/Equities/XLON/BARC/RNS

Form 8.5 (EPT/NON-RI) Shaftesbury plc

RNS Number : 6311P

Barclays PLC

21 June 2022

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

SHAFTESBURY PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Capital & Counties Properties plc

principal trader is connected

(d)

Date position held/dealing undertaken:

20 June 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

trader making disclosures in respect of any other party to the offer?

CAPITAL & COUNTIES PROPERTIES PLC

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

25p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

247,931

0.06%

2,710,721

0.71%

(2)

Cash-settled derivatives:

4,675,471

1.22%

88,318

0.02%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

456097.65

0.12%

0.00%

TOTAL:

5,379,500

1.40%

2,799,039

0.73%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.			DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security			securities	paid/received	paid/received
25p ordinary		Purchase	170,107	5.6200 GBP	5.495 GBP
25p ordinary		Sale	73,883	5.6000 GBP	5.525 GBP

(b)	Cash-settled derivative transactions
Class of		Product	Nature of dealing	Number of	Price per
relevant		description		reference	unit
security				securities
25p ordinary		CFD	Decreasing Long	2	5.5650 GBP
25p ordinary		CFD	Decreasing Long	26	5.5661 GBP
25p ordinary		SWAP	Decreasing Long	341	5.5526 GBP
25p ordinary		SWAP	Decreasing Long	1,043	5.5763 GBP
25p ordinary		SWAP	Decreasing Long	1,585	5.5308 GBP
25p ordinary		SWAP	Decreasing Long	1,691	5.5634 GBP
25p ordinary		CFD	Decreasing Long	2,354	5.5904 GBP
25p ordinary		SWAP	Decreasing Long	2,804	5.5642 GBP
25p ordinary		SWAP	Decreasing Long	3,115	5.5575 GBP
25p ordinary		SWAP	Decreasing Long	3,189	5.5633 GBP
25p ordinary		CFD	Decreasing Long	3,528	5.5432 GBP
25p ordinary		SWAP	Decreasing Long	3,552	5.5261 GBP
25p ordinary		SWAP	Decreasing Long	3,926	5.5355 GBP
25p ordinary		SWAP	Decreasing Long	4,996	5.5323 GBP
25p ordinary		SWAP	Decreasing Long	5,719	5.5111 GBP
25p ordinary		SWAP	Decreasing Long	5,844	5.5370 GBP
25p ordinary		SWAP	Decreasing Long	7,260	5.5311 GBP
25p ordinary		SWAP	Decreasing Long	7,891	5.5608 GBP
25p ordinary		SWAP	Decreasing Long	10,399	5.5654 GBP
25p ordinary		CFD	Decreasing Long	11,227	5.5315 GBP
25p ordinary		SWAP	Decreasing Long	26,371	5.5565 GBP
25p ordinary		SWAP	Decreasing Long	29,291	5.5545 GBP
25p ordinary		CFD	Decreasing Long	66,485	5.5658 GBP
25p ordinary		SWAP	Increasing Long	16	5.5399 GBP
25p ordinary		SWAP	Increasing Long	532	5.5000 GBP
25p ordinary		SWAP	Increasing Long	579	5.5350 GBP
25p ordinary		SWAP	Increasing Long	757	5.5150 GBP
25p ordinary		SWAP	Increasing Long	1,200	5.4940 GBP
25p ordinary		SWAP	Increasing Long	5,368	5.5899 GBP
25p ordinary		SWAP	Increasing Long	5,580	5.5963 GBP
25p ordinary		SWAP	Increasing Long	18,808	5.5976 GBP
25p ordinary		SWAP	Increasing Short	217	5.5525 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				21 Jun 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.			KEY INFORMATION
Identity of the person whose positions/dealings			BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:			BARCLAYS CAPITAL SECURITIES LTD
Name of offeror/offeree in relation to whose			SHAFTESBURY PLC
relevant securities this from relates:			SHAFTESBURY PLC
2.			OPTIONS AND DERIVATIVES
Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
25p ordinary	Exchangeable Bond	Long	456097.65	n/a	n/a	30 Mar 2026
3.			AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

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END

FEOEANKFALKAEEA

TIDM	BARC
Share Price	499.45p0.55%
Market Cap	£67.07bn

Date	21 Jun 2022
Time	10:47:45
Category	Holding(s) in company
ID	6311P

TIDM	BARC
Share Price	499.45p0.55%
Market Cap	£67.07bn

Date	21 Jun 2022
Time	10:47:45
Category	Holding(s) in company
ID	6311P

t

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Form 8.5 (EPT/NON-RI) Shaftesbury plc