⌘K
t
Barclays PLC filed a Form 8.3 Public Opening Position Disclosure/Dealing Disclosure on April 4, 2022, regarding its interests in NortonLifeLock Inc. and Avast PLC. As of April 1, 2022, Barclays held total interests of 1,624,000 (0.28%) and total short positions of 2,721,354 (0.47%) in NortonLifeLock Inc.'s USD 0.01 common securities. On the same date, Barclays also reported dealings including the purchase of 11,000 Convertible Bonds and sale of 22,000 Convertible Bonds at 132.0195 USD, and the purchase of 687,052 and sale of 527,117 USD 0.01 common shares.
| Date | 4 Apr 2022 |
| Time | 11:12:21 |
| Category | Holding(s) in company |
| ID | 1480H |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
01 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,211,552 |
0.21% |
855,966 |
0.15% |
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(2) |
Cash-settled derivatives: |
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412,448 |
0.07% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,624,000 |
0.28% |
2,721,354 |
0.47% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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Convertible Bond |
Purchase |
11,000 |
132.0195 USD |
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Convertible Bond |
Sale |
22,000 |
132.0195 USD |
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USD 0.01 common |
Purchase |
2 |
26.3900 USD |
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USD 0.01 common |
Purchase |
4 |
26.8850 USD |
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USD 0.01 common |
Purchase |
24 |
26.6600 USD |
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USD 0.01 common |
Purchase |
26 |
26.6065 USD |
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USD 0.01 common |
Purchase |
27 |
26.4128 USD |
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USD 0.01 common |
Purchase |
29 |
26.4005 USD |
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USD 0.01 common |
Purchase |
58 |
26.6362 USD |
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USD 0.01 common |
Purchase |
59 |
26.5920 USD |
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USD 0.01 common |
Purchase |
64 |
26.6791 USD |
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USD 0.01 common |
Purchase |
69 |
26.5367 USD |
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USD 0.01 common |
Purchase |
100 |
26.7800 USD |
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USD 0.01 common |
Purchase |
100 |
26.5050 USD |
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USD 0.01 common |
Purchase |
100 |
26.6750 USD |
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USD 0.01 common |
Purchase |
108 |
26.5233 USD |
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USD 0.01 common |
Purchase |
124 |
26.5800 USD |
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USD 0.01 common |
Purchase |
125 |
26.8743 USD |
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USD 0.01 common |
Purchase |
127 |
26.8717 USD |
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USD 0.01 common |
Purchase |
159 |
26.8397 USD |
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USD 0.01 common |
Purchase |
164 |
26.8621 USD |
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USD 0.01 common |
Purchase |
200 |
26.6050 USD |
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USD 0.01 common |
Purchase |
210 |
26.6654 USD |
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USD 0.01 common |
Purchase |
216 |
26.6768 USD |
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USD 0.01 common |
Purchase |
235 |
26.6463 USD |
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USD 0.01 common |
Purchase |
296 |
26.6124 USD |
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USD 0.01 common |
Purchase |
300 |
26.6200 USD |
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USD 0.01 common |
Purchase |
300 |
26.5000 USD |
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USD 0.01 common |
Purchase |
500 |
26.8100 USD |
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USD 0.01 common |
Purchase |
500 |
26.5360 USD |
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USD 0.01 common |
Purchase |
500 |
26.5180 USD |
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USD 0.01 common |
Purchase |
662 |
26.9325 USD |
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USD 0.01 common |
Purchase |
697 |
26.5836 USD |
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USD 0.01 common |
Purchase |
886 |
26.7080 USD |
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USD 0.01 common |
Purchase |
910 |
26.6086 USD |
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USD 0.01 common |
Purchase |
1,000 |
26.8500 USD |
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USD 0.01 common |
Purchase |
1,000 |
26.5560 USD |
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USD 0.01 common |
Purchase |
1,079 |
26.8458 USD |
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USD 0.01 common |
Purchase |
1,158 |
26.6121 USD |
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USD 0.01 common |
Purchase |
1,212 |
26.8576 USD |
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USD 0.01 common |
Purchase |
1,230 |
26.7283 USD |
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USD 0.01 common |
Purchase |
1,300 |
26.5746 USD |
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USD 0.01 common |
Purchase |
1,586 |
26.7385 USD |
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USD 0.01 common |
Purchase |
1,600 |
26.5931 USD |
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USD 0.01 common |
Purchase |
1,898 |
26.7270 USD |
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USD 0.01 common |
Purchase |
3,358 |
26.8569 USD |
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USD 0.01 common |
Purchase |
4,179 |
26.6000 USD |
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USD 0.01 common |
Purchase |
12,648 |
26.6749 USD |
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USD 0.01 common |
Purchase |
13,320 |
26.6989 USD |
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USD 0.01 common |
Purchase |
30,372 |
26.9378 USD |
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USD 0.01 common |
Purchase |
36,045 |
26.7146 USD |
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USD 0.01 common |
Purchase |
76,951 |
26.8175 USD |
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USD 0.01 common |
Purchase |
80,522 |
26.8072 USD |
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USD 0.01 common |
Purchase |
120,628 |
26.9400 USD |
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USD 0.01 common |
Purchase |
168,763 |
26.7618 USD |
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USD 0.01 common |
Sale |
2 |
26.5500 USD |
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USD 0.01 common |
Sale |
29 |
26.4005 USD |
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USD 0.01 common |
Sale |
31 |
26.9700 USD |
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USD 0.01 common |
Sale |
35 |
26.8400 USD |
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USD 0.01 common |
Sale |
70 |
26.8350 USD |
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USD 0.01 common |
Sale |
92 |
26.5800 USD |
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USD 0.01 common |
Sale |
105 |
26.8512 USD |
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USD 0.01 common |
Sale |
120 |
26.6927 USD |
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USD 0.01 common |
Sale |
164 |
26.8621 USD |
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USD 0.01 common |
Sale |
178 |
26.8312 USD |
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USD 0.01 common |
Sale |
210 |
26.8300 USD |
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USD 0.01 common |
Sale |
296 |
26.6124 USD |
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USD 0.01 common |
Sale |
430 |
26.9050 USD |
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USD 0.01 common |
Sale |
535 |
26.8500 USD |
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USD 0.01 common |
Sale |
566 |
26.6132 USD |
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USD 0.01 common |
Sale |
775 |
26.7735 USD |
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USD 0.01 common |
Sale |
2,564 |
26.8429 USD |
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USD 0.01 common |
Sale |
3,607 |
26.7825 USD |
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USD 0.01 common |
Sale |
4,199 |
26.6973 USD |
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USD 0.01 common |
Sale |
5,407 |
26.6726 USD |
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USD 0.01 common |
Sale |
6,390 |
26.8430 USD |
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USD 0.01 common |
Sale |
6,548 |
26.5863 USD |
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USD 0.01 common |
Sale |
6,927 |
26.7631 USD |
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USD 0.01 common |
Sale |
10,203 |
26.6437 USD |
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USD 0.01 common |
Sale |
14,923 |
26.9294 USD |
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USD 0.01 common |
Sale |
15,101 |
26.7993 USD |
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USD 0.01 common |
Sale |
19,000 |
26.5593 USD |
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USD 0.01 common |
Sale |
19,100 |
26.8523 USD |
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USD 0.01 common |
Sale |
29,117 |
26.7031 USD |
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USD 0.01 common |
Sale |
37,394 |
26.6897 USD |
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USD 0.01 common |
Sale |
46,007 |
26.7573 USD |
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USD 0.01 common |
Sale |
46,661 |
26.9365 USD |
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USD 0.01 common |
Sale |
75,084 |
26.7387 USD |
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USD 0.01 common |
Sale |
109,826 |
26.8601 USD |
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USD 0.01 common |
Sale |
127,966 |
26.9400 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
4 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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