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Barclays PLC submitted a Form 8.3 disclosure on 07 April 2022, detailing its positions and dealings in AVAST PLC's 10p ordinary shares as of 06 April 2022, also noting disclosures in respect of NortonLifelock Inc. As of April 6, 2022, Barclays PLC held a total long position of 48,716,987 (4.68%) and a total short position of 44,731,873 (4.30%) in AVAST PLC relevant securities. The disclosure reported various purchases, sales, and cash-settled derivative transactions involving AVAST PLC's 10p ordinary shares on that same date.
| Date | 7 Apr 2022 |
| Time | 11:46:28 |
| Category | Holding(s) in company |
| ID | 6679H |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AVAST PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
06 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
NORTONLIFELOCK INC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
45,849,060 |
4.41% |
2,939,747 |
0.28% |
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(2) |
Cash-settled derivatives: |
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2,867,927 |
0.28% |
41,792,126 |
4.02% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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48,716,987 |
4.68% |
44,731,873 |
4.30% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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10p ordinary |
Purchase |
128 |
5.6711 GBP |
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10p ordinary |
Purchase |
150 |
5.6540 GBP |
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10p ordinary |
Purchase |
592 |
5.6687 GBP |
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10p ordinary |
Purchase |
1,611 |
5.6638 GBP |
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10p ordinary |
Purchase |
7,221 |
168.3272 CZK |
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10p ordinary |
Purchase |
9,938 |
5.6420 GBP |
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10p ordinary |
Purchase |
77,017 |
5.6200 GBP |
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10p ordinary |
Purchase |
92,043 |
5.6206 GBP |
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10p ordinary |
Sale |
177 |
5.6600 GBP |
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10p ordinary |
Sale |
454 |
5.6640 GBP |
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10p ordinary |
Sale |
785 |
5.6540 GBP |
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10p ordinary |
Sale |
969 |
5.6676 GBP |
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10p ordinary |
Sale |
2,083 |
5.6387 GBP |
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10p ordinary |
Sale |
3,028 |
5.6588 GBP |
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10p ordinary |
Sale |
5,200 |
168.9900 CZK |
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10p ordinary |
Sale |
10,076 |
5.6202 GBP |
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10p ordinary |
Sale |
137,954 |
5.6413 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
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relevant |
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description |
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reference |
unit |
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security |
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securities |
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10p ordinary |
CFD |
Long |
5,200 |
168.8717 CZK |
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10p ordinary |
CFD |
Long |
7,512 |
5.6641 GBP |
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10p ordinary |
SWAP |
Long |
12,723 |
5.6200 GBP |
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10p ordinary |
SWAP |
Long |
21,558 |
5.6415 GBP |
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10p ordinary |
SWAP |
Long |
34,344 |
5.6439 GBP |
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10p ordinary |
SWAP |
Long |
68,682 |
5.6426 GBP |
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10p ordinary |
SWAP |
Short |
2,060 |
5.6482 GBP |
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10p ordinary |
SWAP |
Short |
4,610 |
5.6200 GBP |
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10p ordinary |
CFD |
Short |
5,118 |
5.6684 GBP |
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10p ordinary |
CFD |
Short |
7,221 |
168.4450 CZK |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
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price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
7 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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