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On 06 April 2022, Barclays PLC filed a Form 8.3 dealing disclosure detailing its positions and transactions in 0.5p ordinary shares of CARETECH HOLDINGS PLC as of 04 April 2022. On that date, Barclays PLC purchased 150,361 shares and sold 10,266 shares, along with various cash-settled derivative dealings. Post-dealings, Barclays PLC held a 0.28% total interest and a 1.25% total short position in Caretech Holdings PLC.
| Date | 6 Apr 2022 |
| Time | 13:35:25 |
| Category | Holding(s) in company |
| ID | 5093H |
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FORM 8.3 |
Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
CARETECH HOLDINGS PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
04 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
0.5p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,436,285 |
0.27% |
13,411 |
0.01% |
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(2) |
Cash-settled derivatives: |
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11,808 |
0.01% |
1,399,963 |
1.24% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,448,093 |
0.28% |
1,413,374 |
1.25% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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0.5p ordinary |
Purchase |
171 |
7.4100 GBP |
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0.5p ordinary |
Purchase |
796 |
7.4450 GBP |
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0.5p ordinary |
Purchase |
1,236 |
7.4514 GBP |
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0.5p ordinary |
Purchase |
4,000 |
7.4500 GBP |
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0.5p ordinary |
Purchase |
7,836 |
7.4447 GBP |
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0.5p ordinary |
Purchase |
36,322 |
7.4404 GBP |
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0.5p ordinary |
Purchase |
100,000 |
7.4537 GBP |
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0.5p ordinary |
Sale |
300 |
7.4000 GBP |
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0.5p ordinary |
Sale |
1,132 |
7.4103 GBP |
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0.5p ordinary |
Sale |
4,051 |
7.4494 GBP |
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0.5p ordinary |
Sale |
4,783 |
7.4136 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
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relevant |
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description |
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reference |
unit |
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security |
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securities |
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0.5p ordinary |
SWAP |
Long |
51 |
7.4096 GBP |
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0.5p ordinary |
CFD |
Long |
300 |
7.3993 GBP |
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0.5p ordinary |
SWAP |
Long |
705 |
7.3999 GBP |
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0.5p ordinary |
SWAP |
Long |
4,078 |
7.4160 GBP |
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0.5p ordinary |
SWAP |
Short |
171 |
7.4100 GBP |
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0.5p ordinary |
SWAP |
Short |
1,236 |
7.4513 GBP |
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0.5p ordinary |
SWAP |
Short |
7,500 |
7.4519 GBP |
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0.5p ordinary |
SWAP |
Short |
36,322 |
7.4404 GBP |
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0.5p ordinary |
SWAP |
Short |
100,000 |
7.4537 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
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price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
6 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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