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Barclays PLC submitted a Public Opening Position Disclosure/Dealing Disclosure under Rule 8.3 of the Takeover Code on 28 June 2022, regarding relevant securities of NortonLifeLock Inc., with the position held/dealing undertaken date being 27 June 2022. As of 27 June 2022, Barclays PLC reported total interests of 2,470,012 USD 0.01 common shares (0.43%) and total short positions of 3,372,841 shares (0.59%) in NortonLifeLock Inc. On the same date, Barclays PLC undertook multiple purchases and sales of USD 0.01 common shares of NortonLifeLock Inc. at prices ranging from 22.47 USD to 22.77 USD per unit.
| Date | 28 Jun 2022 |
| Time | 12:28:43 |
| Category | Holding(s) in company |
| ID | 4891Q |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
27 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,328,703 |
0.23% |
848,689 |
0.15% |
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(2) |
Cash-settled derivatives: |
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1,141,309 |
0.20% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,470,012 |
0.43% |
3,372,841 |
0.59% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
4 |
22.7700 USD |
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USD 0.01 common |
Purchase |
5 |
22.5600 USD |
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USD 0.01 common |
Purchase |
5 |
22.7300 USD |
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USD 0.01 common |
Purchase |
5 |
22.7000 USD |
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USD 0.01 common |
Purchase |
9 |
22.5588 USD |
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USD 0.01 common |
Purchase |
16 |
22.5225 USD |
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USD 0.01 common |
Purchase |
21 |
22.5542 USD |
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USD 0.01 common |
Purchase |
22 |
22.6411 USD |
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USD 0.01 common |
Purchase |
23 |
22.6100 USD |
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USD 0.01 common |
Purchase |
23 |
22.5921 USD |
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USD 0.01 common |
Purchase |
46 |
22.6200 USD |
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USD 0.01 common |
Purchase |
46 |
22.6450 USD |
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USD 0.01 common |
Purchase |
51 |
22.6125 USD |
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USD 0.01 common |
Purchase |
53 |
22.6633 USD |
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USD 0.01 common |
Purchase |
75 |
22.6589 USD |
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USD 0.01 common |
Purchase |
83 |
22.6508 USD |
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USD 0.01 common |
Purchase |
92 |
22.6362 USD |
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USD 0.01 common |
Purchase |
93 |
22.6700 USD |
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USD 0.01 common |
Purchase |
100 |
22.6950 USD |
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USD 0.01 common |
Purchase |
107 |
22.5993 USD |
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USD 0.01 common |
Purchase |
217 |
22.6056 USD |
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USD 0.01 common |
Purchase |
264 |
22.4600 USD |
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USD 0.01 common |
Purchase |
300 |
22.6983 USD |
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USD 0.01 common |
Purchase |
302 |
22.6600 USD |
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USD 0.01 common |
Purchase |
400 |
22.5050 USD |
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USD 0.01 common |
Purchase |
400 |
22.6037 USD |
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USD 0.01 common |
Purchase |
400 |
22.6300 USD |
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USD 0.01 common |
Purchase |
406 |
22.6827 USD |
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USD 0.01 common |
Purchase |
620 |
22.6414 USD |
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USD 0.01 common |
Purchase |
647 |
22.6378 USD |
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USD 0.01 common |
Purchase |
722 |
22.4851 USD |
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USD 0.01 common |
Purchase |
739 |
22.4872 USD |
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USD 0.01 common |
Purchase |
765 |
22.6888 USD |
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USD 0.01 common |
Purchase |
839 |
22.6537 USD |
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USD 0.01 common |
Purchase |
1,255 |
22.6260 USD |
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USD 0.01 common |
Purchase |
1,340 |
22.7013 USD |
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USD 0.01 common |
Purchase |
1,466 |
22.6833 USD |
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USD 0.01 common |
Purchase |
1,600 |
22.6190 USD |
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USD 0.01 common |
Purchase |
1,953 |
22.4900 USD |
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USD 0.01 common |
Purchase |
2,100 |
22.5700 USD |
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USD 0.01 common |
Purchase |
2,600 |
22.4842 USD |
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USD 0.01 common |
Purchase |
2,733 |
22.6482 USD |
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USD 0.01 common |
Purchase |
2,882 |
22.4801 USD |
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USD 0.01 common |
Purchase |
2,923 |
22.6472 USD |
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USD 0.01 common |
Purchase |
3,600 |
22.4844 USD |
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USD 0.01 common |
Purchase |
3,859 |
22.6118 USD |
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USD 0.01 common |
Purchase |
4,206 |
22.4850 USD |
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USD 0.01 common |
Purchase |
4,412 |
22.4833 USD |
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USD 0.01 common |
Purchase |
4,643 |
22.4802 USD |
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USD 0.01 common |
Purchase |
6,008 |
22.6254 USD |
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USD 0.01 common |
Purchase |
8,164 |
22.4837 USD |
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USD 0.01 common |
Purchase |
8,744 |
22.6268 USD |
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USD 0.01 common |
Purchase |
12,192 |
22.6227 USD |
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USD 0.01 common |
Purchase |
12,325 |
22.6835 USD |
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USD 0.01 common |
Purchase |
16,079 |
22.4815 USD |
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USD 0.01 common |
Purchase |
75,351 |
22.6651 USD |
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USD 0.01 common |
Purchase |
76,580 |
22.6843 USD |
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USD 0.01 common |
Purchase |
83,899 |
22.6900 USD |
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USD 0.01 common |
Purchase |
108,034 |
22.6253 USD |
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USD 0.01 common |
Purchase |
300,000 |
22.6468 USD |
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USD 0.01 common |
Sale |
9 |
22.6400 USD |
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USD 0.01 common |
Sale |
9 |
22.7300 USD |
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USD 0.01 common |
Sale |
11 |
22.7081 USD |
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USD 0.01 common |
Sale |
18 |
22.7025 USD |
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USD 0.01 common |
Sale |
18 |
22.6325 USD |
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USD 0.01 common |
Sale |
27 |
22.6133 USD |
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USD 0.01 common |
Sale |
34 |
22.6788 USD |
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USD 0.01 common |
Sale |
36 |
22.6477 USD |
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USD 0.01 common |
Sale |
36 |
22.5702 USD |
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USD 0.01 common |
Sale |
45 |
22.6460 USD |
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USD 0.01 common |
Sale |
45 |
22.6180 USD |
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USD 0.01 common |
Sale |
45 |
22.6320 USD |
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USD 0.01 common |
Sale |
46 |
22.6360 USD |
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USD 0.01 common |
Sale |
54 |
22.6318 USD |
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USD 0.01 common |
Sale |
54 |
22.6383 USD |
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USD 0.01 common |
Sale |
70 |
22.6374 USD |
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USD 0.01 common |
Sale |
71 |
22.6398 USD |
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USD 0.01 common |
Sale |
72 |
22.6000 USD |
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USD 0.01 common |
Sale |
90 |
22.6437 USD |
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USD 0.01 common |
Sale |
98 |
22.6357 USD |
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USD 0.01 common |
Sale |
100 |
22.4400 USD |
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USD 0.01 common |
Sale |
100 |
22.6321 USD |
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USD 0.01 common |
Sale |
100 |
22.6600 USD |
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USD 0.01 common |
Sale |
100 |
22.7100 USD |
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USD 0.01 common |
Sale |
100 |
22.7500 USD |
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USD 0.01 common |
Sale |
101 |
22.5706 USD |
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USD 0.01 common |
Sale |
121 |
22.5125 USD |
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USD 0.01 common |
Sale |
170 |
22.6241 USD |
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USD 0.01 common |
Sale |
186 |
22.6501 USD |
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USD 0.01 common |
Sale |
233 |
22.6522 USD |
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USD 0.01 common |
Sale |
252 |
22.6226 USD |
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USD 0.01 common |
Sale |
264 |
22.4600 USD |
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USD 0.01 common |
Sale |
300 |
22.7000 USD |
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USD 0.01 common |
Sale |
466 |
22.5540 USD |
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USD 0.01 common |
Sale |
472 |
22.6300 USD |
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USD 0.01 common |
Sale |
600 |
22.6575 USD |
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USD 0.01 common |
Sale |
660 |
22.4871 USD |
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USD 0.01 common |
Sale |
800 |
22.5050 USD |
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USD 0.01 common |
Sale |
834 |
22.6221 USD |
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USD 0.01 common |
Sale |
900 |
22.4933 USD |
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USD 0.01 common |
Sale |
941 |
22.4877 USD |
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USD 0.01 common |
Sale |
1,100 |
22.5700 USD |
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USD 0.01 common |
Sale |
1,322 |
22.4788 USD |
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USD 0.01 common |
Sale |
1,546 |
22.6567 USD |
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USD 0.01 common |
Sale |
1,604 |
22.4974 USD |
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USD 0.01 common |
Sale |
1,669 |
22.4947 USD |
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USD 0.01 common |
Sale |
1,703 |
22.4852 USD |
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USD 0.01 common |
Sale |
1,788 |
22.4842 USD |
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USD 0.01 common |
Sale |
1,869 |
22.4884 USD |
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USD 0.01 common |
Sale |
2,414 |
22.6379 USD |
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USD 0.01 common |
Sale |
2,674 |
22.6799 USD |
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USD 0.01 common |
Sale |
3,076 |
22.5933 USD |
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USD 0.01 common |
Sale |
3,473 |
22.4868 USD |
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USD 0.01 common |
Sale |
4,116 |
22.6448 USD |
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USD 0.01 common |
Sale |
4,795 |
22.6110 USD |
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USD 0.01 common |
Sale |
4,945 |
22.5000 USD |
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USD 0.01 common |
Sale |
5,086 |
22.6956 USD |
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USD 0.01 common |
Sale |
5,122 |
22.6415 USD |
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USD 0.01 common |
Sale |
5,274 |
22.6440 USD |
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USD 0.01 common |
Sale |
6,184 |
22.6535 USD |
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USD 0.01 common |
Sale |
6,286 |
22.6427 USD |
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USD 0.01 common |
Sale |
6,341 |
22.6282 USD |
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USD 0.01 common |
Sale |
6,384 |
22.6174 USD |
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USD 0.01 common |
Sale |
6,869 |
22.4739 USD |
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USD 0.01 common |
Sale |
7,838 |
22.6553 USD |
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USD 0.01 common |
Sale |
8,729 |
22.6317 USD |
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USD 0.01 common |
Sale |
9,971 |
22.6225 USD |
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USD 0.01 common |
Sale |
11,411 |
22.6881 USD |
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USD 0.01 common |
Sale |
14,855 |
22.6329 USD |
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USD 0.01 common |
Sale |
50,000 |
22.4830 USD |
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USD 0.01 common |
Sale |
71,671 |
22.6860 USD |
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USD 0.01 common |
Sale |
71,976 |
22.6639 USD |
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USD 0.01 common |
Sale |
83,907 |
22.6900 USD |
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USD 0.01 common |
Sale |
125,700 |
22.6302 USD |
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USD 0.01 common |
Sale |
229,627 |
22.6499 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
28 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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