t
Barclays Capital Securities Ltd filed a Form 8.5 disclosure on 23 May 2022 regarding its positions and dealings in GXO Logistics Inc. common stock as of 20 May 2022. Following dealings on that date, the firm held total interests of 17,120 shares (0.01%) and total short positions of 18,750 shares (0.02%) in GXO Logistics Inc. USD0.01 common stock. On 20 May 2022, Barclays Capital Securities Ltd purchased 13,372 shares of GXO Logistics Inc. common stock between 52.74 USD and 53.7600 USD, and sold 72 shares at 53.7600 USD.
| Date | 23 May 2022 |
| Time | 16:16:25 |
| Category | Holding(s) in company |
| ID | 4885M |
Amendment No.1 - Annual Report on Form 20-F/A
|
FORM 8.5 (EPT/NON-RI) |
|
||||||||||||||||||||
|
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
|
||||||||||||||||||||
|
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
|
||||||||||||||||||||
|
(OR WHERE RI STATUS IS NOT APPLICABLE) |
|
||||||||||||||||||||
|
Rule 8.5 of the Takeover Code (the "Code") |
|
||||||||||||||||||||
|
1. |
KEY INFORMATION |
||||||||||||||||||||
|
(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
|||||||||||||||||||
|
(b) |
Name of offeror/offeree in relation to whose |
GXO LOGISTICS INC |
|||||||||||||||||||
|
|
relevant securities this form relates: |
||||||||||||||||||||
|
(c) |
Name of the party to the offer with which exempt |
GXO Logistics, Inc |
|||||||||||||||||||
|
|
principal trader is connected |
|
|||||||||||||||||||
|
(d) |
Date position held/dealing undertaken: |
20 May 2022 |
|||||||||||||||||||
|
(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
|
|
|||||||||||||||||
|
|
trader making disclosures in respect of any other party to the offer? |
CLIPPER LOGISTICS PLC |
|||||||||||||||||||
|
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
|
|||||||||||||||||||
|
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||||||||||||||||
|
|
to which the disclosure relates following the dealing (if any) |
|
|||||||||||||||||||
|
Class of relevant security: |
USD0.01 common stock |
|
|
|
|||||||||||||||||
|
|
Interests |
Short Positions |
|
||||||||||||||||||
|
|
Number |
(%) |
Number |
(%) |
|
||||||||||||||||
|
(1) |
Relevant securities owned |
|
|
|
|
|
|||||||||||||||
|
|
and/or controlled: |
6,873 |
0.01% |
18,750 |
0.02% |
|
|||||||||||||||
|
|
|
|
|
|
|
|
|
||||||||||||||
|
(2) |
Cash-settled derivatives: |
|
|
|
|
|
|||||||||||||||
|
|
|
|
10,247 |
0.01% |
0 |
0.00% |
|
||||||||||||||
|
|
|
|
|
|
|
|
|
||||||||||||||
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
|||||||||||||||
|
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|
|||||||||||||||
|
|
|
|
|
|
|
|
|
||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||
|
|
TOTAL: |
|
17,120 |
0.01% |
18,750 |
0.02% |
|
||||||||||||||
|
|
|
|
|
|
|
|
|
||||||||||||||
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||||||||||||||||
|
|
options) |
|
|
|
|
|
|
|
|||||||||||||
|
Class of relevant security in relation to |
|
|
|||||||||||||||||||
|
which subscription right exists |
|
||||||||||||||||||||
|
Details, including nature of the rights |
|
|
|||||||||||||||||||
|
concerned and relevant percentages: |
|
||||||||||||||||||||
|
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
|
(a) |
Purchases and sales |
|
|
|
|||
|
Class of relevant |
|
Purchase/sale |
|
Total number of |
|
Highest price per unit |
Lowest price per unit |
|
security |
|
|
|
securities |
|
paid/received |
paid/received |
|
USD0.01 common stock |
Purchase |
13,372 |
53.7600 USD |
52.74 USD |
|||
|
USD0.01 common stock |
Sale |
72 |
53.7600 USD |
53.76 USD |
|||
|
(b) |
Cash-settled derivative transactions |
|
|||||
|
Class of relevant |
Product |
|
Nature of dealing |
|
Number of |
Price per unit |
|
|
security |
|
description |
|
|
|
reference |
|
|
|
|
|
|
|
|
securities |
|
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
||||||
|
(i) |
Writing, selling, purchasing or varying |
||||||
|
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
of |
description |
purchasing, |
of |
price |
|
date |
money |
|
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
|
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
|
option |
|
|
|
per unit |
|
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
||
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
|
Class of relevant |
|
Nature of Dealings |
|
Details |
Price per unit (if |
|
|
|
security |
|
|
|
applicable) |
|
||
|
|
|
|
|
||||
|
4. |
OTHER INFORMATION |
||||||
|
(a) |
Indemnity and other dealings arrangements |
||||||
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
|
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|||||||
|
to the offer or any person acting in concert with a party to the offer: |
|||||||
|
NONE |
|||||||
|
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
|
the exempt principal trader making the disclosure and any other person relating to: |
|||||||
|
(i) the voting rights of any relevant securities under any option; or |
|||||||
|
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
|
any derivative is referenced: |
|
|
|
||||
|
NONE |
|||||||
|
(c) |
Attachments |
|
|
|
|||
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
|
Date of disclosure: |
23 May 2022 |
|
|
|
|||
|
Contact name: |
Large Holdings Regulatory Operations |
||||||
|
Telephone number: |
020 3134 7213 |
|
|
||||
|
|
|
|
|
|
|
|
|