Form 8.5 (EPT/NON-RI) SHAFTESBURY PLC

RNS Number : 8165P

Barclays PLC

22 June 2022

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				SHAFTESBURY PLC
	relevant securities this form relates:				SHAFTESBURY PLC
(c)	Name of the party to the offer with which exempt				CAPITAL & COUNTIES PROPERTIES PLC
	principal trader is connected				CAPITAL & COUNTIES PROPERTIES PLC
(d)	Date position held/dealing undertaken:				21 June 2022
(e)	In addition to the company in 1(b) above, is the exempt principal				YES:
	trader making disclosures in respect of any other party to the offer?				CAPITAL & COUNTIES PROPERTIES PLC
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			25p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		232,807	0.06%	2,609,533	0.68%

(2)	Cash-settled derivatives:
			4,578,545	1.19%	85,198	0.02%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		456097.65	0.12%	0	0.00%


	TOTAL:		5,267,450	1.37%	2,694,731	0.70%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
25p ordinary		Purchase		153,322		5.6159 GBP	5.5937 GBP
25p ordinary		Sale		67,258		5.6154 GBP	5.5843 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
25p ordinary		CFD		Decreasing Long		1	5.6000 GBP
25p ordinary		SWAP		Decreasing Long		16	5.6050 GBP
25p ordinary		CFD		Decreasing Long		18	5.5977 GBP
25p ordinary		CFD		Decreasing Long		49	5.5981 GBP
25p ordinary		CFD		Decreasing Long		54	5.6085 GBP
25p ordinary		SWAP		Decreasing Long		137	5.5950 GBP
25p ordinary		SWAP		Decreasing Long		388	5.6159 GBP
25p ordinary		SWAP		Decreasing Long		766	5.6095 GBP
25p ordinary		CFD		Decreasing Long		1,013	5.6134 GBP
25p ordinary		SWAP		Decreasing Long		1,342	5.5864 GBP
25p ordinary		SWAP		Decreasing Long		2,051	5.6025 GBP
25p ordinary		CFD		Decreasing Long		3,393	5.6133 GBP
25p ordinary		SWAP		Decreasing Long		4,365	5.6084 GBP
25p ordinary		SWAP		Decreasing Long		4,570	5.6150 GBP
25p ordinary		SWAP		Decreasing Long		4,732	5.5948 GBP
25p ordinary		CFD		Decreasing Long		6,004	5.5981 GBP
25p ordinary		SWAP		Decreasing Long		7,986	5.6107 GBP
25p ordinary		CFD		Decreasing Long		8,595	5.5954 GBP
25p ordinary		SWAP		Decreasing Long		9,471	5.5951 GBP
25p ordinary		SWAP		Decreasing Long		12,800	5.6126 GBP
25p ordinary		SWAP		Decreasing Long		12,943	5.6102 GBP
25p ordinary		SWAP		Decreasing Long		17,160	5.6118 GBP
25p ordinary		SWAP		Decreasing Long		24,771	5.6091 GBP
25p ordinary		CFD		Decreasing Long		50,158	5.5980 GBP
25p ordinary		SWAP		Increasing Long		679	5.5900 GBP
25p ordinary		SWAP		Increasing Long		3,848	5.5833 GBP
25p ordinary		SWAP		Increasing Long		8,251	5.5906 GBP
25p ordinary		SWAP		Increasing Long		13,195	5.5949 GBP
25p ordinary		SWAP		Increasing Short		246	5.6158 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				22 Jun 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:				BARCLAYS CAPITAL SECURITIES LTD
Name of offeror/offeree in relation to whose				SHAFTESBURY PLC
relevant securities this from relates:				SHAFTESBURY PLC
2.				OPTIONS AND DERIVATIVES
Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
25p ordinary		Exchangeable Bond	Long	456097.65	n/a	n/a	30 Mar 2026
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

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END

FEOEAEKAALAAEFA

TIDM	BARC
Share Price	499.45p0.55%
Market Cap	£67.07bn

Date	22 Jun 2022
Time	11:43:42
Category	Holding(s) in company
ID	8165P

TIDM	BARC
Share Price	499.45p0.55%
Market Cap	£67.07bn

Date	22 Jun 2022
Time	11:43:42
Category	Holding(s) in company
ID	8165P

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Form 8.5 (EPT/NON-RI) SHAFTESBURY PLC