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Barclays PLC submitted a Form 8.3 disclosure under Rule 8.3 of the Takeover Code on 13 April 2022, reporting its positions and dealings in NORTONLIFELOCK INC securities as of 11 April 2022. On that date, Barclays PLC purchased 398,908 USD 0.01 common shares of NORTONLIFELOCK INC at prices from 26.5400 USD to 26.7862 USD, and sold 405,160 shares at prices between 26.5613 USD and 26.8183 USD. Following these dealings, Barclays PLC held total interests of 1,886,823 shares (0.32%) and total short positions of 2,645,682 shares (0.45%) in NORTONLIFELOCK INC.
| Date | 13 Apr 2022 |
| Time | 14:59:45 |
| Category | Holding(s) in company |
| ID | 3120I |
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FORM 8.3 |
Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
11 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,249,201 |
0.21% |
780,294 |
0.13% |
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(2) |
Cash-settled derivatives: |
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637,622 |
0.11% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,886,823 |
0.32% |
2,645,682 |
0.45% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
19 |
26.5850 USD |
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USD 0.01 common |
Purchase |
40 |
26.6900 USD |
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USD 0.01 common |
Purchase |
100 |
26.7100 USD |
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USD 0.01 common |
Purchase |
100 |
26.6850 USD |
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USD 0.01 common |
Purchase |
100 |
26.5400 USD |
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USD 0.01 common |
Purchase |
100 |
26.6800 USD |
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USD 0.01 common |
Purchase |
104 |
26.7000 USD |
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USD 0.01 common |
Purchase |
108 |
26.6792 USD |
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USD 0.01 common |
Purchase |
117 |
26.7183 USD |
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USD 0.01 common |
Purchase |
161 |
26.6837 USD |
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USD 0.01 common |
Purchase |
200 |
26.6750 USD |
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USD 0.01 common |
Purchase |
200 |
26.7050 USD |
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USD 0.01 common |
Purchase |
214 |
26.6487 USD |
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USD 0.01 common |
Purchase |
300 |
26.6933 USD |
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USD 0.01 common |
Purchase |
300 |
26.6950 USD |
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USD 0.01 common |
Purchase |
400 |
26.6962 USD |
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USD 0.01 common |
Purchase |
400 |
26.6400 USD |
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USD 0.01 common |
Purchase |
401 |
26.6858 USD |
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USD 0.01 common |
Purchase |
500 |
26.6070 USD |
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USD 0.01 common |
Purchase |
661 |
26.7015 USD |
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USD 0.01 common |
Purchase |
3,554 |
26.7862 USD |
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USD 0.01 common |
Purchase |
3,825 |
26.5615 USD |
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USD 0.01 common |
Purchase |
4,298 |
26.6384 USD |
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USD 0.01 common |
Purchase |
5,131 |
26.6110 USD |
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USD 0.01 common |
Purchase |
5,791 |
26.5891 USD |
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USD 0.01 common |
Purchase |
8,580 |
26.5673 USD |
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USD 0.01 common |
Purchase |
9,588 |
26.6265 USD |
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USD 0.01 common |
Purchase |
17,092 |
26.6143 USD |
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USD 0.01 common |
Purchase |
20,715 |
26.6015 USD |
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USD 0.01 common |
Purchase |
23,930 |
26.5810 USD |
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USD 0.01 common |
Purchase |
32,164 |
26.6107 USD |
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USD 0.01 common |
Purchase |
32,296 |
26.6100 USD |
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USD 0.01 common |
Purchase |
42,670 |
26.5870 USD |
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USD 0.01 common |
Purchase |
48,935 |
26.6312 USD |
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USD 0.01 common |
Purchase |
121,236 |
26.5999 USD |
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USD 0.01 common |
Sale |
8 |
26.6500 USD |
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USD 0.01 common |
Sale |
19 |
26.5850 USD |
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USD 0.01 common |
Sale |
24 |
26.6183 USD |
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USD 0.01 common |
Sale |
24 |
26.6450 USD |
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USD 0.01 common |
Sale |
48 |
26.6383 USD |
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USD 0.01 common |
Sale |
48 |
26.6583 USD |
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USD 0.01 common |
Sale |
100 |
26.7400 USD |
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USD 0.01 common |
Sale |
100 |
26.7000 USD |
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USD 0.01 common |
Sale |
100 |
26.6750 USD |
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USD 0.01 common |
Sale |
124 |
26.7812 USD |
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USD 0.01 common |
Sale |
144 |
26.6250 USD |
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USD 0.01 common |
Sale |
171 |
26.6050 USD |
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USD 0.01 common |
Sale |
208 |
26.6700 USD |
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USD 0.01 common |
Sale |
223 |
26.6200 USD |
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USD 0.01 common |
Sale |
279 |
26.7323 USD |
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USD 0.01 common |
Sale |
332 |
26.8002 USD |
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USD 0.01 common |
Sale |
334 |
26.8102 USD |
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USD 0.01 common |
Sale |
400 |
26.6000 USD |
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USD 0.01 common |
Sale |
416 |
26.6400 USD |
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USD 0.01 common |
Sale |
416 |
26.8161 USD |
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USD 0.01 common |
Sale |
1,216 |
26.8183 USD |
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USD 0.01 common |
Sale |
1,275 |
26.6010 USD |
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USD 0.01 common |
Sale |
1,872 |
26.6921 USD |
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USD 0.01 common |
Sale |
2,392 |
26.6087 USD |
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USD 0.01 common |
Sale |
2,582 |
26.6600 USD |
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USD 0.01 common |
Sale |
3,170 |
26.6291 USD |
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USD 0.01 common |
Sale |
3,563 |
26.6467 USD |
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USD 0.01 common |
Sale |
4,987 |
26.6106 USD |
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USD 0.01 common |
Sale |
7,236 |
26.6327 USD |
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USD 0.01 common |
Sale |
20,400 |
26.5613 USD |
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USD 0.01 common |
Sale |
25,375 |
26.6100 USD |
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USD 0.01 common |
Sale |
51,986 |
26.5952 USD |
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USD 0.01 common |
Sale |
54,278 |
26.6144 USD |
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USD 0.01 common |
Sale |
61,678 |
26.6248 USD |
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USD 0.01 common |
Sale |
137,164 |
26.5953 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
13 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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