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Barclays PLC filed a Form 8.3 Public Opening Position Disclosure/Dealing Disclosure on 13 June 2022, relating to relevant securities of NortonLifeLock Inc. and also disclosing in respect of Avast PLC. On 10 June 2022, Barclays PLC conducted multiple purchases totaling 1,186,812 USD 0.01 common shares and multiple sales totaling 1,223,616 USD 0.01 common shares in NortonLifeLock Inc. Following these dealings, Barclays PLC holds total interests of 2,502,318 shares (0.44%) and total short positions of 3,308,156 shares (0.58%) in NortonLifeLock Inc.
| Date | 13 Jun 2022 |
| Time | 15:18:08 |
| Category | Holding(s) in company |
| ID | 6936O |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
10 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,119,723 |
0.19% |
784,004 |
0.14% |
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(2) |
Cash-settled derivatives: |
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1,382,595 |
0.24% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,502,318 |
0.44% |
3,308,156 |
0.58% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
23.0050 USD |
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USD 0.01 common |
Purchase |
7 |
23.1500 USD |
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USD 0.01 common |
Purchase |
7 |
23.0900 USD |
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USD 0.01 common |
Purchase |
7 |
23.2500 USD |
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USD 0.01 common |
Purchase |
14 |
23.1550 USD |
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USD 0.01 common |
Purchase |
24 |
23.3100 USD |
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USD 0.01 common |
Purchase |
30 |
23.1346 USD |
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USD 0.01 common |
Purchase |
35 |
23.0800 USD |
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USD 0.01 common |
Purchase |
42 |
23.3000 USD |
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USD 0.01 common |
Purchase |
42 |
23.1333 USD |
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USD 0.01 common |
Purchase |
46 |
23.3050 USD |
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USD 0.01 common |
Purchase |
49 |
23.0828 USD |
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USD 0.01 common |
Purchase |
49 |
23.0771 USD |
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USD 0.01 common |
Purchase |
65 |
23.1086 USD |
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USD 0.01 common |
Purchase |
65 |
23.1638 USD |
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USD 0.01 common |
Purchase |
69 |
22.7400 EUR |
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USD 0.01 common |
Purchase |
90 |
23.1075 USD |
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USD 0.01 common |
Purchase |
97 |
23.3800 USD |
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USD 0.01 common |
Purchase |
97 |
23.1348 USD |
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USD 0.01 common |
Purchase |
98 |
23.1992 USD |
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USD 0.01 common |
Purchase |
103 |
22.9927 USD |
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USD 0.01 common |
Purchase |
126 |
23.0192 USD |
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USD 0.01 common |
Purchase |
139 |
23.1893 USD |
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USD 0.01 common |
Purchase |
148 |
23.1129 USD |
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USD 0.01 common |
Purchase |
152 |
23.1280 USD |
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USD 0.01 common |
Purchase |
163 |
23.0973 USD |
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USD 0.01 common |
Purchase |
217 |
23.1600 USD |
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USD 0.01 common |
Purchase |
223 |
23.1486 USD |
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USD 0.01 common |
Purchase |
256 |
23.0530 USD |
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USD 0.01 common |
Purchase |
300 |
23.2933 USD |
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USD 0.01 common |
Purchase |
335 |
23.5631 USD |
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USD 0.01 common |
Purchase |
341 |
23.2169 USD |
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USD 0.01 common |
Purchase |
699 |
23.2884 USD |
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USD 0.01 common |
Purchase |
700 |
23.1200 USD |
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USD 0.01 common |
Purchase |
700 |
23.2785 USD |
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USD 0.01 common |
Purchase |
764 |
23.2173 USD |
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USD 0.01 common |
Purchase |
882 |
23.1840 USD |
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USD 0.01 common |
Purchase |
996 |
23.0636 USD |
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USD 0.01 common |
Purchase |
1,038 |
23.0374 USD |
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USD 0.01 common |
Purchase |
1,200 |
23.2033 USD |
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USD 0.01 common |
Purchase |
1,609 |
23.2886 USD |
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USD 0.01 common |
Purchase |
1,903 |
23.3085 USD |
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USD 0.01 common |
Purchase |
3,182 |
23.2992 USD |
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USD 0.01 common |
Purchase |
3,607 |
23.3320 USD |
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USD 0.01 common |
Purchase |
3,662 |
23.1227 USD |
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USD 0.01 common |
Purchase |
3,848 |
23.3268 USD |
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USD 0.01 common |
Purchase |
4,386 |
23.2832 USD |
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USD 0.01 common |
Purchase |
7,553 |
23.2320 USD |
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USD 0.01 common |
Purchase |
12,967 |
23.2108 USD |
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USD 0.01 common |
Purchase |
18,628 |
23.0985 USD |
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USD 0.01 common |
Purchase |
24,321 |
22.9506 USD |
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USD 0.01 common |
Purchase |
29,447 |
23.1844 USD |
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USD 0.01 common |
Purchase |
36,334 |
23.2509 USD |
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USD 0.01 common |
Purchase |
39,232 |
23.3046 USD |
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USD 0.01 common |
Purchase |
41,674 |
23.2543 USD |
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USD 0.01 common |
Purchase |
44,104 |
23.2356 USD |
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USD 0.01 common |
Purchase |
47,107 |
23.1886 USD |
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USD 0.01 common |
Purchase |
61,346 |
22.9500 USD |
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USD 0.01 common |
Purchase |
74,091 |
23.3232 USD |
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USD 0.01 common |
Purchase |
256,578 |
23.1488 USD |
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USD 0.01 common |
Purchase |
262,682 |
23.3322 USD |
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USD 0.01 common |
Sale |
1 |
23.1100 USD |
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USD 0.01 common |
Sale |
5 |
23.3200 USD |
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USD 0.01 common |
Sale |
5 |
23.3040 USD |
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USD 0.01 common |
Sale |
7 |
23.2700 USD |
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USD 0.01 common |
Sale |
14 |
23.2500 USD |
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USD 0.01 common |
Sale |
28 |
23.3569 USD |
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USD 0.01 common |
Sale |
48 |
23.3050 USD |
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USD 0.01 common |
Sale |
56 |
23.1000 USD |
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USD 0.01 common |
Sale |
69 |
22.7400 EUR |
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USD 0.01 common |
Sale |
72 |
23.5500 USD |
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USD 0.01 common |
Sale |
100 |
22.9550 USD |
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USD 0.01 common |
Sale |
100 |
22.9650 USD |
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USD 0.01 common |
Sale |
100 |
23.1350 USD |
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USD 0.01 common |
Sale |
100 |
23.2400 USD |
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USD 0.01 common |
Sale |
116 |
23.0200 USD |
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USD 0.01 common |
Sale |
182 |
23.3300 USD |
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USD 0.01 common |
Sale |
192 |
23.9600 USD |
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USD 0.01 common |
Sale |
200 |
23.0150 USD |
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USD 0.01 common |
Sale |
220 |
23.0045 USD |
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USD 0.01 common |
Sale |
300 |
23.1400 USD |
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USD 0.01 common |
Sale |
335 |
23.5631 USD |
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USD 0.01 common |
Sale |
400 |
23.1887 USD |
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USD 0.01 common |
Sale |
500 |
23.0080 USD |
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USD 0.01 common |
Sale |
500 |
23.0900 USD |
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USD 0.01 common |
Sale |
515 |
23.0837 USD |
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USD 0.01 common |
Sale |
560 |
23.5015 USD |
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USD 0.01 common |
Sale |
600 |
23.1791 USD |
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USD 0.01 common |
Sale |
662 |
23.3101 USD |
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USD 0.01 common |
Sale |
700 |
23.1200 USD |
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USD 0.01 common |
Sale |
780 |
23.4773 USD |
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USD 0.01 common |
Sale |
800 |
23.0387 USD |
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USD 0.01 common |
Sale |
900 |
23.4405 USD |
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USD 0.01 common |
Sale |
900 |
23.0155 USD |
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USD 0.01 common |
Sale |
996 |
23.0636 USD |
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USD 0.01 common |
Sale |
1,020 |
23.0811 USD |
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USD 0.01 common |
Sale |
1,044 |
23.2188 USD |
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USD 0.01 common |
Sale |
1,155 |
23.2223 USD |
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USD 0.01 common |
Sale |
1,167 |
23.0100 USD |
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USD 0.01 common |
Sale |
1,200 |
23.1633 USD |
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USD 0.01 common |
Sale |
1,332 |
22.9567 USD |
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USD 0.01 common |
Sale |
1,348 |
23.0800 USD |
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USD 0.01 common |
Sale |
1,455 |
23.0806 USD |
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USD 0.01 common |
Sale |
1,700 |
23.0000 USD |
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USD 0.01 common |
Sale |
1,707 |
23.0140 USD |
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USD 0.01 common |
Sale |
2,205 |
23.2103 USD |
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USD 0.01 common |
Sale |
2,366 |
23.0170 USD |
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USD 0.01 common |
Sale |
2,625 |
23.1006 USD |
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USD 0.01 common |
Sale |
3,041 |
23.0120 USD |
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USD 0.01 common |
Sale |
3,413 |
23.3763 USD |
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USD 0.01 common |
Sale |
3,662 |
23.1227 USD |
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USD 0.01 common |
Sale |
3,994 |
23.2989 USD |
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USD 0.01 common |
Sale |
4,000 |
23.0420 USD |
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USD 0.01 common |
Sale |
5,514 |
23.0002 USD |
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USD 0.01 common |
Sale |
6,897 |
22.9508 USD |
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USD 0.01 common |
Sale |
7,466 |
23.3259 USD |
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USD 0.01 common |
Sale |
11,862 |
23.1465 USD |
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USD 0.01 common |
Sale |
12,208 |
23.2193 USD |
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USD 0.01 common |
Sale |
13,326 |
23.0277 USD |
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USD 0.01 common |
Sale |
17,663 |
23.2355 USD |
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USD 0.01 common |
Sale |
22,777 |
23.2868 USD |
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USD 0.01 common |
Sale |
27,605 |
23.2673 USD |
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USD 0.01 common |
Sale |
37,598 |
23.3065 USD |
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USD 0.01 common |
Sale |
55,918 |
23.3313 USD |
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USD 0.01 common |
Sale |
67,016 |
23.2429 USD |
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USD 0.01 common |
Sale |
74,965 |
22.9500 USD |
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USD 0.01 common |
Sale |
276,498 |
23.3298 USD |
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USD 0.01 common |
Sale |
351,365 |
23.1515 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
13 Jun 2022 |
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|||
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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