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On 08 March 2022, Barclays PLC, as a discloser with interests in NortonLifeLock Inc., reported dealings in USD 0.01 common shares of NortonLifeLock Inc. The firm purchased a total of 432,192 shares at prices between 27.3100 USD and 27.8707 USD, and sold 492,448 shares at prices between 27.3175 USD and 27.8850 USD. Following these transactions, Barclays PLC's total interests in NortonLifeLock Inc. were 1,613,872 shares (0.28%) and total short positions were 4,367,763 shares (0.75%).
| Date | 14 Mar 2022 |
| Time | 11:00:05 |
| Category | Holding(s) in company |
| ID | 6673E |
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FORM 8.3 |
Amendment to Purchase and Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
08 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,383,752 |
0.24% |
636,987 |
0.11% |
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(2) |
Cash-settled derivatives: |
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230,120 |
0.04% |
3,730,776 |
0.64% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,613,872 |
0.28% |
4,367,763 |
0.75% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
8 |
27.3600 USD |
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USD 0.01 common |
Purchase |
25 |
27.5420 USD |
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USD 0.01 common |
Purchase |
27 |
27.5725 USD |
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USD 0.01 common |
Purchase |
32 |
27.5421 USD |
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USD 0.01 common |
Purchase |
40 |
27.4920 USD |
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USD 0.01 common |
Purchase |
40 |
27.6132 USD |
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USD 0.01 common |
Purchase |
43 |
27.7241 USD |
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USD 0.01 common |
Purchase |
51 |
27.6070 USD |
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USD 0.01 common |
Purchase |
51 |
27.6260 USD |
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USD 0.01 common |
Purchase |
51 |
27.5909 USD |
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USD 0.01 common |
Purchase |
63 |
27.4285 USD |
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USD 0.01 common |
Purchase |
65 |
27.6840 USD |
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USD 0.01 common |
Purchase |
68 |
27.5450 USD |
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USD 0.01 common |
Purchase |
100 |
27.7200 USD |
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USD 0.01 common |
Purchase |
100 |
27.7450 USD |
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USD 0.01 common |
Purchase |
100 |
27.3100 USD |
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USD 0.01 common |
Purchase |
100 |
27.6300 USD |
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USD 0.01 common |
Purchase |
111 |
27.4126 USD |
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USD 0.01 common |
Purchase |
118 |
27.4100 USD |
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USD 0.01 common |
Purchase |
186 |
27.5753 USD |
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USD 0.01 common |
Purchase |
299 |
27.3200 USD |
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USD 0.01 common |
Purchase |
800 |
27.4300 USD |
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USD 0.01 common |
Purchase |
824 |
27.4097 USD |
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USD 0.01 common |
Purchase |
1,089 |
27.5189 USD |
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USD 0.01 common |
Purchase |
1,133 |
27.6198 USD |
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USD 0.01 common |
Purchase |
2,277 |
27.8707 USD |
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USD 0.01 common |
Purchase |
2,478 |
27.5342 USD |
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USD 0.01 common |
Purchase |
2,933 |
27.4256 USD |
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USD 0.01 common |
Purchase |
3,910 |
27.6364 USD |
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USD 0.01 common |
Purchase |
4,644 |
27.4622 USD |
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USD 0.01 common |
Purchase |
5,287 |
27.3799 USD |
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USD 0.01 common |
Purchase |
7,011 |
27.4249 USD |
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USD 0.01 common |
Purchase |
8,694 |
27.3878 USD |
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USD 0.01 common |
Purchase |
10,643 |
27.3800 USD |
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USD 0.01 common |
Purchase |
10,678 |
27.5672 USD |
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USD 0.01 common |
Purchase |
12,529 |
27.5035 USD |
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USD 0.01 common |
Purchase |
13,506 |
27.5929 USD |
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USD 0.01 common |
Purchase |
15,736 |
27.4302 USD |
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USD 0.01 common |
Purchase |
16,466 |
27.4654 USD |
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USD 0.01 common |
Purchase |
31,417 |
27.5051 USD |
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USD 0.01 common |
Purchase |
109,559 |
27.6179 USD |
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USD 0.01 common |
Purchase |
147,199 |
27.4799 USD |
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USD 0.01 common |
Sale |
3 |
27.7016 USD |
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USD 0.01 common |
Sale |
4 |
27.8850 USD |
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USD 0.01 common |
Sale |
8 |
27.3950 USD |
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USD 0.01 common |
Sale |
24 |
27.4000 USD |
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USD 0.01 common |
Sale |
32 |
27.3837 USD |
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USD 0.01 common |
Sale |
32 |
27.4275 USD |
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USD 0.01 common |
Sale |
40 |
27.3940 USD |
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USD 0.01 common |
Sale |
47 |
27.5246 USD |
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USD 0.01 common |
Sale |
48 |
27.4416 USD |
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USD 0.01 common |
Sale |
48 |
27.4158 USD |
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USD 0.01 common |
Sale |
48 |
27.4525 USD |
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USD 0.01 common |
Sale |
68 |
27.5450 USD |
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USD 0.01 common |
Sale |
75 |
27.5646 USD |
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USD 0.01 common |
Sale |
76 |
27.4007 USD |
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USD 0.01 common |
Sale |
85 |
27.5782 USD |
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USD 0.01 common |
Sale |
90 |
27.6100 USD |
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USD 0.01 common |
Sale |
100 |
27.4200 USD |
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USD 0.01 common |
Sale |
100 |
27.7550 USD |
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USD 0.01 common |
Sale |
111 |
27.4126 USD |
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USD 0.01 common |
Sale |
115 |
27.5252 USD |
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USD 0.01 common |
Sale |
124 |
27.8638 USD |
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USD 0.01 common |
Sale |
132 |
27.8651 USD |
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USD 0.01 common |
Sale |
145 |
27.5079 USD |
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USD 0.01 common |
Sale |
155 |
27.5651 USD |
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USD 0.01 common |
Sale |
160 |
27.5215 USD |
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USD 0.01 common |
Sale |
165 |
27.5572 USD |
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USD 0.01 common |
Sale |
172 |
27.7560 USD |
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USD 0.01 common |
Sale |
178 |
27.5763 USD |
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USD 0.01 common |
Sale |
180 |
27.5436 USD |
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USD 0.01 common |
Sale |
200 |
27.6175 USD |
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USD 0.01 common |
Sale |
200 |
27.4872 USD |
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USD 0.01 common |
Sale |
230 |
27.3972 USD |
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USD 0.01 common |
Sale |
300 |
27.5800 USD |
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USD 0.01 common |
Sale |
316 |
27.8107 USD |
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USD 0.01 common |
Sale |
386 |
27.7178 USD |
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USD 0.01 common |
Sale |
389 |
27.3824 USD |
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USD 0.01 common |
Sale |
399 |
27.3175 USD |
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USD 0.01 common |
Sale |
400 |
27.6662 USD |
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USD 0.01 common |
Sale |
522 |
27.5056 USD |
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USD 0.01 common |
Sale |
552 |
27.3200 USD |
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USD 0.01 common |
Sale |
623 |
27.4480 USD |
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USD 0.01 common |
Sale |
689 |
27.5862 USD |
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USD 0.01 common |
Sale |
787 |
27.4100 USD |
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USD 0.01 common |
Sale |
800 |
27.4300 USD |
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USD 0.01 common |
Sale |
914 |
27.3274 USD |
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USD 0.01 common |
Sale |
1,129 |
27.4627 USD |
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USD 0.01 common |
Sale |
1,142 |
27.3675 USD |
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USD 0.01 common |
Sale |
1,169 |
27.3323 USD |
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USD 0.01 common |
Sale |
1,410 |
27.5563 USD |
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USD 0.01 common |
Sale |
1,450 |
27.4847 USD |
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USD 0.01 common |
Sale |
1,626 |
27.4836 USD |
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USD 0.01 common |
Sale |
1,896 |
27.4382 USD |
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USD 0.01 common |
Sale |
2,007 |
27.3772 USD |
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USD 0.01 common |
Sale |
2,437 |
27.3383 USD |
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USD 0.01 common |
Sale |
2,478 |
27.5342 USD |
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USD 0.01 common |
Sale |
2,933 |
27.4256 USD |
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USD 0.01 common |
Sale |
2,936 |
27.4030 USD |
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USD 0.01 common |
Sale |
3,017 |
27.7569 USD |
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USD 0.01 common |
Sale |
3,061 |
27.3800 USD |
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USD 0.01 common |
Sale |
3,151 |
27.4293 USD |
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USD 0.01 common |
Sale |
3,928 |
27.8101 USD |
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USD 0.01 common |
Sale |
4,000 |
27.3639 USD |
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USD 0.01 common |
Sale |
4,397 |
27.3227 USD |
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USD 0.01 common |
Sale |
5,154 |
27.4772 USD |
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USD 0.01 common |
Sale |
8,558 |
27.4570 USD |
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USD 0.01 common |
Sale |
13,295 |
27.4356 USD |
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USD 0.01 common |
Sale |
14,036 |
27.3901 USD |
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USD 0.01 common |
Sale |
14,414 |
27.3915 USD |
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USD 0.01 common |
Sale |
14,704 |
27.4303 USD |
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USD 0.01 common |
Sale |
22,805 |
27.5340 USD |
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USD 0.01 common |
Sale |
36,774 |
27.5526 USD |
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USD 0.01 common |
Sale |
42,650 |
27.4456 USD |
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USD 0.01 common |
Sale |
60,435 |
27.7349 USD |
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USD 0.01 common |
Sale |
121,017 |
27.5069 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
10 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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