/Equities/XLON/BARC/RNS

Form 8.5 (EPT/NON-RI) Biffa plc

RNS Number : 4448Q

Barclays PLC

28 June 2022

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

BIFFA PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Energy Capital Partners, LLC

principal trader is connected

(d)

Date position held/dealing undertaken:

27 June 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

trader making disclosures in respect of any other party to the offer?

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

9,831,165

3.21%

1,733,210

0.57%

(2)

Cash-settled derivatives:

1,543,779

0.50%

9,575,237

3.13%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0.00%

TOTAL:

11,374,944

3.72%

11,308,447

3.70%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.			DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security			securities	paid/received	paid/received
1p ordinary		Purchase	292,573	4.0399 GBP	3.9819 GBP
1p ordinary		Sale	158,338	4.0304 GBP	3.9841 GBP

(b)	Cash-settled derivative transactions
Class of		Product	Nature of dealing	Number of	Price per
relevant		description		reference	unit
security				securities
1p ordinary		SWAP	Decreasing Short	230	4.0105 GBP
1p ordinary		SWAP	Decreasing Short	45,024	3.9969 GBP
1p ordinary		SWAP	Increasing Long	2,781	3.9994 GBP
1p ordinary		SWAP	Increasing Long	10,621	4.0013 GBP
1p ordinary		SWAP	Increasing Long	16,755	4.0012 GBP
1p ordinary		SWAP	Increasing Short	121	4.0068 GBP
1p ordinary		CFD	Increasing Short	195	3.9906 GBP
1p ordinary		SWAP	Increasing Short	300	3.9839 GBP
1p ordinary		SWAP	Increasing Short	645	3.9987 GBP
1p ordinary		SWAP	Increasing Short	765	4.0063 GBP
1p ordinary		SWAP	Increasing Short	859	3.9988 GBP
1p ordinary		SWAP	Increasing Short	1,061	3.9998 GBP
1p ordinary		SWAP	Increasing Short	1,062	3.9939 GBP
1p ordinary		SWAP	Increasing Short	1,377	3.9994 GBP
1p ordinary		SWAP	Increasing Short	2,522	4.0163 GBP
1p ordinary		SWAP	Increasing Short	2,860	4.0202 GBP
1p ordinary		SWAP	Increasing Short	3,068	3.9836 GBP
1p ordinary		CFD	Increasing Short	5,000	3.9863 GBP
1p ordinary		SWAP	Increasing Short	5,420	3.9834 GBP
1p ordinary		SWAP	Increasing Short	6,796	3.9832 GBP
1p ordinary		SWAP	Increasing Short	8,027	3.9997 GBP
1p ordinary		SWAP	Increasing Short	10,506	3.9938 GBP
1p ordinary		SWAP	Increasing Short	13,339	4.0023 GBP
1p ordinary		SWAP	Increasing Short	26,749	3.9809 GBP
1p ordinary		SWAP	Increasing Short	36,900	3.9844 GBP
1p ordinary		SWAP	Increasing Short	50,000	3.9998 GBP
1p ordinary		SWAP	Increasing Short	76,263	3.9943 GBP
1p ordinary		SWAP	Increasing Short	76,597	3.9864 GBP
1p ordinary		SWAP	Opening Short	45	3.9842 GBP
1p ordinary		SWAP	Opening Short	18,498	4.0399 GBP
1p ordinary		SWAP	Opening Long	7,591	3.9924 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				28 Jun 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

FEOSELSAAEESEIM

TIDM	BARC
Share Price	497.15p-0.51%
Market Cap	£66.76bn

Date	28 Jun 2022
Time	09:55:26
Category	Holding(s) in company
ID	4448Q

TIDM	BARC
Share Price	497.15p-0.51%
Market Cap	£66.76bn

Date	28 Jun 2022
Time	09:55:26
Category	Holding(s) in company
ID	4448Q

t

Company Information

AI Summary

RNS Metadata

Company Information

AI Summary

RNS Metadata

Form 8.5 (EPT/NON-RI) Biffa plc