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Barclays PLC submitted an amended Form 8.3 disclosure on 16 May 2022, detailing its dealings in NortonLifeLock Inc. USD 0.01 common shares on 12 May 2022. On that date, Barclays PLC purchased 2,756,666 shares and sold 1,855,191 shares. Following these dealings, Barclays PLC's total interest in NortonLifeLock Inc. was 1,796,600 shares (1.31%), and its total short position was 2,948,302 shares (0.51%).
| Date | 16 May 2022 |
| Time | 17:29:40 |
| Category | Holding(s) in company |
| ID | 6793L |
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FORM 8.3 |
Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
12 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,145,899 |
1.20% |
1,063,510 |
0.18% |
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(2) |
Cash-settled derivatives: |
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650,701 |
0.11% |
1,884,792 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
1,796,600 |
1.31% |
2,948,302 |
0.51% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
60 |
24.0900 USD |
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USD 0.01 common |
Purchase |
67 |
23.6800 USD |
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USD 0.01 common |
Purchase |
90 |
24.2650 USD |
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USD 0.01 common |
Purchase |
100 |
23.6500 USD |
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USD 0.01 common |
Purchase |
100 |
24.0650 USD |
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USD 0.01 common |
Purchase |
100 |
24.2700 USD |
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USD 0.01 common |
Purchase |
100 |
24.1300 USD |
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USD 0.01 common |
Purchase |
100 |
24.1150 USD |
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USD 0.01 common |
Purchase |
100 |
24.0800 USD |
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USD 0.01 common |
Purchase |
100 |
24.0550 USD |
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USD 0.01 common |
Purchase |
111 |
23.7300 USD |
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USD 0.01 common |
Purchase |
149 |
23.6852 USD |
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USD 0.01 common |
Purchase |
190 |
24.2800 USD |
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USD 0.01 common |
Purchase |
200 |
23.7000 USD |
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USD 0.01 common |
Purchase |
200 |
24.3300 USD |
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USD 0.01 common |
Purchase |
200 |
24.2250 USD |
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USD 0.01 common |
Purchase |
217 |
23.9292 USD |
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USD 0.01 common |
Purchase |
245 |
23.8191 USD |
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USD 0.01 common |
Purchase |
279 |
23.7611 USD |
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USD 0.01 common |
Purchase |
300 |
24.2466 USD |
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USD 0.01 common |
Purchase |
300 |
24.3066 USD |
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USD 0.01 common |
Purchase |
369 |
23.9056 USD |
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USD 0.01 common |
Purchase |
400 |
23.7975 USD |
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USD 0.01 common |
Purchase |
400 |
24.2938 USD |
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USD 0.01 common |
Purchase |
433 |
23.7392 USD |
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USD 0.01 common |
Purchase |
500 |
23.6400 USD |
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USD 0.01 common |
Purchase |
500 |
23.8470 USD |
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USD 0.01 common |
Purchase |
520 |
23.8536 USD |
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USD 0.01 common |
Purchase |
600 |
23.9566 USD |
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USD 0.01 common |
Purchase |
635 |
24.2657 USD |
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USD 0.01 common |
Purchase |
643 |
23.7671 USD |
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USD 0.01 common |
Purchase |
656 |
24.2708 USD |
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USD 0.01 common |
Purchase |
700 |
23.8671 USD |
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USD 0.01 common |
Purchase |
700 |
24.2714 USD |
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USD 0.01 common |
Purchase |
700 |
24.0850 USD |
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USD 0.01 common |
Purchase |
800 |
24.0675 USD |
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USD 0.01 common |
Purchase |
810 |
24.2280 USD |
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USD 0.01 common |
Purchase |
835 |
24.2270 USD |
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USD 0.01 common |
Purchase |
879 |
23.7865 USD |
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USD 0.01 common |
Purchase |
885 |
23.7592 USD |
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USD 0.01 common |
Purchase |
1,300 |
23.9615 USD |
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USD 0.01 common |
Purchase |
1,300 |
24.2930 USD |
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USD 0.01 common |
Purchase |
1,655 |
23.9659 USD |
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USD 0.01 common |
Purchase |
1,660 |
23.7677 USD |
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USD 0.01 common |
Purchase |
2,179 |
23.8246 USD |
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USD 0.01 common |
Purchase |
2,254 |
23.8506 USD |
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USD 0.01 common |
Purchase |
2,374 |
23.7234 USD |
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USD 0.01 common |
Purchase |
2,771 |
24.0727 USD |
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USD 0.01 common |
Purchase |
4,017 |
24.0827 USD |
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USD 0.01 common |
Purchase |
4,866 |
23.8864 USD |
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USD 0.01 common |
Purchase |
4,997 |
23.6992 USD |
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USD 0.01 common |
Purchase |
6,888 |
23.9123 USD |
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USD 0.01 common |
Purchase |
7,328 |
23.7231 USD |
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USD 0.01 common |
Purchase |
8,459 |
24.1477 USD |
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USD 0.01 common |
Purchase |
8,852 |
23.8469 USD |
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USD 0.01 common |
Purchase |
10,058 |
23.7968 USD |
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USD 0.01 common |
Purchase |
10,501 |
23.8554 USD |
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USD 0.01 common |
Purchase |
12,844 |
23.9203 USD |
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USD 0.01 common |
Purchase |
12,896 |
23.6700 USD |
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USD 0.01 common |
Purchase |
15,067 |
23.8397 USD |
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USD 0.01 common |
Purchase |
16,272 |
23.7712 USD |
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USD 0.01 common |
Purchase |
20,225 |
23.8867 USD |
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USD 0.01 common |
Purchase |
23,074 |
23.8669 USD |
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USD 0.01 common |
Purchase |
27,879 |
23.8602 USD |
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USD 0.01 common |
Purchase |
27,894 |
23.7711 USD |
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USD 0.01 common |
Purchase |
42,603 |
23.6918 USD |
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USD 0.01 common |
Purchase |
62,051 |
23.9982 USD |
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USD 0.01 common |
Purchase |
73,431 |
23.9472 USD |
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USD 0.01 common |
Purchase |
136,786 |
24.0870 USD |
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USD 0.01 common |
Purchase |
353,924 |
23.7707 USD |
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USD 0.01 common |
Purchase |
954,669 |
23.8962 USD |
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USD 0.01 common |
Sale |
1 |
24.2700 USD |
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USD 0.01 common |
Sale |
2 |
23.8800 USD |
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USD 0.01 common |
Sale |
3 |
23.9200 USD |
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USD 0.01 common |
Sale |
11 |
23.9627 USD |
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USD 0.01 common |
Sale |
13 |
23.7980 USD |
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USD 0.01 common |
Sale |
14 |
23.8642 USD |
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USD 0.01 common |
Sale |
15 |
23.8413 USD |
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USD 0.01 common |
Sale |
16 |
23.8518 USD |
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USD 0.01 common |
Sale |
33 |
23.7204 USD |
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USD 0.01 common |
Sale |
58 |
23.6958 USD |
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USD 0.01 common |
Sale |
58 |
23.7639 USD |
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USD 0.01 common |
Sale |
60 |
24.0900 USD |
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USD 0.01 common |
Sale |
66 |
23.8613 USD |
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USD 0.01 common |
Sale |
66 |
23.8645 USD |
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USD 0.01 common |
Sale |
72 |
23.8470 USD |
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USD 0.01 common |
Sale |
81 |
23.9162 USD |
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USD 0.01 common |
Sale |
100 |
23.6200 USD |
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USD 0.01 common |
Sale |
100 |
23.6850 USD |
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USD 0.01 common |
Sale |
102 |
23.8500 USD |
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USD 0.01 common |
Sale |
120 |
23.8627 USD |
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USD 0.01 common |
Sale |
156 |
23.9017 USD |
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USD 0.01 common |
Sale |
195 |
23.9055 USD |
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USD 0.01 common |
Sale |
200 |
23.7600 USD |
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USD 0.01 common |
Sale |
200 |
23.8775 USD |
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USD 0.01 common |
Sale |
284 |
24.0209 USD |
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USD 0.01 common |
Sale |
443 |
23.7052 USD |
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USD 0.01 common |
Sale |
453 |
24.0224 USD |
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USD 0.01 common |
Sale |
453 |
24.0277 USD |
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USD 0.01 common |
Sale |
464 |
24.2117 USD |
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USD 0.01 common |
Sale |
493 |
23.8606 USD |
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USD 0.01 common |
Sale |
500 |
23.6400 USD |
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USD 0.01 common |
Sale |
500 |
24.2280 USD |
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USD 0.01 common |
Sale |
503 |
24.1557 USD |
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USD 0.01 common |
Sale |
571 |
23.9213 USD |
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USD 0.01 common |
Sale |
1,222 |
23.7051 USD |
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USD 0.01 common |
Sale |
1,472 |
23.9533 USD |
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USD 0.01 common |
Sale |
8,688 |
24.0789 USD |
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USD 0.01 common |
Sale |
11,613 |
23.8734 USD |
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USD 0.01 common |
Sale |
11,667 |
23.7423 USD |
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USD 0.01 common |
Sale |
12,920 |
23.8979 USD |
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USD 0.01 common |
Sale |
14,843 |
23.7617 USD |
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USD 0.01 common |
Sale |
26,841 |
24.0549 USD |
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USD 0.01 common |
Sale |
39,998 |
23.7966 USD |
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USD 0.01 common |
Sale |
40,738 |
23.9920 USD |
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USD 0.01 common |
Sale |
43,524 |
23.6851 USD |
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USD 0.01 common |
Sale |
49,336 |
23.6700 USD |
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USD 0.01 common |
Sale |
55,252 |
23.7335 USD |
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USD 0.01 common |
Sale |
129,000 |
24.2555 USD |
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USD 0.01 common |
Sale |
332,738 |
23.7840 USD |
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USD 0.01 common |
Sale |
1,088,905 |
23.8886 USD |
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NB: The below transactions which were previously disclosed have been cancelled |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
179 |
23.6700 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
16 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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