t
Barclays PLC disclosed a Form 8.3 detailing its dealings and positions in NortonLifeLock Inc. relevant securities as of 17 June 2022. On this date, Barclays PLC made purchases of 589,738 USD 0.01 common shares and sales of 730,958 USD 0.01 common shares of NortonLifeLock Inc. Following these dealings, Barclays PLC held a total long position of 2,239,497 (0.39%) and a total short position of 3,498,326 (0.61%) in NortonLifeLock Inc. relevant securities.
| Date | 22 Jun 2022 |
| Time | 15:43:35 |
| Category | Holding(s) in company |
| ID | 8495P |
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FORM 8.3 |
Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
17 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,098,202 |
0.19% |
974,174 |
0.17% |
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(2) |
Cash-settled derivatives: |
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1,141,295 |
0.20% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,239,497 |
0.39% |
3,498,326 |
0.61% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
4 |
21.8400 USD |
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USD 0.01 common |
Purchase |
7 |
21.8557 USD |
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USD 0.01 common |
Purchase |
12 |
21.8100 USD |
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USD 0.01 common |
Purchase |
19 |
21.8015 USD |
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USD 0.01 common |
Purchase |
23 |
21.8213 USD |
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USD 0.01 common |
Purchase |
24 |
21.7879 USD |
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USD 0.01 common |
Purchase |
42 |
21.8150 USD |
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USD 0.01 common |
Purchase |
102 |
21.7454 USD |
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USD 0.01 common |
Purchase |
110 |
21.9370 USD |
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USD 0.01 common |
Purchase |
117 |
21.8358 USD |
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USD 0.01 common |
Purchase |
120 |
21.8950 USD |
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USD 0.01 common |
Purchase |
200 |
21.7675 USD |
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USD 0.01 common |
Purchase |
200 |
21.6500 USD |
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USD 0.01 common |
Purchase |
217 |
21.8214 USD |
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USD 0.01 common |
Purchase |
224 |
21.9103 USD |
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USD 0.01 common |
Purchase |
232 |
21.8383 USD |
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USD 0.01 common |
Purchase |
254 |
21.8351 USD |
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USD 0.01 common |
Purchase |
265 |
21.8593 USD |
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USD 0.01 common |
Purchase |
266 |
21.7024 USD |
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USD 0.01 common |
Purchase |
300 |
21.8433 USD |
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USD 0.01 common |
Purchase |
302 |
21.7228 USD |
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USD 0.01 common |
Purchase |
400 |
21.8325 USD |
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USD 0.01 common |
Purchase |
539 |
21.8028 USD |
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USD 0.01 common |
Purchase |
549 |
21.7726 USD |
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USD 0.01 common |
Purchase |
572 |
21.8437 USD |
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USD 0.01 common |
Purchase |
600 |
21.6491 USD |
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USD 0.01 common |
Purchase |
697 |
21.8336 USD |
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USD 0.01 common |
Purchase |
909 |
21.9157 USD |
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USD 0.01 common |
Purchase |
909 |
21.9158 USD |
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USD 0.01 common |
Purchase |
1,069 |
21.9229 USD |
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USD 0.01 common |
Purchase |
1,204 |
21.8232 USD |
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USD 0.01 common |
Purchase |
1,300 |
21.8330 USD |
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USD 0.01 common |
Purchase |
1,600 |
21.9118 USD |
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USD 0.01 common |
Purchase |
1,704 |
21.8223 USD |
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USD 0.01 common |
Purchase |
1,842 |
21.8228 USD |
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USD 0.01 common |
Purchase |
2,226 |
21.8600 USD |
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USD 0.01 common |
Purchase |
2,436 |
21.8366 USD |
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USD 0.01 common |
Purchase |
3,886 |
21.8097 USD |
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USD 0.01 common |
Purchase |
4,254 |
21.8136 USD |
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USD 0.01 common |
Purchase |
4,325 |
21.8224 USD |
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USD 0.01 common |
Purchase |
4,816 |
21.8599 USD |
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USD 0.01 common |
Purchase |
5,940 |
21.8329 USD |
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USD 0.01 common |
Purchase |
8,410 |
21.8253 USD |
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USD 0.01 common |
Purchase |
9,328 |
21.7100 USD |
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USD 0.01 common |
Purchase |
17,530 |
21.7525 USD |
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USD 0.01 common |
Purchase |
22,170 |
21.7908 USD |
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|
USD 0.01 common |
Purchase |
22,901 |
21.8178 USD |
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|
USD 0.01 common |
Purchase |
26,599 |
21.7152 USD |
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|
USD 0.01 common |
Purchase |
28,518 |
21.8491 USD |
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USD 0.01 common |
Purchase |
42,827 |
21.8649 USD |
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|
USD 0.01 common |
Purchase |
58,721 |
21.8113 USD |
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USD 0.01 common |
Purchase |
59,668 |
21.8651 USD |
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USD 0.01 common |
Purchase |
66,369 |
21.8043 USD |
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USD 0.01 common |
Purchase |
91,146 |
21.8307 USD |
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USD 0.01 common |
Purchase |
121,917 |
21.8596 USD |
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USD 0.01 common |
Purchase |
189,535 |
21.8300 USD |
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USD 0.01 common |
Purchase |
189,940 |
21.8167 USD |
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USD 0.01 common |
Sale |
2 |
21.7400 USD |
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USD 0.01 common |
Sale |
2 |
21.8450 USD |
||||
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USD 0.01 common |
Sale |
12 |
21.8100 USD |
||||
|
USD 0.01 common |
Sale |
12 |
21.8800 USD |
||||
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USD 0.01 common |
Sale |
12 |
21.8850 USD |
||||
|
USD 0.01 common |
Sale |
21 |
21.8633 USD |
||||
|
USD 0.01 common |
Sale |
21 |
21.8350 USD |
||||
|
USD 0.01 common |
Sale |
22 |
21.9300 USD |
||||
|
USD 0.01 common |
Sale |
29 |
21.8600 USD |
||||
|
USD 0.01 common |
Sale |
42 |
21.7652 USD |
||||
|
USD 0.01 common |
Sale |
44 |
21.8000 USD |
||||
|
USD 0.01 common |
Sale |
49 |
21.8271 USD |
||||
|
USD 0.01 common |
Sale |
49 |
21.8357 USD |
||||
|
USD 0.01 common |
Sale |
49 |
21.8335 USD |
||||
|
USD 0.01 common |
Sale |
49 |
21.8464 USD |
||||
|
USD 0.01 common |
Sale |
56 |
21.8381 USD |
||||
|
USD 0.01 common |
Sale |
62 |
21.8156 USD |
||||
|
USD 0.01 common |
Sale |
62 |
21.8116 USD |
||||
|
USD 0.01 common |
Sale |
68 |
21.8232 USD |
||||
|
USD 0.01 common |
Sale |
70 |
21.8050 USD |
||||
|
USD 0.01 common |
Sale |
72 |
21.8700 USD |
||||
|
USD 0.01 common |
Sale |
80 |
21.7905 USD |
||||
|
USD 0.01 common |
Sale |
82 |
21.8021 USD |
||||
|
USD 0.01 common |
Sale |
88 |
21.7911 USD |
||||
|
USD 0.01 common |
Sale |
90 |
21.7368 USD |
||||
|
USD 0.01 common |
Sale |
100 |
21.8650 USD |
||||
|
USD 0.01 common |
Sale |
100 |
21.7700 USD |
||||
|
USD 0.01 common |
Sale |
100 |
21.7800 USD |
||||
|
USD 0.01 common |
Sale |
100 |
21.9000 USD |
||||
|
USD 0.01 common |
Sale |
100 |
21.8250 USD |
||||
|
USD 0.01 common |
Sale |
108 |
21.7981 USD |
||||
|
USD 0.01 common |
Sale |
114 |
21.7845 USD |
||||
|
USD 0.01 common |
Sale |
116 |
21.7841 USD |
||||
|
USD 0.01 common |
Sale |
116 |
21.8331 USD |
||||
|
USD 0.01 common |
Sale |
116 |
21.8374 USD |
||||
|
USD 0.01 common |
Sale |
125 |
21.7908 USD |
||||
|
USD 0.01 common |
Sale |
128 |
21.9186 USD |
||||
|
USD 0.01 common |
Sale |
132 |
21.8042 USD |
||||
|
USD 0.01 common |
Sale |
135 |
21.8500 USD |
||||
|
USD 0.01 common |
Sale |
145 |
21.7555 USD |
||||
|
USD 0.01 common |
Sale |
161 |
21.7324 USD |
||||
|
USD 0.01 common |
Sale |
175 |
21.8168 USD |
||||
|
USD 0.01 common |
Sale |
176 |
21.8068 USD |
||||
|
USD 0.01 common |
Sale |
183 |
21.8430 USD |
||||
|
USD 0.01 common |
Sale |
200 |
21.8575 USD |
||||
|
USD 0.01 common |
Sale |
200 |
21.7850 USD |
||||
|
USD 0.01 common |
Sale |
204 |
21.8358 USD |
||||
|
USD 0.01 common |
Sale |
205 |
21.8341 USD |
||||
|
USD 0.01 common |
Sale |
220 |
21.8056 USD |
||||
|
USD 0.01 common |
Sale |
220 |
21.8937 USD |
||||
|
USD 0.01 common |
Sale |
238 |
21.7829 USD |
||||
|
USD 0.01 common |
Sale |
245 |
21.8267 USD |
||||
|
USD 0.01 common |
Sale |
274 |
21.7891 USD |
||||
|
USD 0.01 common |
Sale |
297 |
21.9100 USD |
||||
|
USD 0.01 common |
Sale |
320 |
21.7982 USD |
||||
|
USD 0.01 common |
Sale |
341 |
21.9500 USD |
||||
|
USD 0.01 common |
Sale |
352 |
21.8125 USD |
||||
|
USD 0.01 common |
Sale |
371 |
21.8109 USD |
||||
|
USD 0.01 common |
Sale |
400 |
21.7900 USD |
||||
|
USD 0.01 common |
Sale |
401 |
21.8863 USD |
||||
|
USD 0.01 common |
Sale |
495 |
21.8259 USD |
||||
|
USD 0.01 common |
Sale |
500 |
21.8840 USD |
||||
|
USD 0.01 common |
Sale |
500 |
21.9620 USD |
||||
|
USD 0.01 common |
Sale |
510 |
21.7539 USD |
||||
|
USD 0.01 common |
Sale |
556 |
21.9122 USD |
||||
|
USD 0.01 common |
Sale |
582 |
21.8136 USD |
||||
|
USD 0.01 common |
Sale |
609 |
21.9202 USD |
||||
|
USD 0.01 common |
Sale |
812 |
21.9556 USD |
||||
|
USD 0.01 common |
Sale |
909 |
21.9157 USD |
||||
|
USD 0.01 common |
Sale |
1,245 |
21.6986 USD |
||||
|
USD 0.01 common |
Sale |
1,400 |
21.9203 USD |
||||
|
USD 0.01 common |
Sale |
1,627 |
21.8161 USD |
||||
|
USD 0.01 common |
Sale |
1,633 |
21.8360 USD |
||||
|
USD 0.01 common |
Sale |
1,850 |
21.7375 USD |
||||
|
USD 0.01 common |
Sale |
1,963 |
21.8408 USD |
||||
|
USD 0.01 common |
Sale |
2,085 |
21.8941 USD |
||||
|
USD 0.01 common |
Sale |
2,144 |
21.8329 USD |
||||
|
USD 0.01 common |
Sale |
2,181 |
21.8796 USD |
||||
|
USD 0.01 common |
Sale |
2,349 |
21.8298 USD |
||||
|
USD 0.01 common |
Sale |
2,434 |
21.7568 USD |
||||
|
USD 0.01 common |
Sale |
2,672 |
21.6881 USD |
||||
|
USD 0.01 common |
Sale |
3,623 |
21.7376 USD |
||||
|
USD 0.01 common |
Sale |
3,782 |
21.9311 USD |
||||
|
USD 0.01 common |
Sale |
3,800 |
21.6659 USD |
||||
|
USD 0.01 common |
Sale |
4,097 |
21.8501 USD |
||||
|
USD 0.01 common |
Sale |
4,237 |
21.9322 USD |
||||
|
USD 0.01 common |
Sale |
4,508 |
21.7354 USD |
||||
|
USD 0.01 common |
Sale |
4,766 |
21.7220 USD |
||||
|
USD 0.01 common |
Sale |
4,816 |
21.8599 USD |
||||
|
USD 0.01 common |
Sale |
5,041 |
21.7210 USD |
||||
|
USD 0.01 common |
Sale |
5,105 |
21.7416 USD |
||||
|
USD 0.01 common |
Sale |
5,105 |
21.7500 USD |
||||
|
USD 0.01 common |
Sale |
5,202 |
21.7051 USD |
||||
|
USD 0.01 common |
Sale |
5,227 |
21.7178 USD |
||||
|
USD 0.01 common |
Sale |
5,325 |
21.9228 USD |
||||
|
USD 0.01 common |
Sale |
6,398 |
21.9419 USD |
||||
|
USD 0.01 common |
Sale |
6,623 |
21.9415 USD |
||||
|
USD 0.01 common |
Sale |
7,827 |
21.8987 USD |
||||
|
USD 0.01 common |
Sale |
7,957 |
21.9260 USD |
||||
|
USD 0.01 common |
Sale |
8,000 |
21.9376 USD |
||||
|
USD 0.01 common |
Sale |
8,123 |
21.9288 USD |
||||
|
USD 0.01 common |
Sale |
8,600 |
21.9258 USD |
||||
|
USD 0.01 common |
Sale |
10,618 |
21.7123 USD |
||||
|
USD 0.01 common |
Sale |
10,735 |
21.7610 USD |
||||
|
USD 0.01 common |
Sale |
11,188 |
21.7222 USD |
||||
|
USD 0.01 common |
Sale |
12,761 |
21.7004 USD |
||||
|
USD 0.01 common |
Sale |
27,334 |
21.9193 USD |
||||
|
USD 0.01 common |
Sale |
29,364 |
21.8299 USD |
||||
|
USD 0.01 common |
Sale |
30,172 |
21.8496 USD |
||||
|
USD 0.01 common |
Sale |
30,941 |
21.8041 USD |
||||
|
USD 0.01 common |
Sale |
32,779 |
21.7194 USD |
||||
|
USD 0.01 common |
Sale |
49,792 |
21.7709 USD |
||||
|
USD 0.01 common |
Sale |
50,342 |
21.8620 USD |
||||
|
USD 0.01 common |
Sale |
56,836 |
21.8106 USD |
||||
|
USD 0.01 common |
Sale |
58,686 |
21.8525 USD |
||||
|
USD 0.01 common |
Sale |
63,977 |
21.9323 USD |
||||
|
USD 0.01 common |
Sale |
90,854 |
21.8307 USD |
||||
|
USD 0.01 common |
Sale |
102,850 |
21.8300 USD |
||||
|
USD 0.01 common |
Sale |
253,229 |
21.8097 USD |
||||
|
(b) |
Cash-settled derivative transactions |
|
|
||||
|
Class of relevant |
Product |
|
Nature of dealing |
|
Number of |
Price per unit |
|
|
security |
|
description |
|
|
|
reference |
|
|
|
|
|
|
|
|
securities |
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|||
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(c) |
Stock-settled derivative transactions (including options) |
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|
(i) |
Writing, selling, purchasing or varying |
|
|||||
|
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
of |
description |
purchasing, |
of |
price |
|
date |
money |
|
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
|
security |
|
varying etc |
to which |
|
|
|
received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
22 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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