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Barclays PLC filed a Form 8.3 "Amendment to Sale" disclosure on 25 April 2022, concerning its positions and dealings related to NORTONLIFELOCK INC and AVAST PLC. On 20 April 2022, Barclays PLC held total interests of 1,584,233 (0.27%) and total short positions of 2,618,761 (0.45%) in NortonLifeLock Inc. USD 0.01 common shares. Additionally, on the same date, Barclays PLC purchased a total of 385,892 and sold a total of 313,947 NortonLifeLock Inc. USD 0.01 common shares.
| Date | 25 Apr 2022 |
| Time | 17:25:50 |
| Category | Holding(s) in company |
| ID | 2685J |
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FORM 8.3 |
Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
20 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,248,411 |
0.21% |
753,373 |
0.13% |
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(2) |
Cash-settled derivatives: |
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335,822 |
0.06% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,584,233 |
0.27% |
2,618,761 |
0.45% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
27.0800 USD |
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USD 0.01 common |
Purchase |
5 |
27.1000 USD |
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USD 0.01 common |
Purchase |
10 |
27.1325 USD |
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USD 0.01 common |
Purchase |
10 |
27.1225 USD |
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USD 0.01 common |
Purchase |
10 |
27.0825 USD |
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USD 0.01 common |
Purchase |
11 |
27.0854 USD |
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USD 0.01 common |
Purchase |
19 |
27.1057 USD |
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USD 0.01 common |
Purchase |
42 |
27.0600 USD |
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USD 0.01 common |
Purchase |
44 |
27.0850 USD |
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USD 0.01 common |
Purchase |
54 |
27.1300 USD |
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USD 0.01 common |
Purchase |
63 |
27.0900 USD |
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USD 0.01 common |
Purchase |
84 |
27.0325 USD |
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USD 0.01 common |
Purchase |
84 |
26.9900 USD |
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USD 0.01 common |
Purchase |
84 |
27.0050 USD |
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USD 0.01 common |
Purchase |
85 |
26.9648 USD |
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USD 0.01 common |
Purchase |
100 |
27.0200 USD |
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USD 0.01 common |
Purchase |
115 |
27.0473 USD |
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USD 0.01 common |
Purchase |
126 |
27.0233 USD |
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USD 0.01 common |
Purchase |
126 |
27.0583 USD |
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USD 0.01 common |
Purchase |
158 |
27.1240 USD |
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USD 0.01 common |
Purchase |
168 |
27.0250 USD |
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USD 0.01 common |
Purchase |
400 |
27.0225 USD |
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USD 0.01 common |
Purchase |
600 |
27.1133 USD |
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USD 0.01 common |
Purchase |
600 |
27.1516 USD |
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USD 0.01 common |
Purchase |
844 |
27.0463 USD |
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USD 0.01 common |
Purchase |
970 |
27.1106 USD |
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USD 0.01 common |
Purchase |
1,684 |
27.0931 USD |
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USD 0.01 common |
Purchase |
2,864 |
26.9800 USD |
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USD 0.01 common |
Purchase |
2,881 |
27.0096 USD |
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USD 0.01 common |
Purchase |
2,922 |
26.9708 USD |
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USD 0.01 common |
Purchase |
6,688 |
26.9702 USD |
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USD 0.01 common |
Purchase |
9,317 |
27.1089 USD |
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USD 0.01 common |
Purchase |
11,084 |
27.0827 USD |
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USD 0.01 common |
Purchase |
16,410 |
27.0865 USD |
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USD 0.01 common |
Purchase |
19,684 |
26.9700 USD |
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USD 0.01 common |
Purchase |
19,721 |
27.0907 USD |
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USD 0.01 common |
Purchase |
24,256 |
27.0826 USD |
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USD 0.01 common |
Purchase |
39,342 |
27.0433 USD |
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USD 0.01 common |
Purchase |
39,593 |
26.9701 USD |
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USD 0.01 common |
Purchase |
108,134 |
27.0707 USD |
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USD 0.01 common |
Sale |
1 |
27.0800 USD |
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USD 0.01 common |
Sale |
44 |
27.1300 USD |
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USD 0.01 common |
Sale |
55 |
27.0254 USD |
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USD 0.01 common |
Sale |
66 |
27.1287 USD |
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USD 0.01 common |
Sale |
74 |
27.0810 USD |
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USD 0.01 common |
Sale |
79 |
27.1240 USD |
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USD 0.01 common |
Sale |
79 |
27.1500 USD |
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USD 0.01 common |
Sale |
100 |
27.0200 USD |
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USD 0.01 common |
Sale |
100 |
27.1200 USD |
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USD 0.01 common |
Sale |
200 |
27.1150 USD |
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USD 0.01 common |
Sale |
345 |
27.2059 USD |
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USD 0.01 common |
Sale |
1,110 |
27.1749 USD |
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USD 0.01 common |
Sale |
1,124 |
27.0153 USD |
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USD 0.01 common |
Sale |
1,128 |
27.2026 USD |
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USD 0.01 common |
Sale |
1,978 |
26.9698 USD |
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USD 0.01 common |
Sale |
2,834 |
27.1245 USD |
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USD 0.01 common |
Sale |
2,838 |
26.9770 USD |
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USD 0.01 common |
Sale |
4,068 |
26.9700 USD |
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USD 0.01 common |
Sale |
6,998 |
27.1243 USD |
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USD 0.01 common |
Sale |
9,132 |
27.0697 USD |
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USD 0.01 common |
Sale |
9,686 |
26.9715 USD |
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USD 0.01 common |
Sale |
9,862 |
27.1025 USD |
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USD 0.01 common |
Sale |
12,857 |
27.0187 USD |
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USD 0.01 common |
Sale |
16,100 |
27.0218 USD |
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USD 0.01 common |
Sale |
20,630 |
27.0444 USD |
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USD 0.01 common |
Sale |
40,363 |
26.9728 USD |
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USD 0.01 common |
Sale |
169,520 |
27.0681 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
25 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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