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Barclays PLC submitted a Form 8.3 disclosure on June 9, 2022, detailing its dealings and positions in the relevant securities of NortonLifeLock Inc. and Avast PLC, with the dealing date being June 6, 2022. The filing, noted as an "Amendment to Sale", reported multiple purchases and sales of NortonLifeLock Inc. USD 0.01 common shares at prices between 24.6350 USD and 24.8400 USD. Following these transactions, Barclays PLC's total interests in NortonLifeLock Inc. were 0.39% and total short positions were 0.57%.
| Date | 9 Jun 2022 |
| Time | 17:23:00 |
| Category | Holding(s) in company |
| ID | 3863O |
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FORM 8.3 |
Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
06 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,118,194 |
0.19% |
767,458 |
0.13% |
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(2) |
Cash-settled derivatives: |
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1,141,295 |
0.20% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,259,489 |
0.39% |
3,291,610 |
0.57% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
24.7500 USD |
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USD 0.01 common |
Purchase |
1 |
24.7800 USD |
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USD 0.01 common |
Purchase |
2 |
24.7600 USD |
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USD 0.01 common |
Purchase |
3 |
24.7633 USD |
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USD 0.01 common |
Purchase |
4 |
24.8275 USD |
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USD 0.01 common |
Purchase |
10 |
24.8400 USD |
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USD 0.01 common |
Purchase |
11 |
24.7200 USD |
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USD 0.01 common |
Purchase |
11 |
24.6950 USD |
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USD 0.01 common |
Purchase |
22 |
24.6925 USD |
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USD 0.01 common |
Purchase |
32 |
24.7203 USD |
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USD 0.01 common |
Purchase |
46 |
24.7745 USD |
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USD 0.01 common |
Purchase |
46 |
24.7719 USD |
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USD 0.01 common |
Purchase |
49 |
24.7328 USD |
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USD 0.01 common |
Purchase |
52 |
24.6882 USD |
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USD 0.01 common |
Purchase |
63 |
24.8215 USD |
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USD 0.01 common |
Purchase |
87 |
24.7386 USD |
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USD 0.01 common |
Purchase |
95 |
24.7412 USD |
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USD 0.01 common |
Purchase |
99 |
24.7424 USD |
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USD 0.01 common |
Purchase |
106 |
24.7221 USD |
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USD 0.01 common |
Purchase |
118 |
24.7266 USD |
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USD 0.01 common |
Purchase |
122 |
24.7045 USD |
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USD 0.01 common |
Purchase |
129 |
24.7566 USD |
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USD 0.01 common |
Purchase |
159 |
24.7150 USD |
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USD 0.01 common |
Purchase |
186 |
24.7634 USD |
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USD 0.01 common |
Purchase |
246 |
24.6850 USD |
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USD 0.01 common |
Purchase |
275 |
24.6800 USD |
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USD 0.01 common |
Purchase |
300 |
24.7000 USD |
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USD 0.01 common |
Purchase |
320 |
24.6631 USD |
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USD 0.01 common |
Purchase |
400 |
24.7275 USD |
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USD 0.01 common |
Purchase |
525 |
24.6657 USD |
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USD 0.01 common |
Purchase |
531 |
24.7112 USD |
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USD 0.01 common |
Purchase |
556 |
24.6828 USD |
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USD 0.01 common |
Purchase |
600 |
24.6658 USD |
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USD 0.01 common |
Purchase |
651 |
24.7139 USD |
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USD 0.01 common |
Purchase |
744 |
24.6985 USD |
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USD 0.01 common |
Purchase |
1,114 |
24.6650 USD |
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USD 0.01 common |
Purchase |
1,136 |
24.6779 USD |
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USD 0.01 common |
Purchase |
1,432 |
24.6475 USD |
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USD 0.01 common |
Purchase |
1,649 |
24.7258 USD |
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USD 0.01 common |
Purchase |
1,723 |
24.6682 USD |
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USD 0.01 common |
Purchase |
1,829 |
24.6668 USD |
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USD 0.01 common |
Purchase |
2,205 |
24.6700 USD |
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USD 0.01 common |
Purchase |
2,233 |
24.7235 USD |
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USD 0.01 common |
Purchase |
2,370 |
24.6500 USD |
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USD 0.01 common |
Purchase |
2,944 |
24.6675 USD |
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USD 0.01 common |
Purchase |
3,300 |
24.6672 USD |
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USD 0.01 common |
Purchase |
3,466 |
24.6635 USD |
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USD 0.01 common |
Purchase |
3,650 |
24.6847 USD |
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USD 0.01 common |
Purchase |
4,156 |
24.6645 USD |
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USD 0.01 common |
Purchase |
7,375 |
24.6693 USD |
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USD 0.01 common |
Purchase |
9,337 |
24.6685 USD |
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USD 0.01 common |
Purchase |
14,211 |
24.6523 USD |
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USD 0.01 common |
Purchase |
17,078 |
24.6716 USD |
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USD 0.01 common |
Purchase |
19,453 |
24.7120 USD |
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USD 0.01 common |
Purchase |
20,384 |
24.6755 USD |
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USD 0.01 common |
Purchase |
20,666 |
24.7067 USD |
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USD 0.01 common |
Purchase |
32,301 |
24.6512 USD |
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USD 0.01 common |
Purchase |
45,704 |
24.6691 USD |
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USD 0.01 common |
Purchase |
71,275 |
24.6932 USD |
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USD 0.01 common |
Purchase |
97,354 |
24.6627 USD |
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USD 0.01 common |
Sale |
7 |
24.6450 USD |
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USD 0.01 common |
Sale |
11 |
24.7695 USD |
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USD 0.01 common |
Sale |
21 |
24.6766 USD |
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USD 0.01 common |
Sale |
28 |
24.6375 USD |
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USD 0.01 common |
Sale |
35 |
24.6600 USD |
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USD 0.01 common |
Sale |
49 |
24.6514 USD |
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USD 0.01 common |
Sale |
52 |
24.7200 USD |
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USD 0.01 common |
Sale |
59 |
24.6900 USD |
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USD 0.01 common |
Sale |
86 |
24.6851 USD |
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USD 0.01 common |
Sale |
100 |
24.7000 USD |
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USD 0.01 common |
Sale |
101 |
24.6850 USD |
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USD 0.01 common |
Sale |
177 |
24.6800 USD |
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USD 0.01 common |
Sale |
200 |
24.6650 USD |
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USD 0.01 common |
Sale |
200 |
24.7400 USD |
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USD 0.01 common |
Sale |
211 |
24.6757 USD |
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USD 0.01 common |
Sale |
248 |
24.6914 USD |
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USD 0.01 common |
Sale |
300 |
24.6616 USD |
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USD 0.01 common |
Sale |
474 |
24.7600 USD |
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USD 0.01 common |
Sale |
482 |
24.6493 USD |
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USD 0.01 common |
Sale |
514 |
24.6350 USD |
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USD 0.01 common |
Sale |
519 |
24.6826 USD |
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USD 0.01 common |
Sale |
556 |
24.6828 USD |
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USD 0.01 common |
Sale |
601 |
24.7467 USD |
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USD 0.01 common |
Sale |
810 |
24.6620 USD |
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USD 0.01 common |
Sale |
872 |
24.7046 USD |
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USD 0.01 common |
Sale |
942 |
24.7531 USD |
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USD 0.01 common |
Sale |
1,300 |
24.6400 USD |
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USD 0.01 common |
Sale |
1,312 |
24.7165 USD |
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USD 0.01 common |
Sale |
2,732 |
24.6631 USD |
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USD 0.01 common |
Sale |
3,105 |
24.6415 USD |
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USD 0.01 common |
Sale |
3,687 |
24.8008 USD |
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USD 0.01 common |
Sale |
5,370 |
24.6770 USD |
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USD 0.01 common |
Sale |
8,141 |
24.6797 USD |
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USD 0.01 common |
Sale |
9,287 |
24.6505 USD |
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USD 0.01 common |
Sale |
14,022 |
24.6658 USD |
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USD 0.01 common |
Sale |
14,162 |
24.6934 USD |
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USD 0.01 common |
Sale |
14,211 |
24.6523 USD |
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USD 0.01 common |
Sale |
14,466 |
24.6664 USD |
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USD 0.01 common |
Sale |
21,626 |
24.6941 USD |
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USD 0.01 common |
Sale |
24,292 |
24.6500 USD |
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USD 0.01 common |
Sale |
32,618 |
24.7248 USD |
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USD 0.01 common |
Sale |
37,569 |
24.6838 USD |
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USD 0.01 common |
Sale |
177,961 |
24.6653 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
9 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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