t
Barclays PLC filed a Form 8.3 disclosure on June 6, 2022, detailing its positions and dealings in NortonLifeLock Inc. USD 0.01 common stock as of June 1, 2022, in relation to an offer involving Avast PLC. As of June 1, 2022, Barclays PLC held total interests of 1,852,363 shares (0.32%) and total short positions of 3,266,828 shares (0.57%) in NortonLifeLock Inc. USD 0.01 common stock, and also conducted multiple purchases and sales of these securities on that date.
| Date | 6 Jun 2022 |
| Time | 13:25:15 |
| Category | Holding(s) in company |
| ID | 8630N |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
01 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,201,652 |
0.21% |
742,676 |
0.13% |
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(2) |
Cash-settled derivatives: |
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650,711 |
0.11% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,852,363 |
0.32% |
3,266,828 |
0.57% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
7 |
24.3321 USD |
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USD 0.01 common |
Purchase |
7 |
24.3385 USD |
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USD 0.01 common |
Purchase |
10 |
24.3530 USD |
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USD 0.01 common |
Purchase |
11 |
24.3245 USD |
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USD 0.01 common |
Purchase |
11 |
24.3381 USD |
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USD 0.01 common |
Purchase |
11 |
24.3463 USD |
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USD 0.01 common |
Purchase |
16 |
24.5000 USD |
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USD 0.01 common |
Purchase |
21 |
24.3330 USD |
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USD 0.01 common |
Purchase |
41 |
24.3574 USD |
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USD 0.01 common |
Purchase |
42 |
24.3714 USD |
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USD 0.01 common |
Purchase |
43 |
24.3988 USD |
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USD 0.01 common |
Purchase |
49 |
24.3622 USD |
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USD 0.01 common |
Purchase |
57 |
24.3322 USD |
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USD 0.01 common |
Purchase |
100 |
24.3300 USD |
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USD 0.01 common |
Purchase |
100 |
24.2650 USD |
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USD 0.01 common |
Purchase |
100 |
24.3550 USD |
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USD 0.01 common |
Purchase |
100 |
24.1000 USD |
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USD 0.01 common |
Purchase |
105 |
24.1214 USD |
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USD 0.01 common |
Purchase |
127 |
24.3238 USD |
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USD 0.01 common |
Purchase |
194 |
24.3640 USD |
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USD 0.01 common |
Purchase |
200 |
24.3450 USD |
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USD 0.01 common |
Purchase |
200 |
24.1050 USD |
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USD 0.01 common |
Purchase |
212 |
24.3400 USD |
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USD 0.01 common |
Purchase |
230 |
22.8000 EUR |
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USD 0.01 common |
Purchase |
246 |
24.3731 USD |
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USD 0.01 common |
Purchase |
284 |
24.2900 USD |
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USD 0.01 common |
Purchase |
300 |
24.3033 USD |
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USD 0.01 common |
Purchase |
344 |
24.3248 USD |
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USD 0.01 common |
Purchase |
363 |
24.2860 USD |
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USD 0.01 common |
Purchase |
382 |
24.3578 USD |
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USD 0.01 common |
Purchase |
401 |
24.2200 USD |
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USD 0.01 common |
Purchase |
405 |
24.2561 USD |
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USD 0.01 common |
Purchase |
407 |
24.3660 USD |
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USD 0.01 common |
Purchase |
412 |
24.3424 USD |
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USD 0.01 common |
Purchase |
512 |
24.3626 USD |
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USD 0.01 common |
Purchase |
524 |
24.3408 USD |
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USD 0.01 common |
Purchase |
565 |
24.3423 USD |
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USD 0.01 common |
Purchase |
568 |
24.3298 USD |
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USD 0.01 common |
Purchase |
584 |
24.4035 USD |
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USD 0.01 common |
Purchase |
676 |
24.3605 USD |
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USD 0.01 common |
Purchase |
860 |
24.2501 USD |
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USD 0.01 common |
Purchase |
889 |
24.3644 USD |
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USD 0.01 common |
Purchase |
900 |
24.2955 USD |
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USD 0.01 common |
Purchase |
956 |
24.3804 USD |
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USD 0.01 common |
Purchase |
1,000 |
24.2580 USD |
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USD 0.01 common |
Purchase |
1,082 |
24.2792 USD |
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USD 0.01 common |
Purchase |
1,100 |
24.2745 USD |
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USD 0.01 common |
Purchase |
1,199 |
24.2554 USD |
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USD 0.01 common |
Purchase |
1,563 |
24.3606 USD |
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USD 0.01 common |
Purchase |
1,582 |
24.2700 USD |
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USD 0.01 common |
Purchase |
1,772 |
24.3775 USD |
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USD 0.01 common |
Purchase |
1,882 |
24.2707 USD |
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USD 0.01 common |
Purchase |
1,960 |
24.3290 USD |
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USD 0.01 common |
Purchase |
2,023 |
24.2823 USD |
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USD 0.01 common |
Purchase |
2,402 |
24.3693 USD |
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USD 0.01 common |
Purchase |
2,559 |
24.3704 USD |
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USD 0.01 common |
Purchase |
3,170 |
24.3354 USD |
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USD 0.01 common |
Purchase |
3,180 |
24.2827 USD |
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USD 0.01 common |
Purchase |
3,360 |
24.2709 USD |
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USD 0.01 common |
Purchase |
3,710 |
24.3589 USD |
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USD 0.01 common |
Purchase |
3,735 |
24.2800 USD |
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USD 0.01 common |
Purchase |
4,129 |
24.3638 USD |
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USD 0.01 common |
Purchase |
8,080 |
24.3659 USD |
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USD 0.01 common |
Purchase |
8,524 |
24.4093 USD |
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USD 0.01 common |
Purchase |
16,730 |
24.3499 USD |
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USD 0.01 common |
Purchase |
18,417 |
24.3600 USD |
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USD 0.01 common |
Purchase |
20,377 |
24.3516 USD |
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USD 0.01 common |
Purchase |
39,071 |
24.3433 USD |
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USD 0.01 common |
Purchase |
53,734 |
24.3000 USD |
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USD 0.01 common |
Purchase |
90,960 |
24.3466 USD |
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USD 0.01 common |
Purchase |
100,994 |
24.3584 USD |
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USD 0.01 common |
Purchase |
148,754 |
24.3478 USD |
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USD 0.01 common |
Purchase |
242,833 |
24.2809 USD |
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USD 0.01 common |
Purchase |
1,367,794 |
24.3517 USD |
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USD 0.01 common |
Sale |
100 |
24.2250 USD |
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USD 0.01 common |
Sale |
100 |
24.3550 USD |
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USD 0.01 common |
Sale |
100 |
24.3500 USD |
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USD 0.01 common |
Sale |
100 |
24.1400 USD |
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USD 0.01 common |
Sale |
200 |
24.3075 USD |
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USD 0.01 common |
Sale |
200 |
24.3750 USD |
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USD 0.01 common |
Sale |
200 |
24.1050 USD |
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USD 0.01 common |
Sale |
225 |
24.3888 USD |
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USD 0.01 common |
Sale |
230 |
22.8000 EUR |
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USD 0.01 common |
Sale |
232 |
24.3810 USD |
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USD 0.01 common |
Sale |
300 |
24.3033 USD |
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USD 0.01 common |
Sale |
300 |
24.3666 USD |
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USD 0.01 common |
Sale |
300 |
24.3700 USD |
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USD 0.01 common |
Sale |
316 |
24.3670 USD |
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USD 0.01 common |
Sale |
400 |
24.3537 USD |
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USD 0.01 common |
Sale |
405 |
24.2561 USD |
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USD 0.01 common |
Sale |
500 |
24.3780 USD |
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USD 0.01 common |
Sale |
592 |
24.3731 USD |
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USD 0.01 common |
Sale |
594 |
24.3729 USD |
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USD 0.01 common |
Sale |
800 |
24.1143 USD |
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USD 0.01 common |
Sale |
824 |
24.3424 USD |
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USD 0.01 common |
Sale |
900 |
24.3527 USD |
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USD 0.01 common |
Sale |
1,225 |
24.1195 USD |
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USD 0.01 common |
Sale |
1,304 |
24.1326 USD |
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USD 0.01 common |
Sale |
1,894 |
24.3771 USD |
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USD 0.01 common |
Sale |
1,987 |
24.2629 USD |
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USD 0.01 common |
Sale |
2,010 |
24.3276 USD |
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USD 0.01 common |
Sale |
2,110 |
24.3372 USD |
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USD 0.01 common |
Sale |
2,258 |
24.3369 USD |
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USD 0.01 common |
Sale |
2,300 |
24.1013 USD |
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USD 0.01 common |
Sale |
2,701 |
24.3333 USD |
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USD 0.01 common |
Sale |
2,835 |
24.4067 USD |
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USD 0.01 common |
Sale |
2,929 |
24.3536 USD |
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USD 0.01 common |
Sale |
2,986 |
24.3782 USD |
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USD 0.01 common |
Sale |
3,100 |
24.1006 USD |
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USD 0.01 common |
Sale |
3,121 |
24.3349 USD |
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USD 0.01 common |
Sale |
3,169 |
24.1206 USD |
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USD 0.01 common |
Sale |
3,481 |
24.4100 USD |
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USD 0.01 common |
Sale |
3,510 |
24.1045 USD |
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USD 0.01 common |
Sale |
3,695 |
24.3587 USD |
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USD 0.01 common |
Sale |
3,729 |
24.3806 USD |
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USD 0.01 common |
Sale |
3,817 |
24.3981 USD |
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USD 0.01 common |
Sale |
3,901 |
24.1000 USD |
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USD 0.01 common |
Sale |
4,221 |
24.3157 USD |
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USD 0.01 common |
Sale |
4,502 |
24.3693 USD |
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USD 0.01 common |
Sale |
4,738 |
24.3705 USD |
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USD 0.01 common |
Sale |
4,815 |
24.1130 USD |
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USD 0.01 common |
Sale |
5,010 |
24.1267 USD |
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USD 0.01 common |
Sale |
5,239 |
24.3577 USD |
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USD 0.01 common |
Sale |
5,279 |
24.3204 USD |
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USD 0.01 common |
Sale |
5,666 |
24.3251 USD |
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USD 0.01 common |
Sale |
6,394 |
24.3616 USD |
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USD 0.01 common |
Sale |
7,100 |
24.1261 USD |
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USD 0.01 common |
Sale |
7,377 |
24.3391 USD |
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USD 0.01 common |
Sale |
7,830 |
24.3452 USD |
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USD 0.01 common |
Sale |
7,925 |
24.3336 USD |
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USD 0.01 common |
Sale |
8,401 |
24.3645 USD |
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USD 0.01 common |
Sale |
9,069 |
24.3576 USD |
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USD 0.01 common |
Sale |
10,412 |
24.3600 USD |
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USD 0.01 common |
Sale |
11,162 |
24.3634 USD |
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USD 0.01 common |
Sale |
11,380 |
24.3246 USD |
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USD 0.01 common |
Sale |
11,819 |
24.3269 USD |
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USD 0.01 common |
Sale |
12,880 |
24.3361 USD |
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USD 0.01 common |
Sale |
16,535 |
24.3288 USD |
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USD 0.01 common |
Sale |
17,095 |
24.1156 USD |
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USD 0.01 common |
Sale |
21,720 |
24.3739 USD |
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USD 0.01 common |
Sale |
33,941 |
24.3525 USD |
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USD 0.01 common |
Sale |
37,224 |
24.3541 USD |
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USD 0.01 common |
Sale |
38,943 |
24.3397 USD |
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USD 0.01 common |
Sale |
39,772 |
24.3427 USD |
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USD 0.01 common |
Sale |
42,904 |
24.3423 USD |
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|
USD 0.01 common |
Sale |
53,734 |
24.3000 USD |
||||
|
USD 0.01 common |
Sale |
55,921 |
24.3411 USD |
||||
|
USD 0.01 common |
Sale |
56,762 |
24.3384 USD |
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|
USD 0.01 common |
Sale |
64,532 |
24.3613 USD |
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|
USD 0.01 common |
Sale |
88,320 |
24.3626 USD |
||||
|
USD 0.01 common |
Sale |
134,137 |
24.3433 USD |
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USD 0.01 common |
Sale |
260,138 |
24.2804 USD |
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USD 0.01 common |
Sale |
488,952 |
24.3655 USD |
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USD 0.01 common |
Sale |
493,296 |
24.3480 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
6 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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