t
Barclays PLC filed a Form 8.3 disclosure on 13 June 2022, detailing dealings in USD 0.01 common stock of NORTONLIFELOCK INC, with disclosures also in respect of AVAST PLC. On 08 June 2022, Barclays PLC purchased a total of 9,997,838 shares and sold 7,539,946 shares of the common stock. Following these dealings, Barclays PLC held 2,394,132 (0.41%) interests and 3,334,473 (0.58%) short positions in NORTONLIFELOCK INC relevant securities.
| Date | 13 Jun 2022 |
| Time | 15:49:11 |
| Category | Holding(s) in company |
| ID | 6981O |
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FORM 8.3 |
Amendment to Purchase and Sales |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
08 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,252,837 |
0.22% |
810,321 |
0.14% |
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(2) |
Cash-settled derivatives: |
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1,141,295 |
0.20% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,394,132 |
0.41% |
3,334,473 |
0.58% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
4 |
24.7600 USD |
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USD 0.01 common |
Purchase |
4 |
24.6950 USD |
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USD 0.01 common |
Purchase |
6 |
24.7250 USD |
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USD 0.01 common |
Purchase |
12 |
24.6704 USD |
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USD 0.01 common |
Purchase |
22 |
24.7109 USD |
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USD 0.01 common |
Purchase |
22 |
24.7346 USD |
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USD 0.01 common |
Purchase |
25 |
24.6720 USD |
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USD 0.01 common |
Purchase |
26 |
24.7092 USD |
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USD 0.01 common |
Purchase |
27 |
24.7503 USD |
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USD 0.01 common |
Purchase |
29 |
24.7122 USD |
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USD 0.01 common |
Purchase |
36 |
24.6988 USD |
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USD 0.01 common |
Purchase |
40 |
24.7232 USD |
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USD 0.01 common |
Purchase |
42 |
24.7135 USD |
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USD 0.01 common |
Purchase |
43 |
24.7002 USD |
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USD 0.01 common |
Purchase |
48 |
24.7116 USD |
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USD 0.01 common |
Purchase |
49 |
24.7148 USD |
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USD 0.01 common |
Purchase |
55 |
24.7225 USD |
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USD 0.01 common |
Purchase |
62 |
24.6200 USD |
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USD 0.01 common |
Purchase |
62 |
24.7120 USD |
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USD 0.01 common |
Purchase |
68 |
24.7015 USD |
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USD 0.01 common |
Purchase |
68 |
24.7500 USD |
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USD 0.01 common |
Purchase |
73 |
24.7061 USD |
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USD 0.01 common |
Purchase |
74 |
24.7272 USD |
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USD 0.01 common |
Purchase |
74 |
24.7368 USD |
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USD 0.01 common |
Purchase |
93 |
24.6766 USD |
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USD 0.01 common |
Purchase |
93 |
24.6833 USD |
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USD 0.01 common |
Purchase |
93 |
24.6733 USD |
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USD 0.01 common |
Purchase |
95 |
24.6830 USD |
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USD 0.01 common |
Purchase |
110 |
24.7245 USD |
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USD 0.01 common |
Purchase |
124 |
24.7177 USD |
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USD 0.01 common |
Purchase |
141 |
24.6998 USD |
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USD 0.01 common |
Purchase |
200 |
24.7400 USD |
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USD 0.01 common |
Purchase |
201 |
24.5869 USD |
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USD 0.01 common |
Purchase |
204 |
24.6542 USD |
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USD 0.01 common |
Purchase |
205 |
24.6776 USD |
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USD 0.01 common |
Purchase |
248 |
24.6887 USD |
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USD 0.01 common |
Purchase |
254 |
24.6944 USD |
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USD 0.01 common |
Purchase |
265 |
24.7345 USD |
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USD 0.01 common |
Purchase |
300 |
24.6800 USD |
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USD 0.01 common |
Purchase |
300 |
24.7216 USD |
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USD 0.01 common |
Purchase |
310 |
24.6860 USD |
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USD 0.01 common |
Purchase |
351 |
24.6617 USD |
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USD 0.01 common |
Purchase |
500 |
24.7200 USD |
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USD 0.01 common |
Purchase |
600 |
24.7300 USD |
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USD 0.01 common |
Purchase |
630 |
24.7340 USD |
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USD 0.01 common |
Purchase |
700 |
24.6857 USD |
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USD 0.01 common |
Purchase |
729 |
24.7006 USD |
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USD 0.01 common |
Purchase |
829 |
24.7062 USD |
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USD 0.01 common |
Purchase |
970 |
24.6861 USD |
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USD 0.01 common |
Purchase |
1,000 |
24.6870 USD |
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USD 0.01 common |
Purchase |
1,002 |
24.7399 USD |
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USD 0.01 common |
Purchase |
1,020 |
24.6855 USD |
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USD 0.01 common |
Purchase |
1,200 |
24.6829 USD |
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USD 0.01 common |
Purchase |
1,257 |
24.7391 USD |
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USD 0.01 common |
Purchase |
1,394 |
24.7238 USD |
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|
USD 0.01 common |
Purchase |
1,671 |
24.6892 USD |
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|
USD 0.01 common |
Purchase |
2,214 |
24.6848 USD |
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|
USD 0.01 common |
Purchase |
2,410 |
24.7361 USD |
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|
USD 0.01 common |
Purchase |
2,628 |
24.7247 USD |
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|
USD 0.01 common |
Purchase |
2,695 |
24.5564 USD |
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|
USD 0.01 common |
Purchase |
2,850 |
24.6179 USD |
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|
USD 0.01 common |
Purchase |
2,889 |
24.7537 USD |
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|
USD 0.01 common |
Purchase |
2,952 |
24.6695 USD |
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USD 0.01 common |
Purchase |
3,321 |
24.7324 USD |
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|
USD 0.01 common |
Purchase |
4,266 |
24.6136 USD |
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|
USD 0.01 common |
Purchase |
5,142 |
24.6049 USD |
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|
USD 0.01 common |
Purchase |
5,175 |
24.7339 USD |
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|
USD 0.01 common |
Purchase |
5,202 |
24.7285 USD |
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USD 0.01 common |
Purchase |
5,500 |
24.7260 USD |
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USD 0.01 common |
Purchase |
5,632 |
24.6978 USD |
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|
USD 0.01 common |
Purchase |
5,800 |
24.7087 USD |
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|
USD 0.01 common |
Purchase |
5,963 |
24.6928 USD |
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|
USD 0.01 common |
Purchase |
7,179 |
24.7000 USD |
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|
USD 0.01 common |
Purchase |
7,617 |
24.7302 USD |
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USD 0.01 common |
Purchase |
9,375 |
24.7278 USD |
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|
USD 0.01 common |
Purchase |
12,425 |
24.7100 USD |
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|
USD 0.01 common |
Purchase |
12,897 |
24.7332 USD |
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|
USD 0.01 common |
Purchase |
14,926 |
24.7234 USD |
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|
USD 0.01 common |
Purchase |
15,163 |
24.7178 USD |
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|
USD 0.01 common |
Purchase |
15,993 |
24.7077 USD |
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|
USD 0.01 common |
Purchase |
19,482 |
24.7110 USD |
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|
USD 0.01 common |
Purchase |
20,849 |
24.6856 USD |
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|
USD 0.01 common |
Purchase |
24,141 |
24.7155 USD |
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|
USD 0.01 common |
Purchase |
27,863 |
24.7314 USD |
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|
USD 0.01 common |
Purchase |
31,764 |
24.7180 USD |
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|
USD 0.01 common |
Purchase |
34,352 |
24.7210 USD |
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|
USD 0.01 common |
Purchase |
34,393 |
24.7317 USD |
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|
USD 0.01 common |
Purchase |
42,400 |
24.7189 USD |
||||
|
USD 0.01 common |
Purchase |
46,677 |
24.7166 USD |
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|
USD 0.01 common |
Purchase |
47,803 |
24.6061 USD |
||||
|
USD 0.01 common |
Purchase |
48,556 |
24.7168 USD |
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|
USD 0.01 common |
Purchase |
61,923 |
24.5512 USD |
||||
|
USD 0.01 common |
Purchase |
69,588 |
24.7123 USD |
||||
|
USD 0.01 common |
Purchase |
70,555 |
24.7119 USD |
||||
|
USD 0.01 common |
Purchase |
80,875 |
24.7175 USD |
||||
|
USD 0.01 common |
Purchase |
83,168 |
24.7266 USD |
||||
|
USD 0.01 common |
Purchase |
94,868 |
24.6901 USD |
||||
|
USD 0.01 common |
Purchase |
103,471 |
24.5919 USD |
||||
|
USD 0.01 common |
Purchase |
110,053 |
24.7159 USD |
||||
|
USD 0.01 common |
Purchase |
168,734 |
24.7057 USD |
||||
|
USD 0.01 common |
Purchase |
231,381 |
24.6969 USD |
||||
|
USD 0.01 common |
Purchase |
250,324 |
24.7081 USD |
||||
|
USD 0.01 common |
Purchase |
987,341 |
24.7264 USD |
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|
USD 0.01 common |
Purchase |
1,830,770 |
24.5500 USD |
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USD 0.01 common |
Purchase |
4,000,000 |
24.5503 USD |
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USD 0.01 common |
Sale |
2 |
24.6750 USD |
||||
|
USD 0.01 common |
Sale |
2 |
24.7050 USD |
||||
|
USD 0.01 common |
Sale |
9 |
24.7350 USD |
||||
|
USD 0.01 common |
Sale |
18 |
24.7450 USD |
||||
|
USD 0.01 common |
Sale |
18 |
24.7250 USD |
||||
|
USD 0.01 common |
Sale |
27 |
24.7333 USD |
||||
|
USD 0.01 common |
Sale |
36 |
24.6100 USD |
||||
|
USD 0.01 common |
Sale |
85 |
24.7100 USD |
||||
|
USD 0.01 common |
Sale |
100 |
24.6600 USD |
||||
|
USD 0.01 common |
Sale |
200 |
24.5850 USD |
||||
|
USD 0.01 common |
Sale |
200 |
24.6825 USD |
||||
|
USD 0.01 common |
Sale |
200 |
24.7600 USD |
||||
|
USD 0.01 common |
Sale |
261 |
24.5560 USD |
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|
USD 0.01 common |
Sale |
300 |
24.6700 USD |
||||
|
USD 0.01 common |
Sale |
400 |
24.6200 USD |
||||
|
USD 0.01 common |
Sale |
409 |
24.7300 USD |
||||
|
USD 0.01 common |
Sale |
699 |
24.6841 USD |
||||
|
USD 0.01 common |
Sale |
748 |
24.7153 USD |
||||
|
USD 0.01 common |
Sale |
770 |
24.8095 USD |
||||
|
USD 0.01 common |
Sale |
794 |
24.5550 USD |
||||
|
USD 0.01 common |
Sale |
915 |
24.6925 USD |
||||
|
USD 0.01 common |
Sale |
1,000 |
24.7200 USD |
||||
|
USD 0.01 common |
Sale |
1,101 |
24.6800 USD |
||||
|
USD 0.01 common |
Sale |
1,244 |
24.7459 USD |
||||
|
USD 0.01 common |
Sale |
1,448 |
24.7492 USD |
||||
|
USD 0.01 common |
Sale |
1,668 |
24.7191 USD |
||||
|
USD 0.01 common |
Sale |
1,929 |
24.7433 USD |
||||
|
USD 0.01 common |
Sale |
2,215 |
24.7322 USD |
||||
|
USD 0.01 common |
Sale |
2,282 |
24.7179 USD |
||||
|
USD 0.01 common |
Sale |
2,811 |
24.7550 USD |
||||
|
USD 0.01 common |
Sale |
2,890 |
24.7385 USD |
||||
|
USD 0.01 common |
Sale |
3,330 |
24.5793 USD |
||||
|
USD 0.01 common |
Sale |
4,696 |
24.7507 USD |
||||
|
USD 0.01 common |
Sale |
4,878 |
24.7625 USD |
||||
|
USD 0.01 common |
Sale |
5,200 |
24.7368 USD |
||||
|
USD 0.01 common |
Sale |
5,226 |
24.7582 USD |
||||
|
USD 0.01 common |
Sale |
5,378 |
24.6996 USD |
||||
|
USD 0.01 common |
Sale |
6,151 |
24.7500 USD |
||||
|
USD 0.01 common |
Sale |
6,805 |
24.7574 USD |
||||
|
USD 0.01 common |
Sale |
8,238 |
24.7353 USD |
||||
|
USD 0.01 common |
Sale |
10,092 |
24.7280 USD |
||||
|
USD 0.01 common |
Sale |
11,192 |
24.7432 USD |
||||
|
USD 0.01 common |
Sale |
13,642 |
24.7060 USD |
||||
|
USD 0.01 common |
Sale |
13,937 |
24.7443 USD |
||||
|
USD 0.01 common |
Sale |
14,489 |
24.7232 USD |
||||
|
USD 0.01 common |
Sale |
14,788 |
24.7375 USD |
||||
|
USD 0.01 common |
Sale |
19,288 |
24.7071 USD |
||||
|
USD 0.01 common |
Sale |
22,183 |
24.7289 USD |
||||
|
USD 0.01 common |
Sale |
28,697 |
24.7534 USD |
||||
|
USD 0.01 common |
Sale |
39,715 |
24.6931 USD |
||||
|
USD 0.01 common |
Sale |
48,726 |
24.7205 USD |
||||
|
USD 0.01 common |
Sale |
55,637 |
24.7169 USD |
||||
|
USD 0.01 common |
Sale |
60,799 |
24.7123 USD |
||||
|
USD 0.01 common |
Sale |
62,170 |
24.7000 USD |
||||
|
USD 0.01 common |
Sale |
68,993 |
24.6952 USD |
||||
|
USD 0.01 common |
Sale |
77,517 |
24.7413 USD |
||||
|
USD 0.01 common |
Sale |
116,388 |
24.5927 USD |
||||
|
USD 0.01 common |
Sale |
149,480 |
24.6988 USD |
||||
|
USD 0.01 common |
Sale |
188,841 |
24.6935 USD |
||||
|
USD 0.01 common |
Sale |
692,631 |
24.5647 USD |
||||
|
USD 0.01 common |
Sale |
1,288,729 |
24.5500 USD |
||||
|
USD 0.01 common |
Sale |
1,742,338 |
24.7207 USD |
||||
|
USD 0.01 common |
Sale |
1,802,883 |
24.5535 USD |
||||
|
USD 0.01 common |
Sale |
2,000,000 |
24.5503 USD |
||||
|
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
|
Nature of dealing |
|
Number of |
Price per unit |
|
|
security |
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description |
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reference |
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|
securities |
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(c) |
Stock-settled derivative transactions (including options) |
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|
(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
|
date |
money |
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relevant |
|
selling, |
securities |
per unit |
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paid/ |
|
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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|
securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
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security |
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|
applicable) |
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4. |
OTHER INFORMATION |
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|
(a) |
Indemnity and other dealings arrangements |
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|||
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
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|
formal or informal, relating to relevant securities which may be an inducement to deal |
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|
or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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|
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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|
Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
13 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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