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Barclays PLC filed a Form 8.3 disclosure on 01 April 2022, detailing its positions and dealings in the relevant securities of NortonLifeLock Inc. and Avast PLC as of 31 March 2022. On this date, Barclays PLC held total interests of 1,594,973 (0.27%) and total short positions of 2,743,055 (0.47%) in NortonLifeLock Inc. USD 0.01 common stock, alongside various purchases and sales of these securities.
| Date | 1 Apr 2022 |
| Time | 13:19:47 |
| Category | Holding(s) in company |
| ID | 9953G |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
31 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,182,525 |
0.20% |
877,667 |
0.15% |
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(2) |
Cash-settled derivatives: |
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412,448 |
0.07% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,594,973 |
0.27% |
2,743,055 |
0.47% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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11,000 |
0.00% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
15 |
27.1620 USD |
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USD 0.01 common |
Purchase |
20 |
26.8382 USD |
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USD 0.01 common |
Purchase |
20 |
26.8335 USD |
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USD 0.01 common |
Purchase |
22 |
26.7938 USD |
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USD 0.01 common |
Purchase |
25 |
27.1250 USD |
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USD 0.01 common |
Purchase |
26 |
26.6700 USD |
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USD 0.01 common |
Purchase |
26 |
26.6800 USD |
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USD 0.01 common |
Purchase |
28 |
26.9171 USD |
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USD 0.01 common |
Purchase |
32 |
26.7793 USD |
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USD 0.01 common |
Purchase |
34 |
26.7102 USD |
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USD 0.01 common |
Purchase |
34 |
26.7050 USD |
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USD 0.01 common |
Purchase |
37 |
27.1300 USD |
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USD 0.01 common |
Purchase |
39 |
26.6450 USD |
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USD 0.01 common |
Purchase |
40 |
26.7911 USD |
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USD 0.01 common |
Purchase |
47 |
26.7121 USD |
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USD 0.01 common |
Purchase |
50 |
26.8358 USD |
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USD 0.01 common |
Purchase |
52 |
26.6350 USD |
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USD 0.01 common |
Purchase |
55 |
26.8728 USD |
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USD 0.01 common |
Purchase |
61 |
26.7648 USD |
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USD 0.01 common |
Purchase |
78 |
27.0200 USD |
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USD 0.01 common |
Purchase |
78 |
26.6066 USD |
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USD 0.01 common |
Purchase |
85 |
26.7799 USD |
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USD 0.01 common |
Purchase |
99 |
27.0600 USD |
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USD 0.01 common |
Purchase |
100 |
27.1025 USD |
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USD 0.01 common |
Purchase |
101 |
27.0500 USD |
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USD 0.01 common |
Purchase |
109 |
26.5562 USD |
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USD 0.01 common |
Purchase |
111 |
27.2150 USD |
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USD 0.01 common |
Purchase |
139 |
26.9377 USD |
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USD 0.01 common |
Purchase |
140 |
26.6421 USD |
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USD 0.01 common |
Purchase |
152 |
26.8981 USD |
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USD 0.01 common |
Purchase |
199 |
26.8321 USD |
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USD 0.01 common |
Purchase |
200 |
27.0000 USD |
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USD 0.01 common |
Purchase |
200 |
26.6550 USD |
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USD 0.01 common |
Purchase |
291 |
26.9186 USD |
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USD 0.01 common |
Purchase |
300 |
27.0166 USD |
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USD 0.01 common |
Purchase |
300 |
26.7100 USD |
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USD 0.01 common |
Purchase |
300 |
27.2050 USD |
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USD 0.01 common |
Purchase |
313 |
26.5303 USD |
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USD 0.01 common |
Purchase |
321 |
26.9151 USD |
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USD 0.01 common |
Purchase |
410 |
27.1384 USD |
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USD 0.01 common |
Purchase |
500 |
26.5400 USD |
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USD 0.01 common |
Purchase |
527 |
27.1282 USD |
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USD 0.01 common |
Purchase |
784 |
27.1866 USD |
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USD 0.01 common |
Purchase |
1,100 |
27.2000 USD |
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USD 0.01 common |
Purchase |
1,100 |
27.1709 USD |
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USD 0.01 common |
Purchase |
1,200 |
27.1210 USD |
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USD 0.01 common |
Purchase |
1,250 |
27.1900 USD |
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USD 0.01 common |
Purchase |
1,400 |
27.0332 USD |
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USD 0.01 common |
Purchase |
1,766 |
26.5266 USD |
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USD 0.01 common |
Purchase |
1,871 |
26.9966 USD |
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USD 0.01 common |
Purchase |
1,938 |
27.1465 USD |
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USD 0.01 common |
Purchase |
2,085 |
27.1882 USD |
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USD 0.01 common |
Purchase |
2,372 |
27.1400 USD |
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USD 0.01 common |
Purchase |
3,245 |
27.1371 USD |
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USD 0.01 common |
Purchase |
7,508 |
26.5686 USD |
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USD 0.01 common |
Purchase |
7,634 |
26.8964 USD |
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USD 0.01 common |
Purchase |
8,252 |
26.7610 USD |
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USD 0.01 common |
Purchase |
15,057 |
26.9341 USD |
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USD 0.01 common |
Purchase |
17,159 |
26.8223 USD |
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USD 0.01 common |
Purchase |
17,509 |
26.8755 USD |
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USD 0.01 common |
Purchase |
23,273 |
26.5280 USD |
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USD 0.01 common |
Purchase |
27,524 |
26.5200 USD |
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USD 0.01 common |
Purchase |
39,356 |
26.5199 USD |
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USD 0.01 common |
Purchase |
41,638 |
26.8124 USD |
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USD 0.01 common |
Purchase |
343,195 |
26.6240 USD |
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USD 0.01 common |
Sale |
11 |
27.2150 USD |
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USD 0.01 common |
Sale |
25 |
27.1250 USD |
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USD 0.01 common |
Sale |
61 |
27.1900 USD |
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USD 0.01 common |
Sale |
78 |
27.0200 USD |
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USD 0.01 common |
Sale |
99 |
27.0600 USD |
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USD 0.01 common |
Sale |
100 |
27.1400 USD |
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USD 0.01 common |
Sale |
100 |
27.1200 USD |
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USD 0.01 common |
Sale |
100 |
27.1025 USD |
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USD 0.01 common |
Sale |
100 |
26.6600 USD |
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USD 0.01 common |
Sale |
140 |
26.6421 USD |
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USD 0.01 common |
Sale |
200 |
27.1700 USD |
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USD 0.01 common |
Sale |
217 |
26.7992 USD |
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USD 0.01 common |
Sale |
300 |
26.7100 USD |
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USD 0.01 common |
Sale |
313 |
26.5303 USD |
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USD 0.01 common |
Sale |
326 |
26.5180 USD |
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USD 0.01 common |
Sale |
615 |
26.5150 USD |
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USD 0.01 common |
Sale |
1,292 |
26.7777 USD |
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USD 0.01 common |
Sale |
1,400 |
27.0332 USD |
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USD 0.01 common |
Sale |
1,800 |
27.0562 USD |
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USD 0.01 common |
Sale |
2,294 |
26.5874 USD |
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USD 0.01 common |
Sale |
2,476 |
26.6052 USD |
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USD 0.01 common |
Sale |
3,839 |
27.1089 USD |
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USD 0.01 common |
Sale |
4,317 |
27.0846 USD |
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USD 0.01 common |
Sale |
4,507 |
26.9122 USD |
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USD 0.01 common |
Sale |
6,217 |
27.1736 USD |
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USD 0.01 common |
Sale |
8,578 |
26.6627 USD |
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USD 0.01 common |
Sale |
10,144 |
26.9877 USD |
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USD 0.01 common |
Sale |
10,522 |
27.0076 USD |
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USD 0.01 common |
Sale |
13,447 |
26.8843 USD |
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USD 0.01 common |
Sale |
84,358 |
26.5200 USD |
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USD 0.01 common |
Sale |
404,031 |
26.6476 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
1 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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