Form 8.5 (EPT/NON-RI) Brewin Dolphin Holdings plc

RNS Number : 3438H

Barclays PLC

05 April 2022

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.		KEY INFORMATION
(a)	Name of exempt principal trader:		BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		BREWIN DOLPHIN HOLDINGS PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt		Brewin Dolphin Holdings plc
	principal trader is connected
(d)	Date position held/dealing undertaken:		04 April 2022
(e)	In addition to the company in 1(b) above, is the exempt principal		NO
	trader making disclosures in respect of any other party to the offer?

2.			POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:		1p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	3,504,921	1.15%	423,755	0.14%

(2)	Cash-settled derivatives:
		45,929	0.02%	3,176,155	1.05%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%


	TOTAL:	3,550,850	1.17%	3,599,910	1.19%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.			DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security			securities	paid/received	paid/received
1p ordinary		Purchase	484,528	5.2096 GBP	5.11 GBP
1p ordinary		Sale	20,055	5.1702 GBP	5.1091 GBP

(b)	Cash-settled derivative transactions
Class of		Product	Nature of dealing	Number of	Price per
relevant		description		reference	unit
security				securities
1p ordinary		SWAP	Decreasing Short	131	5.2196 GBP
1p ordinary		SWAP	Decreasing Short	1,000	5.1196 GBP
1p ordinary		SWAP	Decreasing Short	1,999	5.1947 GBP
1p ordinary		SWAP	Decreasing Short	117,970	5.1200 GBP
1p ordinary		SWAP	Increasing Long	1,493	5.1199 GBP
1p ordinary		CFD	Increasing Short	62	5.1193 GBP
1p ordinary		CFD	Increasing Short	178	5.1208 GBP
1p ordinary		CFD	Increasing Short	617	5.1091 GBP
1p ordinary		SWAP	Increasing Short	1,406	5.1364 GBP
1p ordinary		CFD	Increasing Short	2,000	5.1103 GBP
1p ordinary		SWAP	Increasing Short	2,992	5.1686 GBP
1p ordinary		SWAP	Increasing Short	3,475	5.1700 GBP
1p ordinary		SWAP	Increasing Short	4,135	5.1376 GBP
1p ordinary		SWAP	Increasing Short	7,023	5.1349 GBP
1p ordinary		SWAP	Increasing Short	8,293	5.1408 GBP
1p ordinary		SWAP	Increasing Short	8,518	5.1377 GBP
1p ordinary		SWAP	Increasing Short	12,453	5.1276 GBP
1p ordinary		SWAP	Increasing Short	13,968	5.1259 GBP
1p ordinary		SWAP	Increasing Short	14,843	5.1316 GBP
1p ordinary		CFD	Increasing Short	33,822	5.1700 GBP
1p ordinary		SWAP	Increasing Short	43,078	5.1299 GBP
1p ordinary		SWAP	Increasing Short	46,898	5.1341 GBP
1p ordinary		SWAP	Increasing Short	57,606	5.1205 GBP
1p ordinary		SWAP	Increasing Short	117,970	5.1200 GBP
1p ordinary		SWAP	Opening Short	61	5.2104 GBP
1p ordinary		SWAP	Opening Short	85	5.1683 GBP
1p ordinary		SWAP	Opening Short	139	5.2100 GBP
1p ordinary		SWAP	Opening Short	169	5.1722 GBP
1p ordinary		SWAP	Opening Short	356	5.1835 GBP
1p ordinary		SWAP	Opening Short	376	5.1679 GBP
1p ordinary		SWAP	Opening Short	496	5.2098 GBP
1p ordinary		SWAP	Opening Short	737	5.1718 GBP
1p ordinary		SWAP	Opening Short	738	5.1821 GBP
1p ordinary		SWAP	Opening Short	853	5.2094 GBP
1p ordinary		SWAP	Opening Short	935	5.1685 GBP
1p ordinary		SWAP	Opening Short	1,167	5.1838 GBP
1p ordinary		SWAP	Opening Short	1,241	5.1531 GBP
1p ordinary		SWAP	Opening Short	1,684	5.1520 GBP
1p ordinary		SWAP	Opening Short	1,793	5.1684 GBP
1p ordinary		SWAP	Opening Short	1,932	5.1836 GBP
1p ordinary		SWAP	Opening Short	2,016	5.2096 GBP
1p ordinary		SWAP	Opening Short	2,992	5.1686 GBP
1p ordinary		SWAP	Opening Short	2,998	5.1724 GBP
1p ordinary		SWAP	Opening Short	3,147	5.1522 GBP
1p ordinary		SWAP	Opening Short	3,447	5.1834 GBP
1p ordinary		SWAP	Opening Short	3,645	5.1723 GBP
1p ordinary		SWAP	Opening Short	5,618	5.2095 GBP
1p ordinary		SWAP	Opening Short	5,813	5.1523 GBP
1p ordinary		SWAP	Opening Short	22,132	5.1701 GBP
1p ordinary		SWAP	Opening Long	1,794	5.1434 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				5 Apr 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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