Short	4,116	8.4630 GBP
0.05p ordinary		CFD	Decreasing Short	4,809	8.4153 GBP
0.05p ordinary		CFD	Decreasing Short	9,490	8.3847 GBP
0.05p ordinary		SWAP	Increasing Long	30	8.3699 GBP
0.05p ordinary		SWAP	Increasing Long	137	8.3499 GBP
0.05p ordinary		SWAP	Increasing Long	611	8.4100 GBP
0.05p ordinary		SWAP	Increasing Long	2,408	8.4115 GBP
0.05p ordinary		SWAP	Increasing Long	10,156	8.3729 GBP
0.05p ordinary		SWAP	Increasing Short	396	8.4500 GBP
0.05p ordinary		SWAP	Increasing Short	445	8.4900 GBP
0.05p ordinary		SWAP	Increasing Short	828	8.4692 GBP
0.05p ordinary		SWAP	Increasing Short	6,464	8.4251 GBP
0.05p ordinary		SWAP	Increasing Short	13,007	8.4446 GBP
0.05p ordinary		SWAP	Increasing Long	2,636	8.4388 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				9 Mar 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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END

FEOKKLBBLXLEBBL

Form 8.5 (EPT/NON-RI) CLIPPER LOGISTICS PLC - Barclays PLC | RNS | Ticker

RNS Number : 1864E

Barclays PLC

09 March 2022

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.			KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose			CLIPPER LOGISTICS PLC
	relevant securities this form relates:			CLIPPER LOGISTICS PLC
(c)	Name of the party to the offer with which exempt			GXO Logistics, Inc
	principal trader is connected			GXO Logistics, Inc
(d)	Date position held/dealing undertaken:			08 March 2022
(e)	In addition to the company in 1(b) above, is the exempt principal			YES:
	trader making disclosures in respect of any other party to the offer?			GXO LOGISTICS INC
2.			POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:		0.05p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	900,665	0.88%	183,618	0.18%

(2)	Cash-settled derivatives:
		40,207	0.04%	773,210	0.75%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%


	TOTAL:	940,872	0.92%	956,828	0.93%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

0.05p ordinary

Purchase

51,393

8.4823 GBP

8.41 GBP

0.05p ordinary

Sale

55,176

8.4800 GBP

8.33 GBP


(b)	Cash-settled derivative transactions
Class of		Product	Nature of dealing	Number of	Price per
relevant		description		reference	unit
security				securities
0.05p ordinary		SWAP	Decreasing Short	593	8.4200 GBP
0.05p ordinary		CFD	Decreasing Short	4,116	8.4630 GBP
0.05p ordinary		CFD	Decreasing Short	4,809	8.4153 GBP
0.05p ordinary		CFD	Decreasing Short	9,490	8.3847 GBP
0.05p ordinary		SWAP	Increasing Long	30	8.3699 GBP
0.05p ordinary		SWAP	Increasing Long	137	8.3499 GBP
0.05p ordinary		SWAP	Increasing Long	611	8.4100 GBP
0.05p ordinary		SWAP	Increasing Long	2,408	8.4115 GBP
0.05p ordinary		SWAP	Increasing Long	10,156	8.3729 GBP
0.05p ordinary		SWAP	Increasing Short	396	8.4500 GBP
0.05p ordinary		SWAP	Increasing Short	445	8.4900 GBP
0.05p ordinary		SWAP	Increasing Short	828	8.4692 GBP
0.05p ordinary		SWAP	Increasing Short	6,464	8.4251 GBP
0.05p ordinary		SWAP	Increasing Short	13,007	8.4446 GBP
0.05p ordinary		SWAP	Increasing Long	2,636	8.4388 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				9 Mar 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

END

FEOKKLBBLXLEBBL

TIDM	BARC
Share Price	Loading...
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Date	9 Mar 2022
Time	10:04:38
Category	Holding(s) in company
ID	1864E

TIDM	BARC
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Date	9 Mar 2022
Time	10:04:38
Category	Holding(s) in company
ID	1864E

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Form 8.5 (EPT/NON-RI) CLIPPER LOGISTICS PLC

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