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Barclays PLC filed a Form 8.3 disclosure on 07 April 2022 concerning its interests and dealings in the relevant securities of NORTONLIFELOCK INC, with AVAST PLC also noted as a party to the offer. As of 06 April 2022, Barclays PLC held total interests of 1,672,519 (0.29%) and total short positions of 2,705,412 (0.46%) in NORTONLIFELOCK INC's USD 0.01 common stock. On the same date, Barclays PLC made purchases totalling 338,348 USD 0.01 common shares and sales totalling 300,746 USD 0.01 common shares in NORTONLIFELOCK INC.
| Date | 7 Apr 2022 |
| Time | 11:53:18 |
| Category | Holding(s) in company |
| ID | 6704H |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
06 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,256,197 |
0.22% |
840,024 |
0.14% |
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(2) |
Cash-settled derivatives: |
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416,322 |
0.07% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,672,519 |
0.29% |
2,705,412 |
0.46% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
10 |
26.7200 USD |
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USD 0.01 common |
Purchase |
10 |
26.7250 USD |
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USD 0.01 common |
Purchase |
10 |
26.7600 USD |
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USD 0.01 common |
Purchase |
10 |
26.7150 USD |
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USD 0.01 common |
Purchase |
10 |
26.7100 USD |
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USD 0.01 common |
Purchase |
12 |
26.8500 USD |
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USD 0.01 common |
Purchase |
15 |
26.7000 USD |
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USD 0.01 common |
Purchase |
16 |
24.5400 EUR |
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USD 0.01 common |
Purchase |
20 |
26.7350 USD |
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USD 0.01 common |
Purchase |
20 |
26.7225 USD |
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USD 0.01 common |
Purchase |
25 |
26.7240 USD |
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USD 0.01 common |
Purchase |
26 |
26.8900 USD |
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USD 0.01 common |
Purchase |
35 |
26.7235 USD |
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USD 0.01 common |
Purchase |
54 |
26.9088 USD |
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USD 0.01 common |
Purchase |
100 |
26.9400 USD |
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USD 0.01 common |
Purchase |
115 |
26.7560 USD |
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USD 0.01 common |
Purchase |
129 |
26.8230 USD |
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USD 0.01 common |
Purchase |
133 |
26.8303 USD |
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USD 0.01 common |
Purchase |
190 |
26.8557 USD |
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USD 0.01 common |
Purchase |
233 |
26.7891 USD |
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USD 0.01 common |
Purchase |
321 |
26.8347 USD |
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USD 0.01 common |
Purchase |
371 |
26.7969 USD |
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USD 0.01 common |
Purchase |
428 |
26.8564 USD |
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USD 0.01 common |
Purchase |
503 |
26.8432 USD |
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USD 0.01 common |
Purchase |
504 |
26.8594 USD |
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USD 0.01 common |
Purchase |
535 |
26.8566 USD |
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USD 0.01 common |
Purchase |
572 |
26.8436 USD |
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USD 0.01 common |
Purchase |
602 |
26.8604 USD |
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USD 0.01 common |
Purchase |
690 |
26.8117 USD |
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USD 0.01 common |
Purchase |
900 |
26.7400 USD |
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USD 0.01 common |
Purchase |
954 |
26.8539 USD |
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USD 0.01 common |
Purchase |
2,203 |
26.8174 USD |
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USD 0.01 common |
Purchase |
2,255 |
26.8025 USD |
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USD 0.01 common |
Purchase |
2,780 |
26.8800 USD |
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USD 0.01 common |
Purchase |
4,064 |
26.7752 USD |
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USD 0.01 common |
Purchase |
4,353 |
26.7720 USD |
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USD 0.01 common |
Purchase |
4,810 |
26.8997 USD |
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USD 0.01 common |
Purchase |
5,128 |
26.7764 USD |
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USD 0.01 common |
Purchase |
6,790 |
26.8261 USD |
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USD 0.01 common |
Purchase |
8,441 |
26.8546 USD |
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USD 0.01 common |
Purchase |
17,001 |
26.8852 USD |
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USD 0.01 common |
Purchase |
28,075 |
26.8064 USD |
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USD 0.01 common |
Purchase |
36,590 |
26.8348 USD |
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USD 0.01 common |
Purchase |
37,418 |
26.7699 USD |
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USD 0.01 common |
Purchase |
53,387 |
26.7831 USD |
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USD 0.01 common |
Purchase |
67,496 |
26.7700 USD |
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USD 0.01 common |
Sale |
4 |
26.7900 USD |
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USD 0.01 common |
Sale |
5 |
26.9100 USD |
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USD 0.01 common |
Sale |
9 |
26.7650 USD |
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USD 0.01 common |
Sale |
14 |
26.8000 USD |
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USD 0.01 common |
Sale |
16 |
24.5400 EUR |
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USD 0.01 common |
Sale |
16 |
26.7937 USD |
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USD 0.01 common |
Sale |
20 |
26.9200 USD |
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USD 0.01 common |
Sale |
26 |
26.8119 USD |
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USD 0.01 common |
Sale |
32 |
26.8003 USD |
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USD 0.01 common |
Sale |
35 |
26.8245 USD |
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USD 0.01 common |
Sale |
35 |
26.8430 USD |
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USD 0.01 common |
Sale |
40 |
26.8076 USD |
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USD 0.01 common |
Sale |
43 |
26.8095 USD |
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USD 0.01 common |
Sale |
52 |
26.8226 USD |
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USD 0.01 common |
Sale |
62 |
26.7883 USD |
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USD 0.01 common |
Sale |
70 |
26.7637 USD |
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USD 0.01 common |
Sale |
76 |
26.8002 USD |
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USD 0.01 common |
Sale |
82 |
26.7973 USD |
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USD 0.01 common |
Sale |
84 |
26.7957 USD |
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USD 0.01 common |
Sale |
86 |
26.8167 USD |
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USD 0.01 common |
Sale |
104 |
26.8181 USD |
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USD 0.01 common |
Sale |
110 |
26.8008 USD |
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USD 0.01 common |
Sale |
115 |
26.7712 USD |
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USD 0.01 common |
Sale |
120 |
26.8179 USD |
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USD 0.01 common |
Sale |
133 |
26.8303 USD |
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USD 0.01 common |
Sale |
135 |
26.7747 USD |
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USD 0.01 common |
Sale |
137 |
26.8200 USD |
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USD 0.01 common |
Sale |
148 |
26.7981 USD |
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USD 0.01 common |
Sale |
160 |
26.8043 USD |
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USD 0.01 common |
Sale |
185 |
26.7941 USD |
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USD 0.01 common |
Sale |
193 |
26.7693 USD |
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USD 0.01 common |
Sale |
200 |
26.7950 USD |
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USD 0.01 common |
Sale |
271 |
26.7662 USD |
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USD 0.01 common |
Sale |
488 |
26.8217 USD |
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USD 0.01 common |
Sale |
749 |
26.7766 USD |
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USD 0.01 common |
Sale |
900 |
26.7400 USD |
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USD 0.01 common |
Sale |
925 |
26.8312 USD |
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USD 0.01 common |
Sale |
966 |
26.8568 USD |
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USD 0.01 common |
Sale |
1,101 |
26.8020 USD |
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USD 0.01 common |
Sale |
1,121 |
26.8285 USD |
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USD 0.01 common |
Sale |
1,588 |
26.8643 USD |
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USD 0.01 common |
Sale |
1,672 |
26.8365 USD |
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USD 0.01 common |
Sale |
2,051 |
26.8741 USD |
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USD 0.01 common |
Sale |
2,255 |
26.8025 USD |
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USD 0.01 common |
Sale |
3,928 |
26.8789 USD |
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USD 0.01 common |
Sale |
4,214 |
26.7735 USD |
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USD 0.01 common |
Sale |
4,782 |
26.8034 USD |
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USD 0.01 common |
Sale |
5,446 |
26.8251 USD |
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USD 0.01 common |
Sale |
10,317 |
26.7778 USD |
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USD 0.01 common |
Sale |
19,082 |
26.8471 USD |
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USD 0.01 common |
Sale |
20,779 |
26.8157 USD |
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USD 0.01 common |
Sale |
30,277 |
26.8985 USD |
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USD 0.01 common |
Sale |
46,761 |
26.7697 USD |
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USD 0.01 common |
Sale |
58,971 |
26.7760 USD |
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USD 0.01 common |
Sale |
67,274 |
26.7700 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
7 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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