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Barclays PLC submitted a Form 8.3 Public Opening Position Disclosure/Dealing Disclosure on June 8, 2022, detailing its interests and dealings in NortonLifeLock Inc. USD 0.01 common securities as of June 7, 2022. The filing reported total interests of 2,320,196 shares (0.40%) and total short positions of 3,304,409 shares (0.57%) in NortonLifeLock Inc., along with purchases of 7,994,845 shares and sales of 7,994,924 shares of its USD 0.01 common securities at various prices.
| Date | 8 Jun 2022 |
| Time | 13:26:08 |
| Category | Holding(s) in company |
| ID | 1847O |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
07 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,178,901 |
0.20% |
780,257 |
0.14% |
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(2) |
Cash-settled derivatives: |
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1,141,295 |
0.20% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,320,196 |
0.40% |
3,304,409 |
0.57% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
3 |
24.7500 USD |
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USD 0.01 common |
Purchase |
3 |
24.7550 USD |
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USD 0.01 common |
Purchase |
21 |
24.6504 USD |
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USD 0.01 common |
Purchase |
34 |
24.5700 USD |
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USD 0.01 common |
Purchase |
51 |
24.6500 USD |
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USD 0.01 common |
Purchase |
65 |
24.6978 USD |
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USD 0.01 common |
Purchase |
73 |
24.7946 USD |
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USD 0.01 common |
Purchase |
83 |
24.7844 USD |
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|
USD 0.01 common |
Purchase |
83 |
24.7083 USD |
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USD 0.01 common |
Purchase |
95 |
24.7072 USD |
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USD 0.01 common |
Purchase |
100 |
24.5500 USD |
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USD 0.01 common |
Purchase |
100 |
24.8150 USD |
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USD 0.01 common |
Purchase |
100 |
24.8250 USD |
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USD 0.01 common |
Purchase |
119 |
24.7230 USD |
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USD 0.01 common |
Purchase |
122 |
24.7950 USD |
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USD 0.01 common |
Purchase |
122 |
24.8121 USD |
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USD 0.01 common |
Purchase |
126 |
24.7360 USD |
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USD 0.01 common |
Purchase |
158 |
24.7682 USD |
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USD 0.01 common |
Purchase |
162 |
24.7400 USD |
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USD 0.01 common |
Purchase |
189 |
24.7881 USD |
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USD 0.01 common |
Purchase |
200 |
24.7300 USD |
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|
USD 0.01 common |
Purchase |
200 |
24.8350 USD |
||||
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USD 0.01 common |
Purchase |
200 |
24.7050 USD |
||||
|
USD 0.01 common |
Purchase |
200 |
24.7000 USD |
||||
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USD 0.01 common |
Purchase |
223 |
24.7294 USD |
||||
|
USD 0.01 common |
Purchase |
300 |
24.7916 USD |
||||
|
USD 0.01 common |
Purchase |
300 |
24.5166 USD |
||||
|
USD 0.01 common |
Purchase |
302 |
24.7701 USD |
||||
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USD 0.01 common |
Purchase |
350 |
24.7214 USD |
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USD 0.01 common |
Purchase |
350 |
24.8178 USD |
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USD 0.01 common |
Purchase |
400 |
24.5550 USD |
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USD 0.01 common |
Purchase |
400 |
24.4800 USD |
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|
USD 0.01 common |
Purchase |
400 |
24.8300 USD |
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USD 0.01 common |
Purchase |
431 |
24.7548 USD |
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USD 0.01 common |
Purchase |
439 |
24.5213 USD |
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USD 0.01 common |
Purchase |
500 |
24.7070 USD |
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USD 0.01 common |
Purchase |
700 |
24.5385 USD |
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USD 0.01 common |
Purchase |
710 |
24.5300 USD |
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USD 0.01 common |
Purchase |
753 |
24.7617 USD |
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USD 0.01 common |
Purchase |
779 |
24.7182 USD |
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USD 0.01 common |
Purchase |
800 |
24.7250 USD |
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USD 0.01 common |
Purchase |
873 |
24.7249 USD |
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USD 0.01 common |
Purchase |
948 |
24.3200 USD |
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|
USD 0.01 common |
Purchase |
1,031 |
24.7006 USD |
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USD 0.01 common |
Purchase |
1,100 |
24.5190 USD |
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USD 0.01 common |
Purchase |
1,100 |
24.8077 USD |
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USD 0.01 common |
Purchase |
1,100 |
24.8100 USD |
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USD 0.01 common |
Purchase |
1,600 |
24.5137 USD |
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USD 0.01 common |
Purchase |
1,764 |
24.7652 USD |
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USD 0.01 common |
Purchase |
2,073 |
24.5311 USD |
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|
USD 0.01 common |
Purchase |
2,074 |
24.5133 USD |
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|
USD 0.01 common |
Purchase |
2,100 |
24.5428 USD |
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|
USD 0.01 common |
Purchase |
2,190 |
24.4996 USD |
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|
USD 0.01 common |
Purchase |
2,371 |
24.5308 USD |
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|
USD 0.01 common |
Purchase |
2,491 |
24.7133 USD |
||||
|
USD 0.01 common |
Purchase |
2,606 |
24.5229 USD |
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|
USD 0.01 common |
Purchase |
2,824 |
24.5353 USD |
||||
|
USD 0.01 common |
Purchase |
2,987 |
24.5224 USD |
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|
USD 0.01 common |
Purchase |
3,400 |
24.8192 USD |
||||
|
USD 0.01 common |
Purchase |
6,655 |
24.6931 USD |
||||
|
USD 0.01 common |
Purchase |
8,100 |
24.7342 USD |
||||
|
USD 0.01 common |
Purchase |
8,200 |
24.5128 USD |
||||
|
USD 0.01 common |
Purchase |
9,243 |
24.7616 USD |
||||
|
USD 0.01 common |
Purchase |
11,542 |
24.7895 USD |
||||
|
USD 0.01 common |
Purchase |
13,068 |
24.7318 USD |
||||
|
USD 0.01 common |
Purchase |
13,444 |
24.7035 USD |
||||
|
USD 0.01 common |
Purchase |
14,143 |
24.7127 USD |
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|
USD 0.01 common |
Purchase |
22,708 |
24.6446 USD |
||||
|
USD 0.01 common |
Purchase |
26,032 |
24.6902 USD |
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|
USD 0.01 common |
Purchase |
29,387 |
24.7233 USD |
||||
|
USD 0.01 common |
Purchase |
32,211 |
24.7307 USD |
||||
|
USD 0.01 common |
Purchase |
32,466 |
24.7857 USD |
||||
|
USD 0.01 common |
Purchase |
33,724 |
24.7900 USD |
||||
|
USD 0.01 common |
Purchase |
37,744 |
24.7105 USD |
||||
|
USD 0.01 common |
Purchase |
38,819 |
24.7261 USD |
||||
|
USD 0.01 common |
Purchase |
65,431 |
24.6908 USD |
||||
|
USD 0.01 common |
Purchase |
129,381 |
24.6933 USD |
||||
|
USD 0.01 common |
Purchase |
179,004 |
24.5317 USD |
||||
|
USD 0.01 common |
Purchase |
1,812,012 |
24.5000 USD |
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|
USD 0.01 common |
Purchase |
2,138,552 |
24.5126 USD |
||||
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USD 0.01 common |
Purchase |
3,165,089 |
24.5699 USD |
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USD 0.01 common |
Sale |
13 |
24.5692 USD |
||||
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USD 0.01 common |
Sale |
14 |
24.5642 USD |
||||
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USD 0.01 common |
Sale |
14 |
24.5864 USD |
||||
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USD 0.01 common |
Sale |
22 |
24.5590 USD |
||||
|
USD 0.01 common |
Sale |
27 |
24.5627 USD |
||||
|
USD 0.01 common |
Sale |
30 |
24.5223 USD |
||||
|
USD 0.01 common |
Sale |
34 |
24.5700 USD |
||||
|
USD 0.01 common |
Sale |
36 |
24.5394 USD |
||||
|
USD 0.01 common |
Sale |
38 |
24.6313 USD |
||||
|
USD 0.01 common |
Sale |
39 |
24.3800 USD |
||||
|
USD 0.01 common |
Sale |
82 |
24.7910 USD |
||||
|
USD 0.01 common |
Sale |
88 |
24.6815 USD |
||||
|
USD 0.01 common |
Sale |
100 |
24.7250 USD |
||||
|
USD 0.01 common |
Sale |
100 |
24.5300 USD |
||||
|
USD 0.01 common |
Sale |
100 |
24.8100 USD |
||||
|
USD 0.01 common |
Sale |
108 |
24.7212 USD |
||||
|
USD 0.01 common |
Sale |
110 |
24.7459 USD |
||||
|
USD 0.01 common |
Sale |
114 |
24.6100 USD |
||||
|
USD 0.01 common |
Sale |
117 |
24.7800 USD |
||||
|
USD 0.01 common |
Sale |
120 |
24.7454 USD |
||||
|
USD 0.01 common |
Sale |
125 |
24.7268 USD |
||||
|
USD 0.01 common |
Sale |
126 |
24.7952 USD |
||||
|
USD 0.01 common |
Sale |
140 |
24.7328 USD |
||||
|
USD 0.01 common |
Sale |
145 |
24.7465 USD |
||||
|
USD 0.01 common |
Sale |
145 |
24.7384 USD |
||||
|
USD 0.01 common |
Sale |
146 |
24.7034 USD |
||||
|
USD 0.01 common |
Sale |
160 |
24.7150 USD |
||||
|
USD 0.01 common |
Sale |
180 |
24.7294 USD |
||||
|
USD 0.01 common |
Sale |
190 |
24.7326 USD |
||||
|
USD 0.01 common |
Sale |
200 |
24.5550 USD |
||||
|
USD 0.01 common |
Sale |
245 |
24.7569 USD |
||||
|
USD 0.01 common |
Sale |
281 |
24.7857 USD |
||||
|
USD 0.01 common |
Sale |
288 |
24.7493 USD |
||||
|
USD 0.01 common |
Sale |
291 |
24.7808 USD |
||||
|
USD 0.01 common |
Sale |
306 |
24.7620 USD |
||||
|
USD 0.01 common |
Sale |
312 |
24.7860 USD |
||||
|
USD 0.01 common |
Sale |
321 |
24.7753 USD |
||||
|
USD 0.01 common |
Sale |
322 |
24.7233 USD |
||||
|
USD 0.01 common |
Sale |
323 |
24.7580 USD |
||||
|
USD 0.01 common |
Sale |
363 |
24.7255 USD |
||||
|
USD 0.01 common |
Sale |
369 |
24.7330 USD |
||||
|
USD 0.01 common |
Sale |
413 |
24.7002 USD |
||||
|
USD 0.01 common |
Sale |
431 |
24.7548 USD |
||||
|
USD 0.01 common |
Sale |
448 |
24.7712 USD |
||||
|
USD 0.01 common |
Sale |
481 |
24.7188 USD |
||||
|
USD 0.01 common |
Sale |
488 |
24.7043 USD |
||||
|
USD 0.01 common |
Sale |
506 |
24.7190 USD |
||||
|
USD 0.01 common |
Sale |
547 |
24.7563 USD |
||||
|
USD 0.01 common |
Sale |
645 |
24.7300 USD |
||||
|
USD 0.01 common |
Sale |
737 |
24.7377 USD |
||||
|
USD 0.01 common |
Sale |
745 |
24.7771 USD |
||||
|
USD 0.01 common |
Sale |
752 |
24.7422 USD |
||||
|
USD 0.01 common |
Sale |
787 |
24.3200 USD |
||||
|
USD 0.01 common |
Sale |
792 |
24.7363 USD |
||||
|
USD 0.01 common |
Sale |
800 |
24.6487 USD |
||||
|
USD 0.01 common |
Sale |
801 |
24.7664 USD |
||||
|
USD 0.01 common |
Sale |
852 |
24.7247 USD |
||||
|
USD 0.01 common |
Sale |
889 |
24.7305 USD |
||||
|
USD 0.01 common |
Sale |
900 |
24.7100 USD |
||||
|
USD 0.01 common |
Sale |
925 |
24.7312 USD |
||||
|
USD 0.01 common |
Sale |
999 |
24.8126 USD |
||||
|
USD 0.01 common |
Sale |
1,019 |
24.6480 USD |
||||
|
USD 0.01 common |
Sale |
1,086 |
24.7602 USD |
||||
|
USD 0.01 common |
Sale |
1,181 |
24.7371 USD |
||||
|
USD 0.01 common |
Sale |
1,347 |
24.7001 USD |
||||
|
USD 0.01 common |
Sale |
1,365 |
24.7033 USD |
||||
|
USD 0.01 common |
Sale |
1,380 |
24.7403 USD |
||||
|
USD 0.01 common |
Sale |
1,445 |
24.5879 USD |
||||
|
USD 0.01 common |
Sale |
1,466 |
24.7040 USD |
||||
|
USD 0.01 common |
Sale |
1,700 |
24.6461 USD |
||||
|
USD 0.01 common |
Sale |
1,919 |
24.6317 USD |
||||
|
USD 0.01 common |
Sale |
2,130 |
24.6831 USD |
||||
|
USD 0.01 common |
Sale |
2,412 |
24.6460 USD |
||||
|
USD 0.01 common |
Sale |
2,417 |
24.7898 USD |
||||
|
USD 0.01 common |
Sale |
2,974 |
24.7605 USD |
||||
|
USD 0.01 common |
Sale |
2,975 |
24.6530 USD |
||||
|
USD 0.01 common |
Sale |
3,204 |
24.6828 USD |
||||
|
USD 0.01 common |
Sale |
3,405 |
24.6338 USD |
||||
|
USD 0.01 common |
Sale |
3,677 |
24.7828 USD |
||||
|
USD 0.01 common |
Sale |
4,146 |
24.6635 USD |
||||
|
USD 0.01 common |
Sale |
5,305 |
24.6576 USD |
||||
|
USD 0.01 common |
Sale |
5,495 |
24.7113 USD |
||||
|
USD 0.01 common |
Sale |
5,555 |
24.7005 USD |
||||
|
USD 0.01 common |
Sale |
5,648 |
24.7089 USD |
||||
|
USD 0.01 common |
Sale |
5,669 |
24.7706 USD |
||||
|
USD 0.01 common |
Sale |
5,713 |
24.7096 USD |
||||
|
USD 0.01 common |
Sale |
5,751 |
24.7286 USD |
||||
|
USD 0.01 common |
Sale |
5,952 |
24.6647 USD |
||||
|
USD 0.01 common |
Sale |
5,996 |
24.6284 USD |
||||
|
USD 0.01 common |
Sale |
6,068 |
24.6591 USD |
||||
|
USD 0.01 common |
Sale |
6,536 |
24.7178 USD |
||||
|
USD 0.01 common |
Sale |
7,111 |
24.6914 USD |
||||
|
USD 0.01 common |
Sale |
8,098 |
24.7000 USD |
||||
|
USD 0.01 common |
Sale |
8,100 |
24.7342 USD |
||||
|
USD 0.01 common |
Sale |
8,162 |
24.7138 USD |
||||
|
USD 0.01 common |
Sale |
8,200 |
24.5129 USD |
||||
|
USD 0.01 common |
Sale |
8,200 |
24.5128 USD |
||||
|
USD 0.01 common |
Sale |
8,354 |
24.7109 USD |
||||
|
USD 0.01 common |
Sale |
8,616 |
24.6385 USD |
||||
|
USD 0.01 common |
Sale |
9,376 |
24.7653 USD |
||||
|
USD 0.01 common |
Sale |
10,664 |
24.7390 USD |
||||
|
USD 0.01 common |
Sale |
11,262 |
24.7080 USD |
||||
|
USD 0.01 common |
Sale |
11,812 |
24.7069 USD |
||||
|
USD 0.01 common |
Sale |
12,528 |
24.7054 USD |
||||
|
USD 0.01 common |
Sale |
13,376 |
24.6353 USD |
||||
|
USD 0.01 common |
Sale |
13,501 |
24.6913 USD |
||||
|
USD 0.01 common |
Sale |
16,505 |
24.5799 USD |
||||
|
USD 0.01 common |
Sale |
19,267 |
24.7189 USD |
||||
|
USD 0.01 common |
Sale |
19,306 |
24.7897 USD |
||||
|
USD 0.01 common |
Sale |
24,693 |
24.6425 USD |
||||
|
USD 0.01 common |
Sale |
33,093 |
24.6403 USD |
||||
|
USD 0.01 common |
Sale |
35,423 |
24.7270 USD |
||||
|
USD 0.01 common |
Sale |
35,912 |
24.6510 USD |
||||
|
USD 0.01 common |
Sale |
37,373 |
24.7361 USD |
||||
|
USD 0.01 common |
Sale |
40,064 |
24.6659 USD |
||||
|
USD 0.01 common |
Sale |
42,553 |
24.6495 USD |
||||
|
USD 0.01 common |
Sale |
46,339 |
24.6609 USD |
||||
|
USD 0.01 common |
Sale |
51,124 |
24.7900 USD |
||||
|
USD 0.01 common |
Sale |
52,544 |
24.6857 USD |
||||
|
USD 0.01 common |
Sale |
67,084 |
24.7562 USD |
||||
|
USD 0.01 common |
Sale |
70,784 |
24.6658 USD |
||||
|
USD 0.01 common |
Sale |
127,378 |
24.6626 USD |
||||
|
USD 0.01 common |
Sale |
130,777 |
24.6995 USD |
||||
|
USD 0.01 common |
Sale |
195,178 |
24.5315 USD |
||||
|
USD 0.01 common |
Sale |
211,032 |
24.7020 USD |
||||
|
USD 0.01 common |
Sale |
462,664 |
24.7065 USD |
||||
|
USD 0.01 common |
Sale |
775,008 |
24.5000 USD |
||||
|
USD 0.01 common |
Sale |
1,076,689 |
24.5081 USD |
||||
|
USD 0.01 common |
Sale |
1,812,163 |
24.5001 USD |
||||
|
USD 0.01 common |
Sale |
2,138,905 |
24.5126 USD |
||||
|
|
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|
|
|||
|
Class of relevant |
Product |
|
Nature of dealing |
|
Number of |
Price per unit |
|
|
security |
|
description |
|
|
|
reference |
|
|
|
|
|
|
|
|
securities |
|
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
|
(i) |
Writing, selling, purchasing or varying |
|
|
|
|||
|
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
of |
description |
purchasing, |
of |
price |
|
date |
money |
|
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
|
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
|
option |
|
|
|
per unit |
|
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
|
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
||
|
security |
|
|
|
applicable) |
|
||
|
|
|
|
|
||||
|
4. |
OTHER INFORMATION |
||||||
|
(a) |
Indemnity and other dealings arrangements |
|
|
|
|||
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
|
or refrain from dealing entered into by the person making the disclosure and any party |
|||||||
|
to the offer or any person acting in concert with a party to the offer: |
|
||||||
|
NONE |
|||||||
|
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
|
the person making the disclosure and any other person relating to: |
|
||||||
|
(i) the voting rights of any relevant securities under any option; or |
|
||||||
|
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
|
any derivative is referenced: |
|
|
|
|
|
||
|
NONE |
|||||||
|
(c) |
Attachments |
|
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
|
Date of disclosure: |
8 Jun 2022 |
|
|
|
|||
|
Contact name: |
Large Holdings Regulatory Operations |
||||||
|
Telephone number: |
020 3134 7213 |
|
|
||||