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Barclays PLC filed a Public Opening Position Disclosure/Dealing Disclosure on 27 June 2022, reporting its interests and dealings related to NortonLifeLock Inc. and Avast PLC. This disclosure detailed positions and transactions undertaken on 24 June 2022 regarding NortonLifeLock Inc. USD 0.01 common shares. Following these dealings, Barclays PLC held total interests of 2,504,663 shares (0.44%) and total short positions of 3,374,676 shares (0.59%) in NortonLifeLock Inc.
| Date | 27 Jun 2022 |
| Time | 12:59:41 |
| Category | Holding(s) in company |
| ID | 3209Q |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
24 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,363,354 |
0.24% |
850,524 |
0.15% |
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(2) |
Cash-settled derivatives: |
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1,141,309 |
0.20% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,504,663 |
0.44% |
3,374,676 |
0.59% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
22 |
22.4800 USD |
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USD 0.01 common |
Purchase |
27 |
22.4833 USD |
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USD 0.01 common |
Purchase |
29 |
22.4968 USD |
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USD 0.01 common |
Purchase |
31 |
22.5145 USD |
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USD 0.01 common |
Purchase |
93 |
22.4990 USD |
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USD 0.01 common |
Purchase |
100 |
22.5100 USD |
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USD 0.01 common |
Purchase |
120 |
22.4658 USD |
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USD 0.01 common |
Purchase |
130 |
22.4786 USD |
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USD 0.01 common |
Purchase |
200 |
22.4650 USD |
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USD 0.01 common |
Purchase |
202 |
22.4699 USD |
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USD 0.01 common |
Purchase |
206 |
22.4829 USD |
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USD 0.01 common |
Purchase |
209 |
22.4950 USD |
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USD 0.01 common |
Purchase |
219 |
22.4626 USD |
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USD 0.01 common |
Purchase |
235 |
22.4965 USD |
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USD 0.01 common |
Purchase |
270 |
22.4487 USD |
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USD 0.01 common |
Purchase |
284 |
22.4963 USD |
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USD 0.01 common |
Purchase |
309 |
22.5232 USD |
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USD 0.01 common |
Purchase |
318 |
22.5102 USD |
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USD 0.01 common |
Purchase |
356 |
22.4797 USD |
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USD 0.01 common |
Purchase |
405 |
22.4918 USD |
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USD 0.01 common |
Purchase |
406 |
22.4875 USD |
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USD 0.01 common |
Purchase |
406 |
22.4674 USD |
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USD 0.01 common |
Purchase |
460 |
22.4872 USD |
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USD 0.01 common |
Purchase |
463 |
22.5000 USD |
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USD 0.01 common |
Purchase |
475 |
22.4795 USD |
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USD 0.01 common |
Purchase |
608 |
22.4896 USD |
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USD 0.01 common |
Purchase |
700 |
22.4821 USD |
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USD 0.01 common |
Purchase |
802 |
22.4992 USD |
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USD 0.01 common |
Purchase |
803 |
22.5247 USD |
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USD 0.01 common |
Purchase |
809 |
22.4928 USD |
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USD 0.01 common |
Purchase |
840 |
22.4514 USD |
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USD 0.01 common |
Purchase |
953 |
22.4864 USD |
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USD 0.01 common |
Purchase |
973 |
22.4638 USD |
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USD 0.01 common |
Purchase |
1,005 |
22.4945 USD |
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USD 0.01 common |
Purchase |
1,164 |
22.4824 USD |
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USD 0.01 common |
Purchase |
1,200 |
22.5075 USD |
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USD 0.01 common |
Purchase |
1,410 |
22.4852 USD |
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USD 0.01 common |
Purchase |
1,500 |
22.4775 USD |
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USD 0.01 common |
Purchase |
1,575 |
22.4876 USD |
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USD 0.01 common |
Purchase |
1,597 |
22.4954 USD |
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USD 0.01 common |
Purchase |
1,660 |
22.4622 USD |
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USD 0.01 common |
Purchase |
1,846 |
22.4888 USD |
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USD 0.01 common |
Purchase |
2,174 |
22.4609 USD |
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USD 0.01 common |
Purchase |
2,335 |
22.4933 USD |
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USD 0.01 common |
Purchase |
3,027 |
22.4783 USD |
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USD 0.01 common |
Purchase |
3,201 |
22.4997 USD |
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USD 0.01 common |
Purchase |
4,728 |
22.4810 USD |
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USD 0.01 common |
Purchase |
5,198 |
22.3716 USD |
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USD 0.01 common |
Purchase |
5,360 |
22.3105 USD |
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USD 0.01 common |
Purchase |
6,057 |
22.4484 USD |
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USD 0.01 common |
Purchase |
8,746 |
22.4492 USD |
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USD 0.01 common |
Purchase |
10,541 |
22.4755 USD |
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USD 0.01 common |
Purchase |
12,152 |
22.4581 USD |
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USD 0.01 common |
Purchase |
26,195 |
22.4624 USD |
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USD 0.01 common |
Purchase |
32,841 |
22.4746 USD |
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USD 0.01 common |
Purchase |
37,690 |
22.4608 USD |
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USD 0.01 common |
Purchase |
53,234 |
22.4677 USD |
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USD 0.01 common |
Purchase |
116,470 |
22.4600 USD |
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USD 0.01 common |
Purchase |
231,465 |
22.4553 USD |
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USD 0.01 common |
Purchase |
622,125 |
22.4661 USD |
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USD 0.01 common |
Sale |
6 |
22.4000 USD |
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USD 0.01 common |
Sale |
6 |
22.5450 USD |
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USD 0.01 common |
Sale |
6 |
22.5500 USD |
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USD 0.01 common |
Sale |
18 |
22.5400 USD |
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USD 0.01 common |
Sale |
23 |
22.5004 USD |
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USD 0.01 common |
Sale |
38 |
22.4200 USD |
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USD 0.01 common |
Sale |
42 |
22.4550 USD |
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USD 0.01 common |
Sale |
74 |
22.4571 USD |
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USD 0.01 common |
Sale |
84 |
22.4575 USD |
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USD 0.01 common |
Sale |
112 |
22.5300 USD |
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USD 0.01 common |
Sale |
130 |
22.4450 USD |
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USD 0.01 common |
Sale |
136 |
22.4545 USD |
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USD 0.01 common |
Sale |
168 |
22.4537 USD |
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USD 0.01 common |
Sale |
200 |
22.5200 USD |
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USD 0.01 common |
Sale |
206 |
22.4829 USD |
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USD 0.01 common |
Sale |
210 |
22.4640 USD |
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USD 0.01 common |
Sale |
210 |
22.4500 USD |
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USD 0.01 common |
Sale |
233 |
22.4711 USD |
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USD 0.01 common |
Sale |
293 |
22.4652 USD |
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USD 0.01 common |
Sale |
300 |
22.4533 USD |
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USD 0.01 common |
Sale |
313 |
22.4880 USD |
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USD 0.01 common |
Sale |
336 |
22.4512 USD |
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USD 0.01 common |
Sale |
370 |
22.4774 USD |
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USD 0.01 common |
Sale |
380 |
22.4842 USD |
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USD 0.01 common |
Sale |
409 |
22.4900 USD |
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USD 0.01 common |
Sale |
418 |
22.5047 USD |
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USD 0.01 common |
Sale |
526 |
22.5000 USD |
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USD 0.01 common |
Sale |
562 |
22.4849 USD |
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USD 0.01 common |
Sale |
600 |
22.4966 USD |
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USD 0.01 common |
Sale |
608 |
22.5107 USD |
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USD 0.01 common |
Sale |
917 |
22.4670 USD |
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USD 0.01 common |
Sale |
1,618 |
22.4602 USD |
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USD 0.01 common |
Sale |
1,899 |
22.4704 USD |
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USD 0.01 common |
Sale |
3,141 |
22.4854 USD |
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USD 0.01 common |
Sale |
3,343 |
22.4595 USD |
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USD 0.01 common |
Sale |
3,928 |
22.4598 USD |
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USD 0.01 common |
Sale |
4,994 |
22.3669 USD |
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USD 0.01 common |
Sale |
5,461 |
22.4553 USD |
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USD 0.01 common |
Sale |
5,981 |
22.4744 USD |
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USD 0.01 common |
Sale |
6,518 |
22.4556 USD |
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USD 0.01 common |
Sale |
6,632 |
22.4765 USD |
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USD 0.01 common |
Sale |
8,354 |
22.4610 USD |
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USD 0.01 common |
Sale |
8,916 |
22.4747 USD |
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USD 0.01 common |
Sale |
11,476 |
22.4606 USD |
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USD 0.01 common |
Sale |
11,477 |
22.4784 USD |
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USD 0.01 common |
Sale |
20,809 |
22.4821 USD |
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USD 0.01 common |
Sale |
20,898 |
22.4731 USD |
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USD 0.01 common |
Sale |
21,648 |
22.4730 USD |
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USD 0.01 common |
Sale |
22,280 |
22.4868 USD |
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USD 0.01 common |
Sale |
27,689 |
22.4787 USD |
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USD 0.01 common |
Sale |
34,871 |
22.4700 USD |
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USD 0.01 common |
Sale |
40,362 |
22.4384 USD |
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USD 0.01 common |
Sale |
43,403 |
22.4643 USD |
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USD 0.01 common |
Sale |
77,631 |
22.4807 USD |
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USD 0.01 common |
Sale |
114,425 |
22.4600 USD |
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USD 0.01 common |
Sale |
241,568 |
22.4541 USD |
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USD 0.01 common |
Sale |
450,309 |
22.4624 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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|
Date of disclosure: |
27 Jun 2022 |
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|||
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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