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Barclays PLC filed a Form 8.3 disclosure on 26 April 2022, detailing its positions and dealings in NortonLifeLock Inc. relevant securities as of 22 April 2022, and also disclosing in respect of Avast PLC. On 22 April 2022, Barclays PLC purchased 272,360 USD 0.01 common shares and sold 296,897 USD 0.01 common shares of NortonLifeLock Inc. Following these dealings, Barclays PLC held a total interest of 1,634,985 shares (0.28%) and total short positions of 2,686,355 shares (0.46%) in NortonLifeLock Inc.
| Date | 26 Apr 2022 |
| Time | 16:02:03 |
| Category | Holding(s) in company |
| ID | 4206J |
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FORM 8.3 |
Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
22 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,299,163 |
0.22% |
801,563 |
0.14% |
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(2) |
Cash-settled derivatives: |
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335,822 |
0.06% |
1,884,792 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,634,985 |
0.28% |
2,686,355 |
0.46% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
23 |
25.6450 USD |
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USD 0.01 common |
Purchase |
23 |
25.6500 USD |
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USD 0.01 common |
Purchase |
23 |
25.6600 USD |
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USD 0.01 common |
Purchase |
25 |
25.5150 USD |
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USD 0.01 common |
Purchase |
42 |
25.8900 USD |
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USD 0.01 common |
Purchase |
46 |
25.6400 USD |
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USD 0.01 common |
Purchase |
46 |
25.6475 USD |
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USD 0.01 common |
Purchase |
56 |
25.6346 USD |
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USD 0.01 common |
Purchase |
62 |
25.9150 USD |
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USD 0.01 common |
Purchase |
89 |
25.4800 USD |
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USD 0.01 common |
Purchase |
89 |
25.4850 USD |
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USD 0.01 common |
Purchase |
100 |
25.5050 USD |
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USD 0.01 common |
Purchase |
100 |
26.1525 USD |
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USD 0.01 common |
Purchase |
104 |
25.7661 USD |
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USD 0.01 common |
Purchase |
146 |
25.6300 USD |
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USD 0.01 common |
Purchase |
200 |
25.6750 USD |
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USD 0.01 common |
Purchase |
212 |
25.5476 USD |
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USD 0.01 common |
Purchase |
223 |
25.4494 USD |
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USD 0.01 common |
Purchase |
300 |
26.0350 USD |
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USD 0.01 common |
Purchase |
327 |
25.4980 USD |
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USD 0.01 common |
Purchase |
409 |
25.6446 USD |
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USD 0.01 common |
Purchase |
500 |
25.5900 USD |
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USD 0.01 common |
Purchase |
500 |
25.5770 USD |
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USD 0.01 common |
Purchase |
600 |
26.1416 USD |
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USD 0.01 common |
Purchase |
661 |
25.4556 USD |
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USD 0.01 common |
Purchase |
1,114 |
25.5752 USD |
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USD 0.01 common |
Purchase |
1,199 |
25.5639 USD |
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USD 0.01 common |
Purchase |
1,213 |
25.6749 USD |
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USD 0.01 common |
Purchase |
3,406 |
25.6570 USD |
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USD 0.01 common |
Purchase |
5,727 |
25.6309 USD |
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USD 0.01 common |
Purchase |
6,182 |
25.6160 USD |
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USD 0.01 common |
Purchase |
7,031 |
25.6962 USD |
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USD 0.01 common |
Purchase |
13,076 |
25.5564 USD |
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USD 0.01 common |
Purchase |
20,611 |
25.5200 USD |
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USD 0.01 common |
Purchase |
23,922 |
25.5201 USD |
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USD 0.01 common |
Purchase |
55,945 |
25.5175 USD |
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USD 0.01 common |
Purchase |
60,914 |
25.6021 USD |
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USD 0.01 common |
Purchase |
84,934 |
25.6024 USD |
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USD 0.01 common |
Sale |
7 |
25.7150 USD |
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USD 0.01 common |
Sale |
10 |
25.5135 USD |
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USD 0.01 common |
Sale |
17 |
25.5100 USD |
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USD 0.01 common |
Sale |
31 |
25.4700 USD |
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USD 0.01 common |
Sale |
89 |
25.4850 USD |
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USD 0.01 common |
Sale |
95 |
26.1331 USD |
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USD 0.01 common |
Sale |
100 |
25.4750 USD |
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USD 0.01 common |
Sale |
100 |
25.5300 USD |
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USD 0.01 common |
Sale |
100 |
26.1525 USD |
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USD 0.01 common |
Sale |
100 |
25.4500 USD |
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USD 0.01 common |
Sale |
100 |
25.4650 USD |
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USD 0.01 common |
Sale |
101 |
25.9542 USD |
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USD 0.01 common |
Sale |
125 |
25.5070 USD |
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USD 0.01 common |
Sale |
178 |
25.4800 USD |
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USD 0.01 common |
Sale |
200 |
25.4300 USD |
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USD 0.01 common |
Sale |
260 |
25.4415 USD |
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USD 0.01 common |
Sale |
300 |
25.4550 USD |
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USD 0.01 common |
Sale |
330 |
25.5450 USD |
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USD 0.01 common |
Sale |
376 |
25.5728 USD |
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USD 0.01 common |
Sale |
400 |
25.4575 USD |
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USD 0.01 common |
Sale |
500 |
25.5900 USD |
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USD 0.01 common |
Sale |
500 |
25.8590 USD |
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USD 0.01 common |
Sale |
800 |
25.6300 USD |
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USD 0.01 common |
Sale |
886 |
26.1700 USD |
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USD 0.01 common |
Sale |
1,545 |
25.6415 USD |
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USD 0.01 common |
Sale |
2,242 |
25.6101 USD |
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USD 0.01 common |
Sale |
3,017 |
25.7789 USD |
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USD 0.01 common |
Sale |
3,636 |
25.6345 USD |
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USD 0.01 common |
Sale |
3,763 |
25.6296 USD |
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USD 0.01 common |
Sale |
4,230 |
25.5966 USD |
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USD 0.01 common |
Sale |
4,435 |
25.5997 USD |
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USD 0.01 common |
Sale |
5,341 |
25.5303 USD |
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USD 0.01 common |
Sale |
6,619 |
25.5149 USD |
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USD 0.01 common |
Sale |
13,076 |
25.5564 USD |
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USD 0.01 common |
Sale |
15,140 |
25.5174 USD |
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USD 0.01 common |
Sale |
20,425 |
25.6159 USD |
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USD 0.01 common |
Sale |
23,822 |
25.5206 USD |
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USD 0.01 common |
Sale |
30,357 |
25.5820 USD |
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USD 0.01 common |
Sale |
48,920 |
25.5200 USD |
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USD 0.01 common |
Sale |
95,256 |
25.6019 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
26 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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