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Barclays PLC filed a Form 8.3 disclosure on 20 April 2022, detailing its positions and dealings in NortonLifeLock Inc. relevant securities as of 19 April 2022, and noting it also makes disclosures regarding Avast PLC. As of April 19, Barclays PLC held a total interest of 1,585,609 shares (0.27%) and total short positions of 2,625,661 shares (0.45%) in NortonLifeLock Inc. On the same date, Barclays PLC executed purchases of 286,281 NortonLifeLock Inc. USD 0.01 common shares and sales of 296,897 shares, with prices per unit ranging from approximately $26.42 to $26.93.
| Date | 20 Apr 2022 |
| Time | 11:32:31 |
| Category | Holding(s) in company |
| ID | 7666I |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
19 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,249,787 |
0.21% |
760,273 |
0.13% |
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(2) |
Cash-settled derivatives: |
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335,822 |
0.06% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,585,609 |
0.27% |
2,625,661 |
0.45% |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
7 |
26.6342 USD |
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USD 0.01 common |
Purchase |
8 |
26.8600 USD |
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USD 0.01 common |
Purchase |
13 |
26.9038 USD |
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USD 0.01 common |
Purchase |
17 |
26.8950 USD |
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USD 0.01 common |
Purchase |
18 |
26.8400 USD |
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USD 0.01 common |
Purchase |
20 |
26.9250 USD |
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USD 0.01 common |
Purchase |
27 |
26.8240 USD |
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USD 0.01 common |
Purchase |
30 |
26.8275 USD |
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USD 0.01 common |
Purchase |
34 |
26.8817 USD |
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USD 0.01 common |
Purchase |
37 |
26.9032 USD |
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USD 0.01 common |
Purchase |
37 |
26.8571 USD |
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USD 0.01 common |
Purchase |
37 |
26.9159 USD |
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USD 0.01 common |
Purchase |
39 |
26.8584 USD |
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USD 0.01 common |
Purchase |
40 |
26.8645 USD |
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USD 0.01 common |
Purchase |
42 |
26.8878 USD |
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USD 0.01 common |
Purchase |
44 |
26.8686 USD |
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USD 0.01 common |
Purchase |
56 |
26.8850 USD |
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USD 0.01 common |
Purchase |
71 |
26.8749 USD |
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USD 0.01 common |
Purchase |
74 |
26.8836 USD |
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USD 0.01 common |
Purchase |
80 |
26.8742 USD |
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USD 0.01 common |
Purchase |
82 |
26.8942 USD |
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USD 0.01 common |
Purchase |
87 |
26.6166 USD |
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USD 0.01 common |
Purchase |
93 |
26.7600 USD |
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USD 0.01 common |
Purchase |
93 |
26.8060 USD |
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USD 0.01 common |
Purchase |
94 |
26.8877 USD |
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USD 0.01 common |
Purchase |
100 |
26.7350 USD |
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USD 0.01 common |
Purchase |
100 |
26.9300 USD |
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USD 0.01 common |
Purchase |
100 |
26.4600 USD |
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USD 0.01 common |
Purchase |
100 |
26.9050 USD |
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USD 0.01 common |
Purchase |
100 |
26.9000 USD |
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USD 0.01 common |
Purchase |
100 |
26.8904 USD |
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USD 0.01 common |
Purchase |
103 |
26.6997 USD |
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USD 0.01 common |
Purchase |
183 |
26.9059 USD |
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USD 0.01 common |
Purchase |
200 |
26.8800 USD |
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USD 0.01 common |
Purchase |
200 |
26.5250 USD |
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USD 0.01 common |
Purchase |
200 |
26.5500 USD |
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USD 0.01 common |
Purchase |
214 |
26.5659 USD |
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USD 0.01 common |
Purchase |
246 |
26.5085 USD |
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USD 0.01 common |
Purchase |
300 |
26.6533 USD |
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USD 0.01 common |
Purchase |
300 |
26.4383 USD |
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USD 0.01 common |
Purchase |
400 |
26.5125 USD |
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USD 0.01 common |
Purchase |
400 |
26.4925 USD |
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USD 0.01 common |
Purchase |
650 |
26.8772 USD |
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USD 0.01 common |
Purchase |
826 |
26.8674 USD |
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USD 0.01 common |
Purchase |
842 |
26.8625 USD |
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USD 0.01 common |
Purchase |
864 |
26.4834 USD |
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USD 0.01 common |
Purchase |
985 |
26.5400 USD |
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USD 0.01 common |
Purchase |
1,265 |
26.4167 USD |
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USD 0.01 common |
Purchase |
1,400 |
26.5135 USD |
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USD 0.01 common |
Purchase |
1,609 |
26.5411 USD |
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USD 0.01 common |
Purchase |
1,806 |
26.8243 USD |
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USD 0.01 common |
Purchase |
2,231 |
26.8520 USD |
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USD 0.01 common |
Purchase |
5,996 |
26.4900 USD |
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USD 0.01 common |
Purchase |
6,748 |
26.5331 USD |
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USD 0.01 common |
Purchase |
8,629 |
26.8700 USD |
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USD 0.01 common |
Purchase |
10,985 |
26.8220 USD |
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USD 0.01 common |
Purchase |
15,466 |
26.8319 USD |
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USD 0.01 common |
Purchase |
46,545 |
26.8615 USD |
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USD 0.01 common |
Purchase |
47,761 |
26.8670 USD |
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USD 0.01 common |
Purchase |
55,447 |
26.8653 USD |
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USD 0.01 common |
Purchase |
57,735 |
26.8805 USD |
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USD 0.01 common |
Sale |
8 |
26.8600 USD |
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USD 0.01 common |
Sale |
9 |
26.9100 USD |
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USD 0.01 common |
Sale |
17 |
26.8950 USD |
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USD 0.01 common |
Sale |
19 |
26.9000 USD |
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USD 0.01 common |
Sale |
19 |
26.8892 USD |
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USD 0.01 common |
Sale |
30 |
26.8613 USD |
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USD 0.01 common |
Sale |
31 |
26.8590 USD |
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USD 0.01 common |
Sale |
36 |
26.8777 USD |
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USD 0.01 common |
Sale |
37 |
26.8786 USD |
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USD 0.01 common |
Sale |
37 |
26.8964 USD |
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USD 0.01 common |
Sale |
44 |
26.8863 USD |
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USD 0.01 common |
Sale |
46 |
26.8682 USD |
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USD 0.01 common |
Sale |
48 |
26.8723 USD |
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USD 0.01 common |
Sale |
93 |
26.8060 USD |
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USD 0.01 common |
Sale |
106 |
26.9200 USD |
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USD 0.01 common |
Sale |
108 |
26.8979 USD |
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USD 0.01 common |
Sale |
148 |
26.8479 USD |
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USD 0.01 common |
Sale |
183 |
26.7940 USD |
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USD 0.01 common |
Sale |
297 |
26.8565 USD |
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USD 0.01 common |
Sale |
304 |
26.8706 USD |
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USD 0.01 common |
Sale |
407 |
26.8811 USD |
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USD 0.01 common |
Sale |
612 |
26.8466 USD |
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USD 0.01 common |
Sale |
629 |
26.8645 USD |
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USD 0.01 common |
Sale |
1,045 |
26.4900 USD |
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USD 0.01 common |
Sale |
1,167 |
26.8707 USD |
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USD 0.01 common |
Sale |
1,170 |
26.8806 USD |
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USD 0.01 common |
Sale |
1,911 |
26.8742 USD |
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USD 0.01 common |
Sale |
1,911 |
26.7975 USD |
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USD 0.01 common |
Sale |
2,129 |
26.8563 USD |
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USD 0.01 common |
Sale |
2,688 |
26.8101 USD |
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USD 0.01 common |
Sale |
3,384 |
26.8873 USD |
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USD 0.01 common |
Sale |
3,976 |
26.8736 USD |
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USD 0.01 common |
Sale |
3,999 |
26.7937 USD |
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USD 0.01 common |
Sale |
4,475 |
26.8671 USD |
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USD 0.01 common |
Sale |
4,725 |
26.8770 USD |
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USD 0.01 common |
Sale |
5,012 |
26.8905 USD |
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USD 0.01 common |
Sale |
5,190 |
26.8860 USD |
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USD 0.01 common |
Sale |
5,390 |
26.8814 USD |
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USD 0.01 common |
Sale |
6,539 |
26.8801 USD |
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USD 0.01 common |
Sale |
7,061 |
26.8785 USD |
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USD 0.01 common |
Sale |
8,190 |
26.8740 USD |
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USD 0.01 common |
Sale |
8,308 |
26.8584 USD |
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USD 0.01 common |
Sale |
10,579 |
26.8196 USD |
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USD 0.01 common |
Sale |
12,590 |
26.8700 USD |
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USD 0.01 common |
Sale |
13,496 |
26.5331 USD |
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USD 0.01 common |
Sale |
13,605 |
26.8763 USD |
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USD 0.01 common |
Sale |
18,515 |
26.7469 USD |
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USD 0.01 common |
Sale |
21,414 |
26.8638 USD |
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USD 0.01 common |
Sale |
45,038 |
26.5500 USD |
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USD 0.01 common |
Sale |
45,896 |
26.8702 USD |
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USD 0.01 common |
Sale |
54,364 |
26.8632 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
20 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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