Form 8.5 (EPT/NON-RI) BREWIN DOLPHIN HOLDINGS

RNS Number : 1527P

Barclays PLC

16 June 2022

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				BREWIN DOLPHIN HOLDINGS PLC
	relevant securities this form relates:				BREWIN DOLPHIN HOLDINGS PLC
(c)	Name of the party to the offer with which exempt				BREWIN DOLPHIN HOLDINGS PLC
	principal trader is connected				BREWIN DOLPHIN HOLDINGS PLC
(d)	Date position held/dealing undertaken:				15 June 2022
(e)	In addition to the company in 1(b) above, is the exempt principal				NO
	trader making disclosures in respect of any other party to the offer?
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			1p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		7,008,776	2.31%	338,477	0.11%

(2)	Cash-settled derivatives:
			246,535	0.08%	6,859,784	2.26%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%


	TOTAL:		7,255,311	2.39%	7,198,261	2.37%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		85,681		5.1100 GBP	5.08 GBP
1p ordinary		Sale		124,895		5.1000 GBP	5.0799 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Decreasing Long		749	5.1000 GBP
1p ordinary		SWAP		Decreasing Long		802	5.0908 GBP
1p ordinary		SWAP		Decreasing Short		971	5.0900 GBP
1p ordinary		SWAP		Decreasing Short		1,101	5.1100 GBP
1p ordinary		CFD		Decreasing Short		1,362	5.0993 GBP
1p ordinary		SWAP		Decreasing Short		5,156	5.0930 GBP
1p ordinary		CFD		Decreasing Short		5,176	5.0800 GBP
1p ordinary		SWAP		Decreasing Short		13,744	5.0905 GBP
1p ordinary		SWAP		Decreasing Short		14,114	5.0902 GBP
1p ordinary		SWAP		Increasing Short		156	5.0949 GBP
1p ordinary		SWAP		Increasing Short		900	5.0799 GBP
1p ordinary		SWAP		Increasing Short		1,101	5.1100 GBP
1p ordinary		SWAP		Opening Short		19	5.0900 GBP
1p ordinary		SWAP		Opening Short		749	5.1000 GBP
1p ordinary		SWAP		Opening Short		3,451	5.0911 GBP
1p ordinary		SWAP		Opening Long		4,069	5.1000 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				16 Jun 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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END

FEOKZGMVLVDGZZG

TIDM	BARC
Share Price	499.35p0.53%
Market Cap	£67.05bn

Date	16 Jun 2022
Time	10:55:25
Category	Holding(s) in company
ID	1527P

TIDM	BARC
Share Price	499.35p0.53%
Market Cap	£67.05bn

Date	16 Jun 2022
Time	10:55:25
Category	Holding(s) in company
ID	1527P

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Form 8.5 (EPT/NON-RI) BREWIN DOLPHIN HOLDINGS