t
Barclays PLC submitted a Form 8.3 disclosure on 14 June 2022, detailing its positions and dealings in relevant securities of NortonLifeLock Inc. on 13 June 2022, with Avast PLC also noted as an offer party. As of 13 June 2022, Barclays PLC held total interests of 2,587,142 (0.45%) and total short positions of 3,413,567 (0.59%) in NortonLifeLock Inc. USD 0.01 common shares, comprising owned securities and cash-settled derivatives, and conducted various purchases and sales.
| Date | 14 Jun 2022 |
| Time | 15:44:39 |
| Category | Holding(s) in company |
| ID | 8628O |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
13 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,204,547 |
0.21% |
889,415 |
0.15% |
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(2) |
Cash-settled derivatives: |
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1,382,595 |
0.24% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,587,142 |
0.45% |
3,413,567 |
0.59% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
22.4900 USD |
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USD 0.01 common |
Purchase |
4 |
22.3750 USD |
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USD 0.01 common |
Purchase |
20 |
22.1600 USD |
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USD 0.01 common |
Purchase |
68 |
22.2428 USD |
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USD 0.01 common |
Purchase |
69 |
22.2797 USD |
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USD 0.01 common |
Purchase |
100 |
22.4700 USD |
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USD 0.01 common |
Purchase |
100 |
22.2700 USD |
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USD 0.01 common |
Purchase |
101 |
22.3073 USD |
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USD 0.01 common |
Purchase |
102 |
22.2790 USD |
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USD 0.01 common |
Purchase |
137 |
22.3448 USD |
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USD 0.01 common |
Purchase |
163 |
22.2899 USD |
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USD 0.01 common |
Purchase |
169 |
22.2866 USD |
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USD 0.01 common |
Purchase |
200 |
22.2200 USD |
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USD 0.01 common |
Purchase |
300 |
22.2483 USD |
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USD 0.01 common |
Purchase |
300 |
22.5100 USD |
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USD 0.01 common |
Purchase |
300 |
22.1933 USD |
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USD 0.01 common |
Purchase |
326 |
22.3066 USD |
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USD 0.01 common |
Purchase |
334 |
22.2699 USD |
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USD 0.01 common |
Purchase |
368 |
22.2732 USD |
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USD 0.01 common |
Purchase |
394 |
22.4800 USD |
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USD 0.01 common |
Purchase |
400 |
22.1775 USD |
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USD 0.01 common |
Purchase |
401 |
22.2667 USD |
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USD 0.01 common |
Purchase |
414 |
22.4944 USD |
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USD 0.01 common |
Purchase |
465 |
22.2536 USD |
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USD 0.01 common |
Purchase |
468 |
22.2672 USD |
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USD 0.01 common |
Purchase |
542 |
22.3990 USD |
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USD 0.01 common |
Purchase |
600 |
22.4966 USD |
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USD 0.01 common |
Purchase |
600 |
22.2133 USD |
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USD 0.01 common |
Purchase |
637 |
22.3685 USD |
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USD 0.01 common |
Purchase |
700 |
22.4657 USD |
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USD 0.01 common |
Purchase |
700 |
22.2271 USD |
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USD 0.01 common |
Purchase |
714 |
22.2425 USD |
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USD 0.01 common |
Purchase |
774 |
22.2875 USD |
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USD 0.01 common |
Purchase |
800 |
22.2286 USD |
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USD 0.01 common |
Purchase |
800 |
22.4950 USD |
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USD 0.01 common |
Purchase |
900 |
22.2250 USD |
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USD 0.01 common |
Purchase |
1,000 |
22.2295 USD |
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USD 0.01 common |
Purchase |
1,247 |
22.2400 USD |
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USD 0.01 common |
Purchase |
1,258 |
22.5031 USD |
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USD 0.01 common |
Purchase |
1,300 |
22.2292 USD |
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USD 0.01 common |
Purchase |
1,400 |
22.5200 USD |
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USD 0.01 common |
Purchase |
1,400 |
22.3239 USD |
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USD 0.01 common |
Purchase |
1,500 |
22.2276 USD |
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USD 0.01 common |
Purchase |
1,544 |
22.2358 USD |
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USD 0.01 common |
Purchase |
1,700 |
22.5111 USD |
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USD 0.01 common |
Purchase |
1,712 |
22.4503 USD |
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|
USD 0.01 common |
Purchase |
1,920 |
22.4815 USD |
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USD 0.01 common |
Purchase |
2,119 |
22.2291 USD |
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|
USD 0.01 common |
Purchase |
2,378 |
22.2343 USD |
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|
USD 0.01 common |
Purchase |
2,441 |
22.2499 USD |
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USD 0.01 common |
Purchase |
2,542 |
22.4517 USD |
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|
USD 0.01 common |
Purchase |
2,597 |
22.2216 USD |
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|
USD 0.01 common |
Purchase |
3,748 |
22.4486 USD |
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|
USD 0.01 common |
Purchase |
4,209 |
22.4294 USD |
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USD 0.01 common |
Purchase |
4,629 |
22.4536 USD |
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|
USD 0.01 common |
Purchase |
4,936 |
22.2287 USD |
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|
USD 0.01 common |
Purchase |
7,766 |
22.4385 USD |
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|
USD 0.01 common |
Purchase |
8,411 |
22.5150 USD |
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|
USD 0.01 common |
Purchase |
9,192 |
22.2214 USD |
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|
USD 0.01 common |
Purchase |
11,693 |
22.2300 USD |
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|
USD 0.01 common |
Purchase |
13,934 |
22.1986 USD |
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|
USD 0.01 common |
Purchase |
14,417 |
22.3279 USD |
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|
USD 0.01 common |
Purchase |
17,246 |
22.2169 USD |
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|
USD 0.01 common |
Purchase |
17,695 |
22.5167 USD |
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|
USD 0.01 common |
Purchase |
18,160 |
22.4411 USD |
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|
USD 0.01 common |
Purchase |
21,519 |
22.2384 USD |
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|
USD 0.01 common |
Purchase |
29,751 |
22.3253 USD |
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|
USD 0.01 common |
Purchase |
39,093 |
22.3417 USD |
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|
USD 0.01 common |
Purchase |
40,887 |
22.3573 USD |
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|
USD 0.01 common |
Purchase |
42,668 |
22.4034 USD |
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|
USD 0.01 common |
Purchase |
64,167 |
22.4668 USD |
||||
|
USD 0.01 common |
Purchase |
72,380 |
22.2775 USD |
||||
|
USD 0.01 common |
Purchase |
73,441 |
22.4488 USD |
||||
|
USD 0.01 common |
Purchase |
101,897 |
22.2234 USD |
||||
|
USD 0.01 common |
Purchase |
121,737 |
22.4931 USD |
||||
|
USD 0.01 common |
Purchase |
230,000 |
22.4500 USD |
||||
|
USD 0.01 common |
Purchase |
361,556 |
22.3631 USD |
||||
|
USD 0.01 common |
Purchase |
365,428 |
22.2891 USD |
||||
|
USD 0.01 common |
Purchase |
1,341,703 |
22.4378 USD |
||||
|
USD 0.01 common |
Purchase |
5,128,793 |
22.4457 USD |
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USD 0.01 common |
Purchase |
7,484,975 |
22.4498 USD |
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USD 0.01 common |
Sale |
28 |
22.5100 USD |
||||
|
USD 0.01 common |
Sale |
35 |
22.6300 USD |
||||
|
USD 0.01 common |
Sale |
65 |
22.5800 USD |
||||
|
USD 0.01 common |
Sale |
70 |
22.6100 USD |
||||
|
USD 0.01 common |
Sale |
73 |
22.1600 USD |
||||
|
USD 0.01 common |
Sale |
94 |
22.4800 USD |
||||
|
USD 0.01 common |
Sale |
100 |
22.2400 USD |
||||
|
USD 0.01 common |
Sale |
100 |
22.5700 USD |
||||
|
USD 0.01 common |
Sale |
105 |
22.5333 USD |
||||
|
USD 0.01 common |
Sale |
137 |
22.3448 USD |
||||
|
USD 0.01 common |
Sale |
138 |
22.2175 USD |
||||
|
USD 0.01 common |
Sale |
140 |
22.5050 USD |
||||
|
USD 0.01 common |
Sale |
174 |
22.5572 USD |
||||
|
USD 0.01 common |
Sale |
200 |
22.3600 USD |
||||
|
USD 0.01 common |
Sale |
200 |
22.4325 USD |
||||
|
USD 0.01 common |
Sale |
202 |
22.4600 USD |
||||
|
USD 0.01 common |
Sale |
300 |
22.5000 USD |
||||
|
USD 0.01 common |
Sale |
400 |
22.4650 USD |
||||
|
USD 0.01 common |
Sale |
400 |
22.4675 USD |
||||
|
USD 0.01 common |
Sale |
401 |
22.2667 USD |
||||
|
USD 0.01 common |
Sale |
563 |
22.4400 USD |
||||
|
USD 0.01 common |
Sale |
600 |
22.5416 USD |
||||
|
USD 0.01 common |
Sale |
780 |
22.3450 USD |
||||
|
USD 0.01 common |
Sale |
783 |
22.1861 USD |
||||
|
USD 0.01 common |
Sale |
800 |
22.3250 USD |
||||
|
USD 0.01 common |
Sale |
800 |
22.5225 USD |
||||
|
USD 0.01 common |
Sale |
800 |
22.4687 USD |
||||
|
USD 0.01 common |
Sale |
843 |
22.3174 USD |
||||
|
USD 0.01 common |
Sale |
885 |
22.3591 USD |
||||
|
USD 0.01 common |
Sale |
1,008 |
22.3446 USD |
||||
|
USD 0.01 common |
Sale |
1,067 |
22.5253 USD |
||||
|
USD 0.01 common |
Sale |
1,173 |
22.3059 USD |
||||
|
USD 0.01 common |
Sale |
1,232 |
22.3666 USD |
||||
|
USD 0.01 common |
Sale |
1,300 |
22.3000 USD |
||||
|
USD 0.01 common |
Sale |
1,453 |
22.2969 USD |
||||
|
USD 0.01 common |
Sale |
1,494 |
22.2976 USD |
||||
|
USD 0.01 common |
Sale |
1,673 |
22.5537 USD |
||||
|
USD 0.01 common |
Sale |
1,982 |
22.4023 USD |
||||
|
USD 0.01 common |
Sale |
2,044 |
22.4644 USD |
||||
|
USD 0.01 common |
Sale |
2,158 |
22.5437 USD |
||||
|
USD 0.01 common |
Sale |
2,166 |
22.5102 USD |
||||
|
USD 0.01 common |
Sale |
2,731 |
22.5372 USD |
||||
|
USD 0.01 common |
Sale |
2,909 |
22.4873 USD |
||||
|
USD 0.01 common |
Sale |
2,945 |
22.3361 USD |
||||
|
USD 0.01 common |
Sale |
2,969 |
22.4586 USD |
||||
|
USD 0.01 common |
Sale |
3,034 |
22.5517 USD |
||||
|
USD 0.01 common |
Sale |
3,084 |
22.5394 USD |
||||
|
USD 0.01 common |
Sale |
3,400 |
22.3100 USD |
||||
|
USD 0.01 common |
Sale |
3,578 |
22.5495 USD |
||||
|
USD 0.01 common |
Sale |
3,655 |
22.2805 USD |
||||
|
USD 0.01 common |
Sale |
3,756 |
22.3902 USD |
||||
|
USD 0.01 common |
Sale |
4,000 |
22.3108 USD |
||||
|
USD 0.01 common |
Sale |
4,501 |
22.2685 USD |
||||
|
USD 0.01 common |
Sale |
4,743 |
22.2995 USD |
||||
|
USD 0.01 common |
Sale |
5,079 |
22.2632 USD |
||||
|
USD 0.01 common |
Sale |
5,756 |
22.4847 USD |
||||
|
USD 0.01 common |
Sale |
6,239 |
22.2980 USD |
||||
|
USD 0.01 common |
Sale |
6,629 |
22.2680 USD |
||||
|
USD 0.01 common |
Sale |
6,675 |
22.1830 USD |
||||
|
USD 0.01 common |
Sale |
7,314 |
22.5548 USD |
||||
|
USD 0.01 common |
Sale |
8,081 |
22.5190 USD |
||||
|
USD 0.01 common |
Sale |
8,572 |
22.5680 USD |
||||
|
USD 0.01 common |
Sale |
8,740 |
22.2017 USD |
||||
|
USD 0.01 common |
Sale |
9,349 |
22.4022 USD |
||||
|
USD 0.01 common |
Sale |
10,097 |
22.5558 USD |
||||
|
USD 0.01 common |
Sale |
10,370 |
22.6140 USD |
||||
|
USD 0.01 common |
Sale |
14,455 |
22.4950 USD |
||||
|
USD 0.01 common |
Sale |
15,484 |
22.5626 USD |
||||
|
USD 0.01 common |
Sale |
17,179 |
22.1837 USD |
||||
|
USD 0.01 common |
Sale |
18,947 |
22.5827 USD |
||||
|
USD 0.01 common |
Sale |
19,724 |
22.3869 USD |
||||
|
USD 0.01 common |
Sale |
20,789 |
22.3344 USD |
||||
|
USD 0.01 common |
Sale |
21,007 |
22.2330 USD |
||||
|
USD 0.01 common |
Sale |
22,414 |
22.3414 USD |
||||
|
USD 0.01 common |
Sale |
24,883 |
22.3382 USD |
||||
|
USD 0.01 common |
Sale |
29,546 |
22.3288 USD |
||||
|
USD 0.01 common |
Sale |
33,557 |
22.2309 USD |
||||
|
USD 0.01 common |
Sale |
35,445 |
22.4829 USD |
||||
|
USD 0.01 common |
Sale |
35,714 |
22.3037 USD |
||||
|
USD 0.01 common |
Sale |
39,980 |
22.3124 USD |
||||
|
USD 0.01 common |
Sale |
47,430 |
22.3217 USD |
||||
|
USD 0.01 common |
Sale |
49,013 |
22.5634 USD |
||||
|
USD 0.01 common |
Sale |
49,877 |
22.4733 USD |
||||
|
USD 0.01 common |
Sale |
56,212 |
22.2958 USD |
||||
|
USD 0.01 common |
Sale |
71,712 |
22.5060 USD |
||||
|
USD 0.01 common |
Sale |
80,245 |
22.4232 USD |
||||
|
USD 0.01 common |
Sale |
99,158 |
22.5245 USD |
||||
|
USD 0.01 common |
Sale |
99,599 |
22.2300 USD |
||||
|
USD 0.01 common |
Sale |
113,104 |
22.4700 USD |
||||
|
USD 0.01 common |
Sale |
134,922 |
22.5714 USD |
||||
|
USD 0.01 common |
Sale |
146,619 |
22.2842 USD |
||||
|
USD 0.01 common |
Sale |
188,557 |
22.3422 USD |
||||
|
USD 0.01 common |
Sale |
393,813 |
22.2931 USD |
||||
|
USD 0.01 common |
Sale |
401,789 |
22.3325 USD |
||||
|
USD 0.01 common |
Sale |
747,710 |
22.4500 USD |
||||
|
USD 0.01 common |
Sale |
1,344,526 |
22.4378 USD |
||||
|
USD 0.01 common |
Sale |
3,628,210 |
22.4231 USD |
||||
|
USD 0.01 common |
Sale |
7,482,054 |
22.4499 USD |
||||
|
|
|
|
|
|
|
|
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|
(b) |
Cash-settled derivative transactions |
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|
Class of relevant |
Product |
|
Nature of dealing |
|
Number of |
Price per unit |
|
|
security |
|
description |
|
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|
reference |
|
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|
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|
securities |
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(c) |
Stock-settled derivative transactions (including options) |
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||||
|
(i) |
Writing, selling, purchasing or varying |
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|
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
of |
description |
purchasing, |
of |
price |
|
date |
money |
|
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
|
security |
|
varying etc |
to which |
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received |
|
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|
|
option |
|
|
|
per unit |
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|
relates |
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|
(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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|
security |
|
|
|
securities |
unit |
||
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
14 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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