t
| Date | 29 Mar 2022 |
| Time | 13:08:42 |
| Category | Holding(s) in company |
| ID | 4262G |
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FORM 8.3 |
Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
25 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,187,836 |
0.20% |
873,785 |
0.15% |
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(2) |
Cash-settled derivatives: |
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391,188 |
0.07% |
1,868,008 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,579,024 |
0.27% |
2,741,793 |
0.47% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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11,000 |
0.00% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
6 |
28.2991 USD |
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USD 0.01 common |
Purchase |
23 |
27.9300 USD |
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USD 0.01 common |
Purchase |
26 |
28.2173 USD |
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USD 0.01 common |
Purchase |
31 |
28.1738 USD |
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USD 0.01 common |
Purchase |
35 |
28.2171 USD |
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USD 0.01 common |
Purchase |
40 |
28.2057 USD |
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USD 0.01 common |
Purchase |
40 |
28.2071 USD |
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USD 0.01 common |
Purchase |
41 |
28.1980 USD |
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USD 0.01 common |
Purchase |
49 |
28.1814 USD |
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USD 0.01 common |
Purchase |
57 |
28.1598 USD |
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USD 0.01 common |
Purchase |
76 |
28.1821 USD |
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USD 0.01 common |
Purchase |
86 |
28.1700 USD |
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USD 0.01 common |
Purchase |
100 |
28.0300 USD |
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USD 0.01 common |
Purchase |
100 |
27.8950 USD |
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USD 0.01 common |
Purchase |
100 |
28.3050 USD |
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USD 0.01 common |
Purchase |
100 |
28.3150 USD |
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USD 0.01 common |
Purchase |
100 |
28.3500 USD |
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USD 0.01 common |
Purchase |
100 |
28.2550 USD |
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USD 0.01 common |
Purchase |
130 |
28.2946 USD |
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USD 0.01 common |
Purchase |
170 |
28.3229 USD |
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USD 0.01 common |
Purchase |
200 |
28.1250 USD |
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USD 0.01 common |
Purchase |
251 |
28.2520 USD |
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USD 0.01 common |
Purchase |
300 |
28.1600 USD |
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USD 0.01 common |
Purchase |
330 |
28.1802 USD |
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USD 0.01 common |
Purchase |
457 |
28.3089 USD |
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USD 0.01 common |
Purchase |
594 |
28.2247 USD |
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USD 0.01 common |
Purchase |
623 |
28.2053 USD |
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USD 0.01 common |
Purchase |
646 |
28.2358 USD |
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USD 0.01 common |
Purchase |
700 |
28.1871 USD |
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USD 0.01 common |
Purchase |
850 |
28.1535 USD |
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USD 0.01 common |
Purchase |
862 |
28.1910 USD |
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USD 0.01 common |
Purchase |
864 |
28.2609 USD |
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USD 0.01 common |
Purchase |
1,036 |
28.2427 USD |
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USD 0.01 common |
Purchase |
1,119 |
28.2338 USD |
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USD 0.01 common |
Purchase |
1,218 |
28.2526 USD |
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USD 0.01 common |
Purchase |
1,245 |
28.2295 USD |
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USD 0.01 common |
Purchase |
1,418 |
28.0290 USD |
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USD 0.01 common |
Purchase |
1,521 |
28.2541 USD |
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USD 0.01 common |
Purchase |
1,557 |
28.1846 USD |
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USD 0.01 common |
Purchase |
1,748 |
28.1689 USD |
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USD 0.01 common |
Purchase |
1,920 |
28.2900 USD |
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USD 0.01 common |
Purchase |
2,282 |
28.3202 USD |
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USD 0.01 common |
Purchase |
2,477 |
28.1355 USD |
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USD 0.01 common |
Purchase |
2,533 |
28.1495 USD |
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USD 0.01 common |
Purchase |
7,691 |
28.2492 USD |
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USD 0.01 common |
Purchase |
15,978 |
28.2252 USD |
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USD 0.01 common |
Purchase |
16,941 |
28.2226 USD |
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USD 0.01 common |
Purchase |
17,663 |
28.2860 USD |
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USD 0.01 common |
Purchase |
40,357 |
28.1682 USD |
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USD 0.01 common |
Purchase |
67,537 |
28.2898 USD |
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USD 0.01 common |
Purchase |
90,060 |
28.2289 USD |
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USD 0.01 common |
Purchase |
123,661 |
28.1707 USD |
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USD 0.01 common |
Sale |
7 |
28.2950 USD |
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USD 0.01 common |
Sale |
8 |
28.2312 USD |
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USD 0.01 common |
Sale |
12 |
28.2000 USD |
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USD 0.01 common |
Sale |
15 |
28.1860 USD |
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USD 0.01 common |
Sale |
18 |
28.1333 USD |
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USD 0.01 common |
Sale |
19 |
28.1450 USD |
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USD 0.01 common |
Sale |
21 |
28.2728 USD |
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USD 0.01 common |
Sale |
23 |
28.2408 USD |
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USD 0.01 common |
Sale |
23 |
28.2234 USD |
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USD 0.01 common |
Sale |
27 |
28.2151 USD |
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USD 0.01 common |
Sale |
28 |
28.2225 USD |
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USD 0.01 common |
Sale |
31 |
28.1541 USD |
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USD 0.01 common |
Sale |
34 |
28.1455 USD |
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USD 0.01 common |
Sale |
38 |
28.2150 USD |
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USD 0.01 common |
Sale |
39 |
28.1569 USD |
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USD 0.01 common |
Sale |
40 |
28.1497 USD |
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USD 0.01 common |
Sale |
41 |
28.1500 USD |
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USD 0.01 common |
Sale |
43 |
28.1966 USD |
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USD 0.01 common |
Sale |
45 |
28.1986 USD |
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USD 0.01 common |
Sale |
57 |
28.2185 USD |
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USD 0.01 common |
Sale |
57 |
28.1536 USD |
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USD 0.01 common |
Sale |
57 |
28.1468 USD |
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USD 0.01 common |
Sale |
65 |
28.1549 USD |
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USD 0.01 common |
Sale |
69 |
28.1778 USD |
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USD 0.01 common |
Sale |
106 |
28.1481 USD |
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USD 0.01 common |
Sale |
209 |
28.0611 USD |
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USD 0.01 common |
Sale |
221 |
28.2327 USD |
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USD 0.01 common |
Sale |
300 |
28.1633 USD |
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USD 0.01 common |
Sale |
358 |
28.1517 USD |
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USD 0.01 common |
Sale |
400 |
28.1962 USD |
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USD 0.01 common |
Sale |
406 |
28.1600 USD |
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USD 0.01 common |
Sale |
463 |
28.1550 USD |
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USD 0.01 common |
Sale |
497 |
28.2144 USD |
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USD 0.01 common |
Sale |
700 |
28.2450 USD |
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USD 0.01 common |
Sale |
800 |
28.1618 USD |
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USD 0.01 common |
Sale |
903 |
28.1628 USD |
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USD 0.01 common |
Sale |
1,987 |
28.0600 USD |
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USD 0.01 common |
Sale |
3,172 |
28.1748 USD |
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USD 0.01 common |
Sale |
4,323 |
28.2040 USD |
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USD 0.01 common |
Sale |
4,842 |
28.1640 USD |
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USD 0.01 common |
Sale |
5,158 |
28.1870 USD |
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USD 0.01 common |
Sale |
5,855 |
28.1674 USD |
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USD 0.01 common |
Sale |
7,353 |
28.2109 USD |
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USD 0.01 common |
Sale |
7,970 |
28.1885 USD |
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USD 0.01 common |
Sale |
8,952 |
28.1502 USD |
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USD 0.01 common |
Sale |
10,523 |
28.2249 USD |
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USD 0.01 common |
Sale |
11,548 |
28.1531 USD |
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USD 0.01 common |
Sale |
16,356 |
28.2233 USD |
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USD 0.01 common |
Sale |
17,536 |
28.2429 USD |
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USD 0.01 common |
Sale |
21,057 |
28.2900 USD |
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USD 0.01 common |
Sale |
68,695 |
28.2895 USD |
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USD 0.01 common |
Sale |
94,069 |
28.2273 USD |
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USD 0.01 common |
Sale |
112,485 |
28.1692 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
29 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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