Form 8.5 (EPT/NON-RI) SHAFTESBURY PLC

RNS Number : 6621O

Barclays PLC

13 June 2022

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.			KEY INFORMATION
	(a)	Name of exempt principal trader:		BARCLAYS CAPITAL SECURITIES LTD
	(b)	Name of offeror/offeree in relation to whose		SHAFTESBURY PLC
		relevant securities this form relates:
	(c)	Name of the party to the offer with which exempt		CAPITAL & COUNTIES PROPERTIES PLC
		principal trader is connected
	(d)	Date position held/dealing undertaken:		10 June 2022
	(e)	In addition to the company in 1(b) above, is the exempt principal		YES:
		trader making disclosures in respect of any other party to the offer?		CAPITAL & COUNTIES PROPERTIES PLC

2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			25p ordinary
			Interests			Short Positions
			Number		(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		256,065		0.07%	2,554,659	0.66%

(2)	Cash-settled derivatives:
			4,155,188		1.08%	70,588	0.02%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		456097.65		0.12%	0	0.00%


	TOTAL:		4,867,351		1.27%	2,625,247	0.68%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.					DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale			Total number of		Highest price per unit	Lowest price per unit
security					securities		paid/received	paid/received
25p ordinary		Purchase			32,420		5.8800 GBP	5.8068 GBP
25p ordinary		Sale			52,905		5.8800 GBP	5.7976 GBP

(b)	Cash-settled derivative transactions
Class of		Product			Nature of dealing		Number of	Price per
relevant		description					reference	unit
security							securities
25p ordinary		SWAP			Decreasing Long		450	5.8132 GBP
25p ordinary		SWAP			Decreasing Long		1,000	5.8705 GBP
25p ordinary		SWAP			Increasing Long		228	5.8799 GBP
25p ordinary		SWAP			Increasing Long		287	5.8700 GBP
25p ordinary		SWAP			Increasing Long		314	5.8068 GBP
25p ordinary		SWAP			Increasing Long		521	5.8075 GBP
25p ordinary		SWAP			Increasing Long		521	5.8319 GBP
25p ordinary		SWAP			Increasing Long		620	5.8800 GBP
25p ordinary		SWAP			Increasing Long		741	5.8371 GBP
25p ordinary		SWAP			Increasing Long		1,064	5.8083 GBP
25p ordinary		SWAP			Increasing Long		1,157	5.8219 GBP
25p ordinary		SWAP			Increasing Long		1,517	5.8411 GBP
25p ordinary		SWAP			Increasing Long		2,303	5.8408 GBP
25p ordinary		CFD			Increasing Long		2,435	5.8532 GBP
25p ordinary		SWAP			Increasing Long		3,025	5.8343 GBP
25p ordinary		CFD			Increasing Long		3,312	5.8542 GBP
25p ordinary		SWAP			Increasing Long		3,779	5.8443 GBP
25p ordinary		SWAP			Increasing Long		7,908	5.8691 GBP
25p ordinary		SWAP			Increasing Short		92	5.7954 GBP
25p ordinary		SWAP			Increasing Short		285	5.8130 GBP
25p ordinary		SWAP			Opening Long		5,178	5.8204 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number		Exercise	Type	Expiry	Option
of	description	purchasing,	of		price		date	money
relevant		selling,	securities		per unit			paid/
security		varying etc	to which					received
			option					per unit
			relates


(ii)	Exercising
Class of relevant		Product description			Exercising/ exercised against		Number of	Exercise price per
security							securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings			Details		Price per unit (if
security							applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				13 Jun 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:				BARCLAYS CAPITAL SECURITIES LTD
Name of offeror/offeree in relation to whose				SHAFTESBURY PLC
relevant securities this from relates:				SHAFTESBURY PLC
2.				OPTIONS AND DERIVATIVES
Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
25p ordinary		Exchangeable Bond	Long	456097.65	n/a	n/a	30 Mar 2026
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

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END

FEOEAEKDFDNAEFA

TIDM	BARC
Share Price	497.55p0.16%
Market Cap	£66.81bn

Date	13 Jun 2022
Time	11:42:36
Category	Holding(s) in company
ID	6621O

TIDM	BARC
Share Price	497.55p0.16%
Market Cap	£66.81bn

Date	13 Jun 2022
Time	11:42:36
Category	Holding(s) in company
ID	6621O

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Form 8.5 (EPT/NON-RI) SHAFTESBURY PLC