/Equities/XLON/BARC/RNS

Form 8.5 (EPT/NON-RI) Pearson plc

RNS Number : 4843F

Barclays PLC

21 March 2022

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.		KEY INFORMATION
(a)	Name of exempt principal trader:		BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		PEARSON PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt		Apollo Global Management, Inc. and its subsidiaries
	principal trader is connected
(d)	Date position held/dealing undertaken:		18 March 2022
(e)	In addition to the company in 1(b) above, is the exempt principal		NO
	trader making disclosures in respect of any other party to the offer?

2.			POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:		25p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	7,055,355	0.93%	3,896,197	0.51%

(2)	Cash-settled derivatives:
		3,618,224	0.48%	2,831,688	0.37%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%


	TOTAL:	10,673,579	1.41%	6,727,885	0.89%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.			DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security			securities	paid/received	paid/received
25p ordinary		Purchase	1,329,802	8.1020 GBP	7.82 GBP
25p ordinary		Sale	1,109,595	8.0812 GBP	7.858 GBP

(b)	Cash-settled derivative transactions
Class of		Product	Nature of dealing	Number of	Price per
relevant		description		reference	unit
security				securities
25p ordinary		SWAP	Decreasing Long	831	8.0480 GBP
25p ordinary		SWAP	Decreasing Long	1,383	7.9113 GBP
25p ordinary		SWAP	Decreasing Long	3,006	7.9418 GBP
25p ordinary		SWAP	Decreasing Long	3,242	7.8936 GBP
25p ordinary		SWAP	Decreasing Long	5,464	7.8643 GBP
25p ordinary		SWAP	Decreasing Long	7,962	7.8500 GBP
25p ordinary		SWAP	Decreasing Long	28,029	7.8850 GBP
25p ordinary		SWAP	Decreasing Long	29,004	8.0655 GBP
25p ordinary		SWAP	Decreasing Long	38,757	7.9400 GBP
25p ordinary		SWAP	Decreasing Long	40,337	8.0800 GBP
25p ordinary		SWAP	Decreasing Long	83,667	7.8729 GBP
25p ordinary		SWAP	Decreasing Long	131,103	7.9038 GBP
25p ordinary		SWAP	Decreasing Long	137,748	8.0059 GBP
25p ordinary		SWAP	Decreasing Short	134	8.0321 GBP
25p ordinary		SWAP	Decreasing Short	396	8.0352 GBP
25p ordinary		SWAP	Decreasing Short	758	7.9253 GBP
25p ordinary		SWAP	Decreasing Short	10,652	7.9211 GBP
25p ordinary		SWAP	Decreasing Short	35,000	8.0532 GBP
25p ordinary		SWAP	Decreasing Short	371,172	7.8624 GBP
25p ordinary		SWAP	Increasing Long	46	7.8795 GBP
25p ordinary		SWAP	Increasing Long	4,802	7.9194 GBP
25p ordinary		SWAP	Increasing Long	21,470	7.9207 GBP
25p ordinary		SWAP	Increasing Long	22,626	7.8877 GBP
25p ordinary		SWAP	Increasing Short	356	7.8666 GBP
25p ordinary		CFD	Increasing Short	516	8.1067 GBP
25p ordinary		SWAP	Increasing Short	1,000	7.8592 GBP
25p ordinary		SWAP	Increasing Short	2,500	7.9007 GBP
25p ordinary		CFD	Increasing Short	2,598	8.0097 GBP
25p ordinary		CFD	Increasing Short	3,760	8.0793 GBP
25p ordinary		CFD	Increasing Short	40,009	7.9419 GBP
25p ordinary		SWAP	Opening Long	16,378	8.0795 GBP
25p ordinary		SWAP	Opening Short	30,000	8.1020 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				21 Mar 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

FEOZFLFLLXLZBBX

TIDM	BARC
Share Price	494.70p0.39%
Market Cap	£66.57bn

Date	21 Mar 2022
Time	14:44:46
Category	Holding(s) in company
ID	4843F

TIDM	BARC
Share Price	494.70p0.39%
Market Cap	£66.57bn

Date	21 Mar 2022
Time	14:44:46
Category	Holding(s) in company
ID	4843F

t

Company Information

RNS Metadata

Company Information

RNS Metadata

Form 8.5 (EPT/NON-RI) Pearson plc