Form 8.5 (EPT/NON-RI) BREWIN DOLPHIN HOLDINGS PLC

RNS Number : 9802N

Barclays PLC

07 June 2022

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				BREWIN DOLPHIN HOLDINGS PLC
	relevant securities this form relates:				BREWIN DOLPHIN HOLDINGS PLC
(c)	Name of the party to the offer with which exempt				BREWIN DOLPHIN HOLDINGS PLC
	principal trader is connected				BREWIN DOLPHIN HOLDINGS PLC
(d)	Date position held/dealing undertaken:				06 June 2022
(e)	In addition to the company in 1(b) above, is the exempt principal				NO
	trader making disclosures in respect of any other party to the offer?
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			1p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		7,804,207	2.57%	288,815	0.10%

(2)	Cash-settled derivatives:
			241,598	0.08%	7,789,892	2.56%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%


	TOTAL:		8,045,805	2.65%	8,078,707	2.66%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		808,866		5.1300 GBP	5.0897 GBP
1p ordinary		Sale		24,760		5.1250 GBP	5.09 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Decreasing Long		79	5.1200 GBP
1p ordinary		SWAP		Decreasing Long		1,065	5.1100 GBP
1p ordinary		SWAP		Decreasing Short		100	5.1300 GBP
1p ordinary		SWAP		Decreasing Short		167	5.1000 GBP
1p ordinary		SWAP		Decreasing Short		381	5.1195 GBP
1p ordinary		CFD		Decreasing Short		1,434	5.1306 GBP
1p ordinary		SWAP		Decreasing Short		1,700	5.0999 GBP
1p ordinary		CFD		Decreasing Short		1,936	5.1100 GBP
1p ordinary		SWAP		Decreasing Short		3,978	5.1149 GBP
1p ordinary		SWAP		Decreasing Short		4,399	5.1145 GBP
1p ordinary		SWAP		Decreasing Short		793,748	5.0900 GBP
1p ordinary		SWAP		Increasing Long		1,000	5.0996 GBP
1p ordinary		SWAP		Increasing Short		2	5.1106 GBP
1p ordinary		SWAP		Increasing Short		12	5.0901 GBP
1p ordinary		SWAP		Increasing Short		320	5.1099 GBP
1p ordinary		SWAP		Increasing Short		673	5.1101 GBP
1p ordinary		SWAP		Increasing Short		808	5.1017 GBP
1p ordinary		SWAP		Increasing Short		908	5.1200 GBP
1p ordinary		SWAP		Increasing Short		1,065	5.1100 GBP
1p ordinary		SWAP		Opening Short		793,748	5.0900 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				7 Jun 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

FEOUBOKRUBUNRRR

TIDM	BARC
Share Price	496.65p0.64%
Market Cap	£66.76bn

Date	7 Jun 2022
Time	10:40:54
Category	Holding(s) in company
ID	9802N

TIDM	BARC
Share Price	496.65p0.64%
Market Cap	£66.76bn

Date	7 Jun 2022
Time	10:40:54
Category	Holding(s) in company
ID	9802N

t

Company Information

RNS Metadata

Company Information

RNS Metadata

Form 8.5 (EPT/NON-RI) BREWIN DOLPHIN HOLDINGS PLC